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E/1992/47
26 May 1992
ORIGINAL: ENGLISH
Substantive session of 1992
29 June-31 July 1992
Item 3 of the provisional agenda*
* E/1992/100.
COORDINATION OF THE POLICIES AND ACTIVITIES OF THE SPECIALIZED
AGENCIES AND OTHER BODIES OF THE UNITED NATIONS SYSTEM
Policies and activities relating to assistance in the eradication
of poverty and support to vulnerable groups, including assistance
during the implementation of structural adjustment programmes
Report of the Secretary-General
SUMMARY
The present report, in response to General Assembly resolution 45/264
and Economic and Social Council decision 1992/204, is to be the first of a
series of analyses addressing the issues related to the coordination of the
policies and activities of the specialized agencies and other bodies of the
United Nations system. The report briefly reviews recent developments in the
area of poverty that are relevant to the coordination issues raised here, and
pays particular attention to the impact of structural adjustment programmes on
poverty. Based on input provided by the organs, organizations and bodies of
the United Nations system, it outlines the strategies, priorities, policy
orientations and programmatic activities of the United Nations system in the
area of poverty eradication, including promotion of growth with poverty
alleviation, support to vulnerable groups and amelioration of the negative
impacts of structural adjustment programmes.
The report accords a special place to the issues of coordination. Since
this report is the first to address system-wide issues of coordination under
new arrangements, it presents some broad themes related to the nature and
desirable scope of coordination in the system. By providing an overview of
the principal mechanisms and channels of coordination, it seeks to identify a
frame of reference to facilitate debate and dialogue in the Economic and
Social Council on this important subject. The present report examines the
present state of coordination in the United Nations system in the area of
poverty alleviation and eradication and formulates specific suggestions to
improve and strengthen coordinative processes and structures. The need to
develop a coherent system-wide framework for action in the area of poverty
eradication is identified.
CONTENTS
Paragraphs Page
INTRODUCTION ............................................... 1 - 5 4
I. RECENT TRENDS RELATING TO POVERTY ....................6 - 24 5
A. Poverty: not a new phenomenon, but a growing
international concern ............................6 - 8 5
B. Poverty in the 1980s .............................9 - 16 7
C. The effects of structural adjustment programmes
on the poor .....................................17 - 24 8
II. THE STATE OF COORDINATION AND COOPERATION IN THE
UNITED NATIONS SYSTEM ...............................25 - 104 10
A. Some issues of coordination .....................25 - 34 10
B. Eradication of poverty: United Nations system
strategies, priorities and policy orientations ..35 - 56 13
C. Assistance for human development and safety nets 57 - 65 19
D. Assistance by the United Nations system during
adjustment programmes ...........................66 - 73 20
E. Inter-agency coordination and cooperation .......74 - 104 22
III. CONCLUDING OBSERVATIONS AND RECOMMENDATIONS ........105 - 117 31
INTRODUCTION
1. The present report of the Secretary-General is being submitted to the
Economic and Social Council in response to General Assembly resolution 45/264
and Economic and Social Council decision 1992/204. By that decision, the
Council decided that the coordination segment of the Economic and Social
Council of 1992 should be devoted to the coordination of the policies and
activities of the specialized agencies and other bodies of the United Nations
system related to the theme, inter/alia, of assistance in the eradication of
poverty and support to vulnerable groups, including assistance during the
implementation of structural adjustment programmes.
2. The report has been prepared on the basis of information and input
provided by the organs, organizations and bodies of the United Nations system.
As a follow-up to the decision of the Council, the Administrative Committee on
Coordination (ACC) Task Force on Long-term Development Objectives had decided
to consider, inter/alia, issues related to poverty alleviation and eradication
at its twenty-first session, held from 3 to 6/March/1992. The present report
draws on the discussions and conclusions of the Task Force on this subject.
3. This report has made no attempt to present a detailed historical
perspective on the problem of global poverty or to analyse its sources and
causes, nor does it offer a detailed examination of recent developments in
this area or survey the national and international policies that are being
pursued or may be desirable for addressing the problem. All these aspects
have been amply addressed in a number of recent reports emanating from the
United Nations system, the most notable being: the report of the
Secretary-General on international cooperation for the eradication of poverty
in developing countries (A/46/454), the Human Development Reports published by
the United Nations Development Programme (UNDP) in 1990 and 1991,/1/ the World
Development Report, 1990: Poverty/2/ and the report by the International Fund
for Agricultural Development (IFAD) on "The state of world rural poverty"./3/
4. The present report has a more limited purpose, namely, to provide the
Economic and Social Council with a broad picture of the state of coordination
within the United Nations system in the field of poverty alleviation and
eradication and to identify possible areas for improving and enhancing such
coordination. While the information and contributions provided by the
specialized agencies and other bodies have been used to present a synthesized
and broad overview, the report does not catalogue the assistance and
activities of the United Nations system relating to poverty alleviation and
eradication.
5. Section I of the report provides a brief description of recent trends
with regard to the incidence of poverty in developing countries and effects of
structural adjustment programmes on the poor. The focus is on developments in
the last decade. The purpose here once again is not to provide exhaustive
information on and analysis of the issues involved, but rather to indicate the
context in which the assistance activities of the United Nations system are
being carried out. Section/II gives a brief overview of United Nations system
activities relating to the subject. Section/II also attempts to raise some
broad issues relating to coordination; reviews United Nations system
strategies, priorities and policy orientations relating to poverty alleviation
and eradication; and examines the present state of coordination and
cooperation in this area. Finally, section III makes a few concluding
observations and recommendations that are intended to provide a basis for a
productive exchange of views by the Council.
I. RECENT TRENDS RELATING TO POVERTY
A. Poverty: not a new phenomenon, but a growing
international concern
6. Over 1.1/billion people in the world are estimated to live in poverty.
Of those over 1.1/billion, over 600 million are considered extremely poor./4/
(People with annual consumption levels below $370 (1985 dollars) are deemed to
be living in poverty. People with consumption levels below $275 are deemed to
be living in extreme poverty.)/5/ Of those over 600 million, two thirds live
in Asia, where they are concentrated in rural areas with high population
densities. In sub-Saharan Africa, the 120 million people who live largely in
areas where soils are poor and farming techniques underdeveloped are estimated
to be extremely poor. The incidence of extreme poverty is smaller in other
developing regions. In Latin America, extreme poverty encompasses 50/million
people and is concentrated in the Andean highlands and urban slums and among
rural households. In North Africa and the Near East, the extremely poor
amount to approximately 40/million people and, for the most part are dispersed
in smaller pockets of poverty in rural and urban areas (see figure I).
7. A particular feature of the phenomenon of rural poverty is that
female-headed households now account for 20/per/cent of all rural households
in the developing world (excluding China and India). In sub-Saharan Africa
about one third of rural households are headed by women. The number of rural
women living in poverty rose over the last 20 years by about 50/per/cent (from
an estimated 370/million to about 550/million), as against an increase of
about 25/per/cent for rural men.
8. Public concern over the poor has long been a feature of all societies.
Whereas until the mid-1980s the international economic environment and
domestic stabilization and adjustment measures took precedence over poverty
issues, in recent years there has been a renewed interest in poverty
eradication. The economic and social set-backs of the 1980s make this surge
of interest in poverty issues all the more timely.
B. Poverty in the 1980s
9. During the 1980s, poverty's share in total population, although not
the absolute numbers of the poor, fell in Asia because of both improvements in
India, Pakistan, China and Indonesia and the rapid economic growth of the
Republic of Korea, Malaysia, Singapore and Thailand, among others. On the
other hand, the greatest set-backs were suffered by sub-Saharan Africa and
Latin America, where the combination of external shocks and domestic
macroeconomic and structural weaknesses was responsible for poverty rates'
increasing both absolutely and in terms of share of total population. In the
1980s per capita output declined by 12/per/cent in Africa and 11/per/cent in
Latin America. When changes in terms of trade and net factor payments are
taken into account, the fall in income was even larger: a 22/per/cent decline
in real incomes in Africa and a 16/per/cent decline in Latin America
(A/46/454, table 2).
10. According to calculations of the Economic Commission for Latin America
and the Caribbean (ECLAC) the incomes of the region's poor, especially the
extremely poor, fell proportionately during the 1980s, even more than
per/capita incomes./6/ The increases in poverty were concentrated mainly in
the urban areas. The growth of poverty in Latin America during the 1980s can
be attributed mainly to the spread consequences of shrinking economic activity
and declines in domestic expenditures resulting from the effects of the
changed international economic environment, high external indebtedness and
domestic structural and macroeconomic weaknesses. A severe compression in
imports to the region was caused by the obligation to service external debts
in the face of depressed commodity markets and sharply reduced inflows of
capital.
11. The brunt of absorbing Latin America's external shocks fell mainly on
the urban labour force. During the first few years following the onset of the
debt crisis in 1982, when imports by the region were reduced by 40/per/cent,
firms in Latin America laid off many workers. This directly contributed to
the rise in unemployment and poverty during the first years of the crisis./7/
By the end of the decade, there was little sign that firms had restored jobs
to previous levels. Moreover, many jobs were lost in some countries owing to
cut-backs in public and private sector investments.
12. Despite considerable increases in aggregate agricultural production,
the incomes of the rural poor declined in Latin America. This decline was
particularly pronounced among the largest rural category of the extremely
poor/- the landless labourers. According to estimates, between 1980 and 1987
their wages fell by 23/per/cent./8/ The reason for this fall was the rapid
growth that occurred in the rural labour reserve because of the diminished
prospects of emigrants finding work in urban areas, the labour-saving effects
of the agricultural mechanization taking place in the production of
commodities for export and the impact of lower international commodity prices
in driving out less efficient producers who had traditionally hired workers to
help them during periods of peak activity.
13. In Africa, as in Latin America, the external shocks from deteriorating
terms of trade had a depressing impact on incomes in the urban areas. Average
labour earnings in the urban public sector of Africa declined by 30/per/cent
during the first half of the 1980s, and the number of workers employed by the
formal private sector fell by 16/per/cent during those years./9/ On the other
hand, because many countries adopted foreign exchange and producer price
policies that reduced earlier distortions and generally improved the domestic
terms of trade for rural areas, the burden of falling world commodity prices
was felt less by rural population groups and more by urban groups. Moreover,
many rural poor were able to retreat into subsistence agriculture as a buffer
against the economic crisis. On the whole, therefore, rural incomes stagnated
while urban incomes fell.
14. In discussing the impact of international economic shocks on the
sub-Saharan poor, several observations need to be made. First, the
difficulties of the 1980s aggravated, but did not create, the region's
fundamental problems of economic stagnation, inability to expand food
production, poverty and lack of resources. Those problems had already become
apparent during the 1970s and were arguably a result as much of ineffective
domestic policies as of external events.
15. Second, in the rural areas of much of the region, the problems created
by economic shocks were secondary in importance to the drought of 1983-1985
and, in some countries, to prolonged armed conflicts between ethnic groups.
These climatic and indigenous man-made shocks were the factors primarily
responsible for rendering many rural poor destitute, converting large numbers
of families into refugees and threatening much of the population with famine.
16. Third, given the traditional ties and sense of mutual obligation
binding extended families together, too much of a distinction should not be
made between urban and rural incomes. In view of the reduced flow of monetary
remittances from urban areas and increased incidence of in-kind remittances of
staple foods from rural areas, it is unlikely that purchasing power among the
urban poor fell much more than in rural areas.
C. The effects of structural adjustment programmes on the poor
17. During the 1980s and early 1990s many developing countries carried out
structural adjustment programmes. To the extent that those programmes
accelerate overall economic growth or correct the urban and capital-intensive
bias of previous development strategies, they may, in the future, benefit the
extremely poor. However, in the short-to-medium run those programmes imposed
costs on the vulnerable groups, though in certain cases they also may have
conferred some benefits on such groups.
18. Apart from the impact of economic shocks on the earnings of the poor
in Africa and Latin America, the fiscal changes resorted to as part of
structural adjustment programmes had a bearing on this group's consumption.
Those changes included rapid increases in the price of basic goods that the
poor consumed, such as food and kerosene, and in public transport fares;
heavier fees and charges for education and health care; and raises in indirect
taxes. Because of the heterogeneity of the poor as a group and the different
mixes of fiscal changes that Governments adopted, it is difficult to
generalize about the net effects of those changes on poverty. However, rapid
increases occurred in the real price of wage goods, particularly basic
staples, following currency devaluations, subsidy reductions and measures
leading to higher producer prices for food.
19. Real food prices also climbed, in some instances in the absence of
adjustment programmes, because of hoarding and speculative practices that were
often triggered by the rising inflation that the financing of budget deficits
by monetary expansion had helped to stimulate. In some African countries,
food prices rose mainly because of scarcities due to drought and warfare;
sometimes, food imports cushioned these shocks. In general, higher prices
affected the caloric intake of the poor (mainly those belonging to urban
households or the rural landless) who were not self-sufficient in food
production. Thus not all the price increases that occurred during the
adjustment period could be attributed to the adjustment programmes.
20. Changes in government expenditures followed a broadly similar pattern
in sub-Saharan Africa and Latin America during the past decade. An
examination of regional averages suggests that since real per capita gross
domestic product (GDP) fell in both regions and the share of Government in GDP
remained relatively constant during the decade, absolute declines in public
expenditures occurred in all functional areas except interest payments on the
public debt. As a share of total expenditure, capital investment and military
expenditures declined, the latter to a lesser degree; interest payments
surged, general administration remained unchanged and social services
declined.
21. As for the intrasectoral allocation of social resources, primary and
tertiary education were typically protected at the expense of secondary
education, whereas reductions in primary health budgets were often offset by
the large-scale adoption of immunization, oral rehydration and other
cost-effective interventions.
22. Also, given that the fall in social expenditures paralleled that of
GDP, it would seem that a general lack of resources rather than diminished
governmental priority for health and education caused the decline in these
areas of the social sectors.
23. Close examination of the changes that occurred in real expenditures in
the social sectors between 1980 and 1987 shows that the already low levels of
real expenditure per student in primary education in sub-Saharan African
countries fell by 15/per/cent; health-care expenditure also fell by
15/per/cent. In Latin America, where per capita social expenditure is roughly
five to seven times greater than in sub-Saharan Africa, real per capita
expenditure declined by 10/per/cent in education and 16/per/cent in health
(A/46/454, para./40).
24. However, social indicators during that period generally continued to
show improvements in social conditions and levels of living, although the rate
of progress slowed in relation to previous decades. Apart from calorie intake
levels in Africa, which stagnated during the first half of the 1980s, there
was no significant falling-off from trend in social indicators during the
decade. Probably, the accumulated effects of past investments in human
development explain the apparent resilience of those indicators.
II. THE STATE OF COORDINATION AND COOPERATION IN THE
UNITED NATIONS SYSTEM
A. Some issues of coordination
25. Since its substantive session of 1992 will constitute the first
occasion where the Economic and Social Council considers system-wide issues of
coordination related to a given theme under the new arrangements defined in
General Assembly resolution 45/264, it seems opportune to raise some broad
issues of coordination as a way of stimulating debate in the Council.
26. In the United Nations, the term coordination has sometimes been
applied in the rather narrow and negative sense of identification and
elimination of overlaps and duplication among programmes and activities of the
organizations of the system and reduction thereby of waste. This
interpretation tends to reduce coordination's utility as an operational
concept. Approached in such a limited manner, the search for improved
efficiency in a system that is not organized on unitary lines but
decentralized and federal in character often turns out to be chimerical. The
frontiers between the fields of competence of the various member organizations
are often blurred since they are all engaged in promoting closely similar
goals of development from somewhat varying perspectives. Having their own
mandates, priorities and constituencies, they draw up their plans and
programmes in response to these imperatives, and it is only natural that some
of them seem similar or overlapping. If used in its limited sense,
coordination can be reduced to no more than a buzz-word. To programme
managers (not without some reason) it can appear a tedious burden/- wasteful,
time-consuming and costly.
27. On the other hand, coordination can be understood and applied as a
qualitatively different, broader concept. Approached more positively,
coordination could be understood as a means of working together to achieve
common goals. Effective coordination should result in a coherent continuum of
activities to achieve a common purpose rather than in dispersed and disjointed
actions and efforts by various agencies that are only vaguely interrelated and
therefore produce diffused and limited results. The aim should be to achieve
a better and more focused use of available resources and greater coherence of
action, and therefore greater and more concentrated impact. In this way,
coordination, in whatever the chosen field, should enable the family of United
Nations organizations to function truly as a system that is more than the sum
of its parts.
28. The first step in this process is of course the sharing of
information. This seems a rather simple, even simplistic, starting-point; but
in reality, sharing of information is often the single most important means of
achieving better coordination. The first question that needs to be asked is
then how the system can ensure a smooth flow of information among its members
and with the outside world that is both timely and in easily usable forms.
29. Moreover, effective collaboration can exist only when there are common
purposes that in turn must be the product of consultations and agreement on
major priorities and the responses to them. The system must develop its own
consensus on the goals in a given field and on the means of action to achieve
them. The second question that must then be raised is how the system can
develop consensus on overall strategies and approaches on a given theme or
goal.
30. The first step in this direction is the setting of political
priorities for the system by the central organs, namely, the General Assembly
and the Economic and Social Council and their subsidiary bodies. Within this
overall framework, sectoral and sometimes intersectoral priorities can be
derived from the work of the governing bodies of the organizations of the
system in their respective fields of competence. Within so complex and wide a
spectrum as is encompassed by the United Nations system, it is not
unreasonable to expect situations of a certain dissonance connected with those
priorities. Such situations, however, should not be of overly great concern
in a system that is composed of autonomous organizations and designed to
provide for flexibility of response and maximize comparative advantage from
specialized skills and experience. The answer lies in using this state of
affairs as a source of creative ingenuity in developing the framework for
building consensus for actions, particularly at the field level. The role of
the central and sector intergovernmental bodies is then to set standards,
norms, policies and goals without attempting to micromanage or direct
operational actions at the field level.
31. Having developed overall strategies and approaches, the next step for
the organizations of the system would be to use those strategies and
approaches as a framework and operational guide in developing harmonized plans
and programmes as well as joint evaluation of the results and of impact in the
field. In other words, a coherent and harmonized approach to the whole
programming and project cycle could be developed and applied. But is
coordination on such an ambitious scale possible? Are there any guideposts
that can lead the system towards such coherence of action? In short, is real,
meaningful coordination possible?
32. Experience has shown that if such substantive coordination is
attempted with clearly defined goals or themes (not necessarily encompassing
the whole system but bringing together the organizations that, being the most
interested and concerned, have worked out a consensus on those goals and the
means to be applied in achieving them), the results can be quite impressive.
The work done by the United Nations system in assessing the impact of
structural adjustment programmes over the past few years, with a number of
organizations coming together to assess that impact, and bringing it to the
attention of the international community is a recent example of how the system
can assist both the international community and recipient Governments to
formulate, modify and evolve appropriate policy responses to pressing issues.
33. Viewed in this broad perspective, the issues of coordination among the
organizations of the United Nations system in relation to the goal of poverty
alleviation and eradication can be approached by raising such questions as the
following:
(a) Whether the United Nations system has promoted at the national
and international levels broadly conceived and integrated approaches and
strategies for poverty alleviation and eradication to generate autonomous
impulses for rural and urban development;
(b) What the essential policy linkages are between poverty
eradication goals and the closely related field of human resources
development; how possible conflicts arising over the matter of providing
support to those who can most benefit from it and to those who are most in
need can be reconciled in national development strategies; and how the United
Nations system can assist in this process;
(c) How the United Nations system can promote and apply the concept
of coherence as the most effective means of coordination between national
policies and plans, multilateral and bilateral assistance programmes and
activities of other regional and non-governmental organizations working
towards the common objective of reducing poverty not only as an end in itself
but also as an essential ingredient of accelerated national development;
(d) How the United Nations system can evolve the well-coordinated
sectoral and intersectoral anti-poverty strategies that should guide its
technical cooperation at the country level; what the lessons are that can be
learned from the past so as to identify harmonized actions that have provided
successful results; and how those results can be replicated elsewhere;
(e) How the United Nations system can promote low-cost and
broad-based interventions for poverty alleviation in an environment of limited
resources;
(f) How the United Nations system can integrate innovative
anti-poverty approaches developed within or outside the system (for example,
local taxation, private sector involvement, an informal sector approach and
community-based development) into its policies and programmes to enhance
cost-effectiveness and improve delivery and impact.
34. The following review of United Nations system strategies, priorities
and policy orientations, as well as of inter-agency coordination and
cooperation in poverty alleviation, is intended to indicate how the United
Nations system has attempted to respond to some of these questions.
B. Eradication of poverty: United Nations system strategies,
priorities and policy orientations
35. The International Development Strategy for the Fourth United Nations
Development Decade, which currently provides the broad framework for the
policies and programmes of the United Nations system, states: "The
international community, noting the severity of problems related to poverty in
developing countries, agrees that the objectives of eradicating poverty is of
the highest priority. It is encouraging that a broad consensus is emerging on
strategies to be pursued towards the achievement of this goal"./10/ It also
identifies the principal elements of the strategies that need to be pursued
for poverty alleviation and eradication.
36. The International Development Strategy recommends broad-based progress
in development as the best way to generate employment and incomes for most of
the poor and advocates special and supplementary programmes and actions that
are directly targeted to bring benefits to the poorest and most vulnerable of
the poor. In the long term, it concludes, economic growth is necessary to
raise living standards and eliminate poverty, but in the interim the extremes
of poverty, particularly hunger and destitution, could be reduced by
well-conceived social measures.
37. Within this overall framework, a broad consensus appears to have
emerged among the development agencies of the United Nations system regarding
the approaches to poverty alleviation and eradication. First, it is generally
recognized that any approach to the problem must involve policies promoting
broad-based economic growth to absorb the poor's most abundant resource/-
labour. More specifically, this can be interpreted as defining
growth-oriented programmes designed to maximize benefits for the poor and
minimize adjustment costs.
38. The second essential element of any approach to addressing the problem
involves the provision of and access to social services for development of
human resources: primary education, basic health care, family planning and
nutrition targeted at the poor. The aim here is the empowerment of the poor
and their active participation in the development process. In addition, a
comprehensive approach to poverty alleviation also requires a programme of
well-targeted transfers and safety nets to sustain many of the poor who would
not be able to benefit from economic growth.
39. In addition to this general understanding on approaches to poverty
eradication, the urgency and high priority of the problem is clearly
recognized by all concerned organizations of the United Nations system.
Several agencies and programmes have identified poverty alleviation and
eradication as a high-priority objective in their activities and assistance
programmes.
40. In response to various mandates from the General Assembly, the United
Nations has intensified research and analysis of various facets of this issue
at the national and international levels and presented results and policy
recommendations to intergovernmental bodies. Poverty alleviation and
eradication have also become a central focus of United Nations technical
cooperation activities.
41. The World Bank, following the publication of its World Development
Report, 1990: Poverty, has defined poverty eradication as a principal
objective of its assistance programmes. It has developed, after extensive
consultations with agencies and organizations of the system, operational
strategies for assistance to reduce poverty at the country level, including
such measures as analysis of policies and public expenditures from a
poverty-reduction perspective; financing of projects and programmes that
support and enhance country efforts to reduce poverty, involve beneficiary
groups in project and programme design and implementation and monitor country
performance on poverty reduction; and the Bank's own contribution through
dialogue and lending, coordination with other agencies to share experiences
and strengthen the effectiveness of assistance for poverty reduction and
helping countries to improve data gathering. Progress is being made in the
implementation of this strategy. Some 20 poverty assessments have been
undertaken and 64 are planned by 1995. This has helped to strengthen the
policy dialogue on poverty reduction and orient the lending programmes in ways
that clearly support Government's efforts to reduce poverty. One measure of
the Bank's efforts to reduce poverty is the magnitude of those designed to
benefit the poor directly: during 1991-1992, it is estimated that
12-15/per/cent of Bank lending is being targeted at the poor. However, such
lending is only one element of the Bank's efforts to reduce poverty; a
complete picture can be obtained by assessing the poverty-reduction
orientation of the overall country strategy including policy framework,
investment and policy lending.
42. UNDP has identified poverty eradication as one of six top priorities
during its fifth programming cycle. The heart of its approach focuses on
building up and strengthening national development capacities. Poverty
eradication is viewed as closely linked to its human development goals, which
encompass, inter/alia, income generation, creation of employment opportunities
and provision of greater access for the poorest and most vulnerable groups,
especially women, to health care, nutrition, education and training and
shelter. UNDP will focus on poverty eradication through grass-roots
participation in development during 1992-1996. New approaches will be
developed, including targeting methods and the involvement of beneficiaries in
the design, management and evaluation of programmes. Emphasis will be given
to primary education, family planning and primary health care to make these
services accessible to all. Assistance in the various regions will involve,
inter/alia, raising the capacity of community-based organizations,
non-governmental organizations and government institutions to respond to the
needs of the poor, especially in the rural and informal sectors, through
education, training and exchange of experience and the promotion of food
security targeted at small-scale producers. The United Nations Children's
Fund (UNICEF) has traditionally devoted an overwhelming part of its resources
to survival, protection and development of children with special emphasis on
targeting the poor and the underserved. It considers empowerment of the poor
through their active participation in poverty-alleviation measures as a key
element of an anti-poverty strategy. It uses a triple-A approach -
assessment, analysis and action - as a reinforcing cycle.
43. The principal goal of the World Food Programme (WFP) is to use food
aid to alleviate hunger and poverty and thereby assist the poor in leading
more productive lives. Its aim is to use work-for-food projects to generate
more lasting benefits such as the construction of infrastructure, skill
training, primary health care, education, environment protection and
income-earning opportunities for the poor. The ultimate aim of the
International Fund for Agricultural Development (IFAD) is to promote
sustainable and replicable rural development at the grass-roots level. It
devotes most of its resources to the alleviation of rural poverty through its
programmes of assistance to smallholders and the landless. Its operational
strategies are designed to ensure the participation of beneficiaries and
innovative means of reaching the poor, particularly women, the landless and
the near-landless. IFAD supports the wider participation of women in
development. This support includes enhancement of women's role in land
allocation, extension services and support for women's access to productive
resources. In order to contribute to the alleviation of poverty through
effective population policies and programmes, the United Nations Population
Fund (UNFPA) has revised its criteria and threshold levels (based on which
countries are accorded priority status for UNFPA assistance in terms of per
capita income, annual increments to the total population, levels of infant
mortality, levels of female literacy, agricultural population density and
gross reproduction rates). UNFPA has also shifted its funding to poorer
countries to the extent that over 70/per/cent of all UNFPA assistance went to
priority countries in the 1980s. (This figure should be reaching 80/per/cent
in the 1990s).
44. The International Monetary Fund (IMF) considers sustained,
high-quality growth in the context of a stable and favourable macroeconomic
policy framework an essential basis for any meaningful programme for the
alleviation and eradication of poverty. While the main emphasis of Fund
programmes is on macroeconomic policies, it is recognized that certain
measures under the programmes could, in the short run, have adverse effects
requiring mitigating measures. Accordingly, the Fund has been paying
increasing attention to specific measures that would protect the poor and
vulnerable sections of the population. Concern for social issues has led to
the paying of closer attention to the mix, and pace of implementation, of
adjustment policies and the incorporation of social measures. The Fund,
through its programmes, provides both technical and financial assistance, the
latter especially by means of its concessionary facilities, namely, the
Structural Adjustment Facility (SAF) and the Enhanced Structural Adjustment
Facility (ESAF).
45. The International Labour Organisation (ILO) has identified fighting
poverty as one of the three broad priority themes for its future work. It
considers policies for higher growth, job creation, infrastructure development
and access to health care, education and training, and balanced programmes for
the development of rural and informal sectors, essential for reducing poverty.
It is working closely with the IMF and the World Bank to mitigate
the negative effects of structural adjustment programmes by improving their
social content. The Food and Agriculture Organization of the United Nations
(FAO) has been traditionally concerned with fighting rural poverty. FAO has
monitored trends in rural poverty and adopted programmes for its alleviation
particularly in the context of the Programme of Action of the World Conference
on Agrarian Reform and Rural Development held in Rome in July/1979. FAO
monitors continuously the food supply situation in the developing countries by
means of its Global Information and Early Warning System (on Food and
Agriculture) (GIEWS). FAO's work reflects the combining of several
complementary spheres of action: promotion of production and growth in the
agricultural sector, especially among small-scale farmers, fisherfolk,
foresters and agricultural labourers, as well as rural artisans, entrepreneurs
and cooperatives; advocacy and technical assistance for improving the access
of the poor to productive resources; human resources development of the poor
through the implementation of national food policies and nutrition
interventions; promotion of food security initiatives, especially with respect
to actions that improve access by the poor; and measures to mitigate the
impact of structural adjustment on vulnerable population groups. The World
Health Organization (WHO) is committed to health for all by the year 2000 and
to enhancing the access of the poorest and most vulnerable groups to primary
health care. It views health expenditures as an investment to improve human
capital through well-designed policies and programmes. The United Nations
Industrial Development Organization (UNIDO), in its efforts to promote
industrial development, pays particular attention to the promotion of small-
and medium-sized enterprises that contribute significantly to enhancing the
income-generating capacity of the poor. UNIDO is institutionalizing the
ability to address women's issues as a means of alleviating poverty by
including gender-specific indicators in the design and implementation of its
projects.
46. The Office of the United Nations High Commissioner for Refugees
(UNHCR) is concerned with the effects of refugee flows and displaced persons
on poverty. Poverty is a cause as well as a consequence of refugee flows and
involuntary population displacement. Political instability often results from
situations of abject poverty and could give rise to refugee flows. Mass
concentration of displaced populations could in turn result in degradation of
already-fragile socio-economic infrastructures of given communities. There is
therefore a need to disaggregate the effect of poverty on given
refugee/displaced person categories so that specific measures can be directed
at the most vulnerable, especially the elderly, the handicapped, women and
children.
47. The United Nations Environment Programme (UNEP) is acutely aware that
environmental degradation can be a major cause of poverty. The relationship
of earth sustainability and development to enabling people everywhere to enjoy
long, healthy and fulfilling lives is recognized by UNEP's strategy entitled
"Caring for the Earth"./11/ The strategy highlights the importance of the
appropriate use of natural resources and a more equitable alliance between
rich and poor. It takes into account the relationship between poverty and the
environment, stressing the need for lower-income countries to develop industry
and agriculture to escape from acute poverty within a process that considers
the environment and social costs incurred by both developed and developing
countries.
48. Following the mandate arising from its eighth session and in
recognition that sustainable development and the environment and poverty
alleviation, among other issues, are mutually linked, the United Nations
Conference on Trade and Development (UNCTAD) will be exploring, for example,
the areas of interaction between trade and environmental policies, the
promotion of ecologically sustainable development, the links between commodity
policies and use and management of natural resources. Attention to poverty
mitigation will be included in efforts related to the development,
modernization and expansion of the economic base of developing countries, the
development of human capacities and resources and the question of the link
between poverty and environmental degradation.
49. The United Nations Centre for Human Settlements (Habitat) has
supported the UNDP regional programme on critical poverty, covering its human
settlements component.
50. The backlog in delivery of housing, basic infrastructure, services and
social facilities coupled with budgetary restrictions due to structural
adjustment programmes prompted the development of a strategy for productive
urban communities where capital investment was directed towards the
strengthening of the informal economy and income generation among the poor to
allow in turn for settlement improvement operation. With the regional project
concluded, the strategy is now being applied at the national level for the
benefit of selected communities and, further, for regional and global
dissemination. The United Nations Centre for Human Settlements (Habitat) and
the Ford Foundation are collaborating in funding a research competition on
urban poverty in eastern and southern Africa.
51. The objective of the United Nations International Drug Control
Programme (UNDCP) has been to combine the eradication of illicit crops with
redevelopment of the areas, so that farmers may earn their living by
legitimate means and contribute to the reduction of rural poverty. UNDCP
programmes and projects follow this approach in the provision of assistance to
large-scale integrated rural development.
52. The integrated rural development programmes of the Department of
Economic and Social Development of the United Nations Secretariat emphasize
the participation by poor rural communities and vulnerable groups in the
improvement of their productive capacity in agriculture, marketing, small and
cottage industries, construction of feeder roads, water-supplies and credit
facilities. The Department of Economic and Social Development is promoting
the development of small-scale labour-intensive mining to foster employment
for rural labour with low-level skills.
53. Recognizing that a major objective of social development is the
eradication of poverty, the Economic and Social Commission for Western Asia
(ESCWA) examines the social dimensions of rural development with the purpose
of developing appropriate policies and programmes. Strategies and measures
adopted at the national level in respect of the less advantaged groups,
particularly the very poor, in both rural and urban areas, are also monitored.
Within the context of the survey of social trends and social indicators for
the region, indicators on poverty will be developed.
54. With regard to the Economic and Social Commission for Asia and the
Pacific (ESCAP), the eradication of absolute poverty is a basic objective of
the regional social development strategy towards the year 2000 and beyond.
Related work will include the analysis of the interrelationship of poverty and
economic and social issues, and the development of growth strategies for
poverty alleviation. The work of the Economic Commission for Latin America
and the Caribbean (ECLAC) includes the design of policies and programmes to
eradicate extreme poverty and innovative approaches to measuring and
evaluating poverty and to improving opportunities for the poor.
55. Other organizations' regular activities, while not addressing
explicitly the problem of poverty, indirectly contribute towards its
alleviation and eradication. For example, the International Telecommunication
Union (ITU) accords higher priority to rural telecommunications services that
are of particular value to developing countries and rural areas of developing
countries in matters related to critical information on drought,
desertification and natural disaster situations. The World Meteorological
Organization (WMO) is providing climatic forecasts that benefit agriculture
and the protection of the environment. The International Maritime
Organization (IMO), within its scope of competence in the maritime sector,
contributes to the alleviation of poverty by providing support and technical
cooperation for improvement of the maritime infrastructure and development of
a modern and efficient merchant marine.
56. It may be noted from the above that the policies and programmes of the
United Nations system of organizations that have implications for the
eradication of poverty are in general oriented towards long-term development.
Many organizations have therefore been giving continuous attention to the
problem of poverty for a long time. However, the development-related
set-backs of the 1980s and a growing concern over the inadequacies and
shortcomings of the development models pursued have given rise to considerable
rethinking within the United Nations system on the subject of the sources of
growth, and such rethinking has led to the emergence of a new style and
paradigm of development. Thus, there has been a major shift towards
human-centred, participatory development with poverty eradication as one of
its principal goals. Since women constitute a disproportionately large part
of the poor, improving their economic status and protecting vulnerable groups
are a key element of this new style of development. The World Bank, IFAD,
UNDP, UNICEF, UNFPA, WFP, ILO, FAO, WHO, UNIDO, UNHCR, the Department of
Economic and Social Development of the United Nations Secretariat, ESCWA,
ESCAP, the Economic Commission for Africa (ECA) and ECLAC, among others, have
developed well-conceived policies and assistance programmes designed to
address the problems of poverty alleviation and eradication as a priority
objective.
C. Assistance for human development and safety nets
57. Growth-oriented anti-poverty strategies cannot be successful without
complementary measures to enhance human capabilities of the poor and to
provide safety nets for the vulnerable groups.
58. In the social sphere, the World Bank's assistance is focused on the
protection of the most vulnerable groups through programmes in such areas as
immunization, feeding and basic health care. Where administrative capacity is
developed, the Bank will assist in the provision of safety nets. Evaluation
of the appropriateness of public policy, especially the adequacy of basic
social services, will guide both the Bank's policy recommendations and its
programme of assistance.
59. The need for a better integration of the social dimension into
adjustment programmes has led to the IMF's incorporation into those programmes
of social measures encompassing, inter/alia, direct consumer subsidies, income
transfers, public works programmes and protection of social expenditures in
the public sector. Longer-term structural policy measures, on the other hand,
include the promotion of small-scale enterprises, food security, population
planning and protection of the environment. Besides financial assistance,
technical assistance of the International Monetary Fund promotes the
improvement of databases and the strengthening of national capabilities to
carry out adjustment policies.
60. The approach to human development espoused by UNDP involves the
revitalization of public sector services accessible to all, such as primary
education, literacy, family planning and primary health care. Advocacy of the
restructuring of public expenditure away from military purposes towards human
development goals was a key feature of Human Development Report, 1991. In a
complementary fashion, UNFPA has suggested a long-term strategy involving both
Governments and international agencies to restructure spending in favour of
the social sectors, with emphasis on primary health care including family
planning. UNFPA-supported activities have been primarily oriented towards
less developed countries and low-income groups, with special emphasis on women
of reproductive age.
61. In the social sphere, the WFP strategy for the alleviation of poverty
involves the provision of emergency food, support to basic social services
such as health and education and the recent modality linking provision of food
with opportunities for appropriate training. To target benefits at the most
vulnerable groups, including women, WFP carries out several assistance
programmes addressing their needs, including one providing food supplements to
poor women combined with training programmes and access to credit.
62. Meanwhile, ILO will be assisting member States in the development of
safety nets within the context of providing security for marginalized groups.
FAO is carrying out work on nutrition, which will be strengthened by the
forthcoming International Conference on Nutrition to be held in 1992. The
World Food Council advocates development and aid policies that include access
to social services by the poor and safety nets for this group of the
population. Together, FAO, WHO and the Council are collaborating on the
execution of a programme to set targets for hunger alleviation at the country
level. The Council will focus on the elaboration of policies and programmes
for reaching the targets.
63. UNHCR is aware that in any consideration of the root causes of
population displacements, poverty is often a factor along with others that are
more pressing, such as human rights abuse and civil disorder. Also, the
durability of solutions to refugee situations, especially voluntary
repatriation, is influenced by the socio-economic situation of the country to
which the refugees are returning. Related efforts of the United Nations
Relief and Works Agency for Palestine Refugees in the Near East (UNRWA),
directed to the provision of assistance to refugees in the Middle East in the
fields of education, health, and relief and social services, have been
extended to include assistance in the protection of vulnerable groups within
the refugee population. The relief and social services programme provides
support (including emergency medical assistance, welfare services and
additional food) to the neediest among the refugees in special hardship cases.
In the area of human development, the integrated development projects of the
Department of Economic and Social Development of the United Nations
Secretariat advise on and facilitate basic health care, education and
training.
64. The Cartagena Commitment of UNCTAD at its eighth session stresses
development of human resources, especially as they concern women; provision of
basic public goods and social services; and provision of economic and social
safety nets and of assistance to disadvantaged groups to ease their access to
market opportunities.
65. Provision of social services and social safety nets is a basic
objective of ESCAP's regional social development strategy towards the year
2000 and beyond. In the social area, ESCWA plans an assessment of the impact
of the Persian Gulf conflict on returnees and their families to determine the
magnitude of the social, educational, health, and employment problems facing
the displaced populations. The l992-l993 work programme envisages activities
directed at drug addiction (as one of the social ailments associated with
poverty) in the ESCWA region.
D. Assistance by the United Nations system during
adjustment programmes
66. As a large number of developing countries are engaged in structural
adjustment and economic reform programmes, one of the most pressing demands
facing the development agencies is to design programmes to mitigate the costs
of adjustment for the vulnerable groups and to identify an optimum mix of
adjustment policies that would minimize the negative impact on poverty and
maximize benefits for the poor. Many organs and agencies of the United
Nations system are, consistent with their mandates, closely involved in this
type of work.
67. For instance, the World Bank will continue to conduct systematic
efforts to analyse poverty, and those efforts will help in the modification of
the lending strategy to protect vulnerable groups. The IMF has been paying
increasing attention to measures that would protect the poor. Adjustment
programmes have included efforts in the areas of promotion of small-scale
enterprises, redeployment and retraining of retrenched public-service
employees, food security, population planning and protection of the
environment.
68. Initiatives in support of multisectoral programmes that combine
developmental objectives and efforts to minimize the impact of structural
adjustment programmes are exemplified by the multisectoral Social Dimensions
of Adjustment (SDA) programme in Africa, launched in 1987 as a joint
undertaking of the World Bank, UNDP and the African Development Bank. UNFPA
and the United Nations are also collaborating in this programme. UNDP focuses
on the strengthening of national capacities for policy formulation and
analysis and on long-term strategic planning, and UNFPA input is designed to
integrate population growth and distribution factors, while the United Nations
has recently developed computerized programs to help in the monitoring of the
social impacts of adjustment at national levels.
69. The assistance programmes and activities of UNDP, IFAD, UNFPA, UNICEF,
FAO, WHO, ILO, UNCTAD, the United Nations, UNEP, ECLAC, ESCAP and ECA reflect
increased awareness of the short-term impacts of adjustment programmes,
particularly on the weaker and most vulnerable sectors of the population.
Broad programmes directed towards assessing the impact of these adjustment
programmes on the rural and urban poor; improvement of design; and
implementation of programmes to minimize adverse effects of adjustment on
employment and poverty, involving the assessment of its impact on low-income
and vulnerable groups and on the restructuring of agricultural institutions,
are but a few of the related activities of these organizations.
70. The Joint Consultative Group on Policy (JCGP), established by UNDP,
IFAD, WFP, UNFPA and UNICEF has created a Subgroup on structural adjustment,
which is developing a collaborative JCGP mechanism for assessing the impact of
adjustment measures and establishing country-level bases for JCGP
contributions to policy dialogue on adjustment programmes and their
modification. Thus, the Group envisions closer collaborative negotiations
with the IMF in order to ensure that the design and implementation of
adjustment programmes take into account the social dimension. Support is
being provided by UNDP to national capacity-building for developing
macroeconomic strategies, with special attention to equity, focusing on the
poorest groups of society, particularly women and migrant workers. UNICEF,
following its alert on the possible effects of adjustment programmes in the
short to medium term, addresses the related problems of the poor within the
framework of its mandates, focusing on the well-being of children and women.
71. ILO stresses the fact that adjustment and deregulation may introduce
new forms of social insecurity and an initial aggravation of poverty. Its
efforts will include policy-oriented research and a measure of experimentation
to identify optimum economic and social regulation and elements of social
protection compatible with the demands of efficiency and a lower level of
state intervention. FAO continues work on matters related to the alleviation
of the impact of structural adjustment on the agricultural sector and in
particular on rural development, including research and studies to analyse the
impact of adjustment programmes on communal property and farmers' access to
natural resources.
72. Salient activity of ECA is represented by its commitment, early in
1989, to the development of an alternative to the framework of structural
adjustment programmes to address both adjustment and structural transformation
problems of the African economies. With the financial support of UNDP, this
activity has included discussions at the intergovernmental level and that of
the Bretton Woods institutions and has made it possible for ECA to prepare the
African Alternative Framework to Structural Adjustment Programmes for
Socio-economic Recovery and Transformation (AAF-SAP). ESCAP under the Project
on the Social Costs of Economic Restructuring deals, among other things, with
the impact of austerity programmes, balance-of-payment adjustments and
privatization schemes on income levels and quality of life. ESCWA will also
focus on issues related to adjustment policies and reforms with a view to
assessing their impact, including reduction of subsidies and other public
expenditures, on economic growth and development, regional and subregional
cooperation and vulnerable groups.
73. This brief review of the activities of the United Nations system has
not been exhaustive, but is intended to highlight the evolution of the broad
priorities, strategies and policy orientations as well as the changing
directions of the system's assistance programmes in the area of poverty
eradication. The following section examines the state of cooperation and
coordination within the United Nations system in this field.
E. Inter-agency coordination and cooperation
74. The progress made over the past few years in achieving a broad
consensus on approaches to and strategies for poverty alleviation and
eradication is reflected by the considerable improvement that has occurred in
inter-agency coordination and cooperation in this area.
75. A variety of mechanisms and channels, both formal and informal, are
employed for inter-agency coordination and cooperation in the area of poverty
(see figure II). The ACC Task Force on Rural Development, which has a
membership of 31 agencies and organizations, is directly concerned with rural
poverty alleviation. The Task Force provides a forum for exchange of
information on agency activities in rural poverty alleviation/rural
development, discussion of key emerging issues in this area and promotion of
coordination and collaboration between agency programmes, besides being
involved in the joint undertaking of specific activities. For example, the
Task Force is currently undertaking joint studies related to poverty
alleviation in three areas. The work entails respectively (a) a study on the
role of small-scale rural industries in rural poverty alleviation, (b) a paper
on an enabling approach to shelter improvement in rural areas as a
contribution to sustainable rural development and poverty alleviation and
(c)/paper(s) on environmental issues in monitoring and evaluation of rural
development.
Figure II. Alleviation and eradication of poverty:
United Nations system coordination
76. The ACC Consultative Committee on Substantive Questions (Operational)
(CCSQ (OPS)) is another important instrument for inter-agency coordination and
cooperation focused on technical cooperation activities of the United Nations
system, particularly at the country level. The Committee not only serves as a
forum for exchange of information on policies and programmes, but also
promotes harmonization of programme and project cycles and activities at the
field level. Recently, the Committee has been paying particular attention to
the follow up of the International Development Strategy for the Fourth United
Nations Development Decade. It has prepared and issued information and an
initial guidance note on the operational implications of the strategy in the
field. CCSQ (OPS) has also invited its members to consider the need for
inter-Secretariat action at the Headquarters level to develop common
strategies around the priority themes of the strategy including poverty
eradication. Organizations are being invited to take the lead in appropriate
sectors/themes to develop the elements of such strategies as a basis for
consultations and elaboration by other interested organizations. CCSQ/(OPS)
is expected to consider this issue further at its session in 1992.
77. A third important mechanism for coordination is the Joint Consultative
Group on Policy (JCGP), which comprises the five operational funds and
programmes of the United Nations: UNDP, UNFPA, UNICEF, WFP and IFAD. It was
set up in 1981, initially as a forum for the exchange of information, so as to
strengthen programme coherence and coordination. Its role has evolved over
time and JCGP increasingly focuses its attention on identifying areas of
common interest and collaboration. The executive heads of the JCGP agencies
who meet every year issue joint directives to their field representatives
stressing the need to strengthen coordination in identified substantive areas.
Regular meetings are held at the field level among JCGP agencies to exchange
information on current and planned operational activities.
78. In 1988, a JCGP high-level meeting was devoted to the theme of
"Achieving Better Adjustment Process: the Inter-Agency Role". The meeting
stressed the need to ensure an appropriate policy environment so as to
mitigate the negative impact of adjustment on the poor and other vulnerable
groups. This meeting had a significant impact on the way adjustment issues
have since been treated by the financial institutions concerned. It has
increased sensitivity to the possible negative consequences of adjustment
programmes for vulnerable groups. The JCGP has also set up subgroups on
adjustment and on Africa and has entered into discussions with the IMF.
79. In 1990, JCGP held a high-level meeting on "Poverty Alleviation: a
Global Challenge". The meeting agreed that JCGP could adopt poverty
alleviation and human development as a focus for the collaborative efforts of
its five constituents. It was also agreed that among the poor, women are
doubly disadvantaged, being victims of poverty and sex discrimination. Their
multiple roles in the formal and informal labour force must be facilitated if
poverty is to be reduced. It was agreed that the five JCGP agencies would
initiate a process of operational collaboration to combat poverty in five
selected developing countries - Bolivia, Malawi, Namibia, the Philippines and
Yemen. (Bangladesh has been added subsequently to this list.) Since then
considerable progress has been made in this regard. In Malawi, for example, a
joint situation analysis of poverty carried out by JCGP and the World Bank
under the leadership of the Government has been used as a basis for joint
programming exercises and harmonized five-year programmes that respond to the
same set of issues and problems. Similar work is under way in Namibia.
Another important area identified for cooperation was that of promoting the
generation of better country-level data on poverty.
80. Apart from these established mechanisms for coordination and
cooperation, several agencies and organizations of the system have taken
important initiatives to strengthen inter-agency collaboration for poverty
alleviation in their respective fields and in the design and implementation of
structural adjustment programmes. Thus the IMF, for example, cooperates
actively with the World Bank in helping member countries to devise their
medium-term adjustment programmes. This cooperation also extends to
implementation and subsequent review of those programmes. Many of the
structural adjustment policies and objectives inscribed in the Policy
Framework Papers (PFPs), or in other Fund-supported programmes, fall more
directly within the mandate of other international agencies, and the Fund has
taken steps to enhance cooperation with these organizations in addition to the
World Bank.
81. With this in view, the Fund convened a joint seminar with relevant
agencies of the United Nations system in October 1990 to delineate possible
areas and modalities of cooperation, relating to social and sectoral aspects
of adjustment. The principal conclusion of that seminar was that the
Fund/World Bank-supported macroeconomic policy framework for individual
countries could provide a useful framework for inter-agency cooperation and
that a greater exchange of documents and information between the agencies
could enhance inter-agency cooperation. Furthermore, the seminar concluded
that such cooperation was best implemented at the country level. Some
progress has been made in follow-up of these recommendations, and the agencies
are being consulted increasingly in the process of preparing the Policy
Framework Paper and are becoming involved in the implementation stage.
82. The World Bank has held extensive consultations with the agencies and
organizations of the United Nations system, among others, in developing its
assistance strategies to reduce poverty. The Bank has expanded this
collaboration in the preparation of its operational guidelines in a Poverty
Reduction Handbook 12/ that surveys Bank experience and provides guidance to
Bank staff on "best practice" approaches, illustrating relevant lessons
derived from research and operations. A seminar was held for agencies of the
United Nations system in November 1991. The United Nations organizations
present made many helpful comments and their suggestions are being
incorporated in the Handbook. There was broad agreement on the proposed
overall approach to poverty reduction. There was also consensus on the
specific ways of operationalizing this approach, for example, through
country-specific poverty assessments and assistance strategies and a
recognition of the need for development assistance agencies to coordinate
their efforts, possible through cooperation in selected countries.
Furthermore, there was consensus on the importance of addressing data problems
jointly. There was also recognition of the need both for continuing research
and analysis to improve the design of policies and programmes, and for
documenting alternative approaches to the design of poverty reduction
programmes. At the country level, the Bank is actively considering proposals
to coordinate work with UNDP, UNICEF and IFAD in specific countries on
preparation for or follow-up to both poverty and human development
assessments. There is also scope for identifying more clearly how each
agency's programme fits into the country-level poverty reduction strategy to
avoid duplication and minimize the risk of working at cross purposes. The
sharing of results would also help coordinate and stimulate both donor and
country efforts to reduce poverty. At the country level, this would include
consultative group meetings and other aid-coordination mechanisms.
83. World Bank/United Nations system coordination at the project level has
been extensive and actively continues. Traditional areas of project-level
coordination in poverty reduction projects include the conducting of
pre-investment studies and studies to identify follow-up investments, the
cofinancing of specific components of investment and the cofinancing of
prototypes or more innovative schemes. Recently, there has been coordination
with the United Nations system in the design of social funds and social action
programmes that complement structural adjustment loans. Coordination enables
countries to benefit from each agency's comparative advantage. For example,
the Bank's coordination with UNICEF has allowed more in-depth involvement in
grass-roots issues. In addition, because UNICEF operations are more
decentralized than the Bank's, coordination with UNICEF has facilitated the
addressing of problems in the field as they emerge.
84. To strengthen its knowledge and information base on poverty reduction,
the Bank coordinates policy analysis work with other agencies of the United
Nations system. For example, UNDP and the World Bank are collaborating on the
Water and Sanitation Programme, which aims at developing strategies for
reaching the poor through community-based institutional models and low-cost
technologies. UNDP and the Bank are also cooperating on social science
research; for example, UNDP is financing a Bank study on urban poverty and
social policy in the context of adjustment. The Bank serves as executive
secretariat for the Safe Motherhood Inter-Agency Group (WHO, UNFPA, UNDP,
UNICEF, the Population Council and the International Planned Parenthood
Federation (IPPF), which supports analytical work on the subject of safe
motherhood. Another example of cooperative work is the Bank-UNDP Energy
Sector Management Assistance Programme (ESMAP), which includes a household
energy component for the poor. The Bank's two major initiatives in
establishing country capacities in gathering data on poverty through household
surveys are the Living Standards Measurement Study (LSMS) and the Social
Dimensions of Adjustment (SDA). The United Nations system has been involved
in the design and formulation of the analytical framework of SDA through the
SDA Statistical Subcommittee. Coordination of country-level operations has
been attempted through joint missions, particularly countries where both the
National Household Survey Capability Programme (NHSCP) of the Statistical
Office of the United Nations Secretariat and the Bank's LSMS/SDA programmes
are in place.
85. In the case of IFAD, the agreement establishing the Fund calls for a
significant involvement by other agencies of the United Nations system in the
preparation of projects that are in most instances directly related to poverty
alleviation. The World Bank and the regional development banks along with the
United Nations Development Programme have appraised a number of projects on
behalf of IFAD. The Investment Centre of FAO has mounted 42/per/cent of
IFAD's project identification missions and 55/per/cent of its project
preparation missions. Collaboration between IFAD and United Nations system
agencies has been equally high in project cofinancing. United Nations system
agencies have contributed US$ 2,038,500,000 to IFAD-financed projects,
representing 52/per/cent of all external cofinancing. In terms of the number
of projects cofinanced, IFAD's major United Nations system partners are the
World Bank, UNDP and the World Food Programme (WFP). Sixty-six/per/cent of
IFAD projects are supervised by cooperating institutions within the United
Nations system. UNDP/Office for Project Services (OPS) supervises 73/projects
and the World Bank (the International Development Association (IDA) and the
International Bank for Reconstruction and Development (IBRD)) supervises 134.
86. United Nations system agencies have participated regularly and
directly in IFAD's country programming exercises, and IFAD has organized a
joint JCGP poverty analysis and strategy mission in Namibia. IFAD currently
chairs the JCGP Subgroup on Structural Adjustment, which is in the process of
developing a collaborative JCGP mechanism for assessing the impact of
structural adjustment measures upon the poor and socially vulnerable, as well
as establishing a country-level basis for JCGP contributions to policy
dialogue on structural adjustment policies and their modification.
87. Recent initiatives taken by IFAD to strengthen its cooperation with
agencies of the United Nations system included discussions with WFP on ways
and means of integrating food aid into development projects to improve the
spread of resources and a cooperation agreement concluded with the United
Nations Population Fund (UNFPA) for collaborative programming in a number of
priority countries. IFAD has assisted the World Bank in developing
methodologies for assessing the impact of structural adjustment upon the rural
poor and has drawn heavily upon United Nations system expertise and experience
in developing its own major study on world rural poverty.
88. JCGP, as well as bilateral cooperation with selected agencies such as
IFAD, is the principal means for World Food Programme (WFP) inter-agency
cooperation. From the perspective of WFP, food aid must be integrated as a
development resource that can be used to overcome poverty in a sustainable and
lasting way. JCGP at its high-level meeting on poverty therefore agreed that
the challenge of poverty alleviation through food aid was not that of
targeting per se but of providing a firm basis for lasting development. To
this end, improved country-level coordination is vital and in this regard the
resident coordinator can play an important role.
89. UNDP's involvement in JCGP, and in particular the activities of the
JCGP Subgroup on Structural Adjustment, provides a major vehicle for joint
activities with the funding agencies of the United Nations system.
90. The UNDP intercountry programme for the African region has supported
the Social Dimensions of Adjustment Project during the fourth cycle. The
project involved inter-agency collaboration aimed at integrating poverty
concerns into the formulation and implementation of adjustment programmes.
91. Apart from participation in JCGP, UNFPA has undertaken joint
activities with other agencies with regard to poverty alleviation: the Social
Dimensions of Adjustment project is being carried out at the global level and
the JCGP programmes and projects have been implemented in selected countries
at the country level. Those programmes and projects, which draw upon the
experience and technical support services of the World Bank, are implemented
by the ministries of planning of the participating country Governments and
executed by UNFPA in collaboration with the World Bank.
92. In its efforts for greater inter-agency cooperation on
refugee/returnee assistance, UNHCR has concentrated on the following practical
and operational objectives:
(a) Establishment of contacts and appointment of inter-agency focal
points in cooperating agencies;
(b) Inclusion of refugee/returnee issues in the work programmes of
individual organizations;
(c) Identification of areas of cooperation at sectoral and
geographical levels;
(d) Establishment of joint refugee/returnee/displaced persons
programme design and implementation arrangements;
(e) Inter-agency planning and programme support arrangements such as
training, standardized programme classification and database systems.
93. In addition, the work on the guidelines on refugee assistance and
development aid being promoted by UNHCR in CCSQ (OPS) has reached an advanced
stage and will be finalized at its next session. It is expected that the
guidelines will facilitate the planning and implementation of inter-agency
developmental programmes to deal, for example, with issues such as income
generation, education, training, land tenure, rural development, women,
children and environment in favour of refugees, returnees, displaced persons
and host communities.
94. ILO collaborates with JCGP and takes part in its meetings and in
selected country studies (for example, on the Gambia in 1991). It also
participates in the inter-agency work on the design and preparation of social
safety nets and World Bank-sponsored social funds meant to alleviate the
social cost of structural adjustment, for example, through the promotion of
labour-intensive development strategies. ILO is a convener of the Panel on
People's Participation of the ACC Task Force on Rural Development. In this
context, it organized the inter-agency publication of a collection of studies
evaluating experiences of development programmes./13/ It also collaborated as
co-author on another ACC Task Force on Rural Development study on adjustment
and development/14/ and joined with UNDP in preparing a study on the impact of
macroeconomic policies on the rural poor./15/ ILO has also been active in
inter-agency work on poverty indicators. It prepared a paper for the ACC
Subcommittee on Nutrition on indicators related to poverty, food and
employment and has assisted the World Bank in the preparation of a handbook on
the design of poverty-oriented projects.
95. FAO holds informal annual meetings with the IMF and with the World
Bank to exchange information in the field of agricultural policy and to
promote collaboration and coordination of assistance to countries undergoing
structural adjustment programmes, with particular attention to the impact on
the rural poor. FAO's country agricultural sector reviews also benefit from
consultation with and technical documentation provided by the World Bank and
the IMF. An internal mechanism for the promotion and coordination of Sector
and Structural Adjustment Policy (SSAP) seeks, inter alia, to promote
coordination within FAO and between FAO and other organizations of the United
Nations system. In the context of structural adjustment programmes, FAO is
providing countries with assistance in restructuring agricultural institutions
in collaboration with the World Bank.
96. In its food security assistance activities FAO cooperates closely with
the World Bank, both at the field level and in the methodological approach to
be followed in the design of national food security policies and programmes.
97. FAO's Global Information and Early Warning System on Food and
Agriculture maintains a channel of continuous information flow and cooperation
with several related agencies in the United Nations system, including the
Office of the United Nations Disaster Relief Coordinator (UNDRO), UNHCR, WMO,
WHO and WFP. The system makes use of the data and information on country food
situations provided regularly by WFP field staff, especially in countries
without an FAO representative. The two organizations also jointly field the
FAO/WFP Crop and Food Supply Assessment Missions, which are sent to countries
facing difficulties to assess the magnitude of the problem and the most
appropriate response.
98. The main inter-agency coordinating mechanisms in the nutrition field
in which FAO plays an active role are (a)/the ACC Subcommittee on Nutrition
(whose membership includes FAO, IBRD, ILO, the United Nations, UNDP, UNHCR,
UNICEF, the United Nations University (UNU), WFC, WFP and WHO), which is
assisted by the Advisory Group on Nutrition (AGN); (b)/the International
Conference on Nutrition, which is being organized by FAO and WHO in
cooperation with other members of the Subcommittee and will be held in Rome in
December 1992; and (c)/the inter-agency Food and Nutrition Surveillance
Programme (IFNS) in which FAO, WHO and UNICEF collaborate in providing support
for national programmes for nutrition surveillance.
99. Coordination and cooperation between the World Meteorological
Organization (WMO) and FAO (agricultural meteorology); WMO and UNEP
(meteorological-climatological environmental matters); WMO, UNDRO and the
International Decade for Natural Disaster Reduction (IDNDR) (mitigation of the
adverse effects of severe weather); and WMO and the International Civil
Aviation Organization (ICAO) (aviation safety and the economical use of
commercial aircraft) are but a few examples of close work between other
specialized agencies of the United Nations system.
100. ITU's biggest project on rural development is the Regional African
Satellite Communications System (RASCOM) for the development of Africa. The
project enjoys the cooperation of four United Nations bodies (ECA, UNESCO,
UNDP and ITU) as well as that of six African intergovernmental organizations.
The project targets the rural and isolated areas of Africa (and consequently
the poor).
101. The Department of Economic and Social Development of the United
Nations Secretariat expects to play a greater inter-agency role in the
UNDP/World Bank/African Development Bank Social Dimensions of Adjustment (SDA)
programme through the cooperating agency medium with Governments. (It has
recently concluded one such agreement with the Government of Tanzania for the
government-executed SDA project.)
102. ECLAC has carried out its work related to poverty alleviation often
together, and/or in close coordination, with other organizations of the United
Nations, such as UNESCO, the World Bank, the United Nations Sudano-Sahelian
Office (UNSO), the Centre for Social Development and Humanitarian Affairs
(CSDHA), UNICEF, UNDP and UNFPA, as well as other specialized agencies.
103. In recent years, ECLAC has executed substantive parts of UNDP's
regional project on eradication of extreme poverty in Latin America and the
Caribbean and worked together with UNICEF in monitoring the goals of the World
Summit for Children, with UNFPA on poverty-related questions of demography and
the census (for example, household surveys) and with other organizations on
the situation of women, youth and other vulnerable groups on which Governments
wish to put special emphasis, as well as in related subject areas such as
education, job training, health, poverty-related social policies and land
programmes, which have included those related to the social effects of
structural adjustment programmes. The two conferences on poverty for Latin
America and the Caribbean have been substantively supported by ECLAC.
104. Within the recently concluded UNDP-funded project, Improving the Role
of African Women in the Informal Sector: Production and Management, the
United Nations International Research and Training Institute for the
Advancement of Women (INSTRAW) and the Statistical Office of the United
Nations Secretariat carried out a methodological study on defining the
informal sector and a step-by-step procedure of compiling statistics and
indicators that would lead to estimates of women's contribution and
participation in the informal sector.
III. CONCLUDING OBSERVATIONS AND RECOMMENDATIONS
105. As the brief review contained in section II above suggests, there
seems to be a large and growing agreement among the organizations of the
United Nations system on the broad approaches and strategies to be pursued for
the alleviation and eradication of poverty and in the design and
implementation of structural adjustment programmes. Moreover, a clear
recognition exists of the necessity of enhancing the effectiveness and
efficiency of delivery of assistance to developing countries. To this end,
the need for collaborative and joint efforts in the design and implementation
of programmes is widely recognized. There is also a generally shared concern
about strengthening coordinated efforts for data collection and situation
analysis and, to this end, for the development of country-specific indicators
for the measurement of poverty trends. Finally, practically all the
organizations of the system emphasize the critical importance of enhanced
coordination at the country level under the leadership and with the full
involvement of the Government concerned.
106. An analysis of the responses of various organizations of the system
suggests that considerable efforts have been made in recent years to meet
these needs. Consultations and cooperation between the financial institutions
and other organizations of the system have intensified in the context of the
formulation and implementation of anti-poverty strategies such as that of the
World Bank as well as of adjustment programmes in the context of the Policy
Framework Papers of the IMF. Nevertheless, there is clearly room for further
strengthening of these processes of consultation in the follow-up of agreed
approaches and strategies, especially at the country level.
107. The ACC Task Force on Rural Development provides a system-wide forum
and instrument for cooperation and coordination in addressing the problem of
rural poverty. JCGP has served as a valuable instrument in bringing together
the principal United Nations funding agencies for policy dialogue and for the
development of joint and harmonized programming in specific substantive areas
such as poverty alleviation and structural adjustment. It has also
facilitated consultation and dialogue between the JCGP agencies and other
concerned organizations, including the World Bank and the IMF.
108. Apart from such formal mechanisms as the ACC Task Force on Rural
Development, JCGP, inter-agency seminars and regional conferences on specific
poverty-related issues, the agencies report extensive informal consultations,
both at high levels and among substantive staff and experts, in developing
their policies and programmes. This results in clusters of cooperation among
concerned agencies on poverty alleviation projects in specific sectors or
subject areas such as food and agriculture, rural development, human resources
development, infrastructure, drug control and refugees and displaced persons.
109. Despite all these efforts, however, considerable problems and gaps
still remain. While there is broad agreement on the principal elements of
strategies and approaches to poverty alleviation and eradication, there is no
overall system-wide anti-poverty strategy or plan such as exists in the areas
of women, drugs and environment. While the difficulties of developing a
system-wide plan on such a diffused theme as poverty are recognized, there is
nevertheless a need to develop in some form a coherent system-wide framework
for action in the area of poverty eradication. Secondly, while the Task Force
on Rural Development has been paying continuous attention to the problem of
rural poverty, there is no direct mechanism for addressing the broad subject
of poverty on a system-wide basis. Apart from reaffirming the lead role of
the ACC Task Force on Rural Development, there is also a need for
strengthening the mechanisms for inter-agency coordination and cooperation
that already exist in this area, for strengthening their mandates as necessary
and for ensuring their coverage of the whole range of issues related to
poverty.
110. Given that present and prospective resources devoted to poverty
alleviation and eradication programmes at the national and international
levels are clearly inadequate, the efficiency of programme delivery will be
critical to success. Furthermore, there is considerable scope for a better
allocation of available resources/- national and bilateral as well as
multilateral. The United Nations system can promote this objective through
its own example as well as through its advocacy role.
111. A key element in improving the effectiveness of external assistance is
reaching consensus on the approach to poverty reduction at the country level.
Cooperative work, for example, on poverty assessments and human development
assessments, and the background data collection and analysis, will enhance the
quality of development assistance agencies' advice in developing country
strategies. Most importantly, such cooperation should ensure that external
assistance supports countries in more effective policies for poverty reduction
and that the volume and composition of assistance are also consistent with
this goal. It should also lead to collaborative country assistance strategies
in which each development agency's programme is rationalized as part of a
broader and consistent package of assistance and policy advice.
112. The encouraging results achieved by the JCGP and the World Bank in
joint situation analysis with a focus on poverty in individual countries
provides the basis for joint and harmonized programming and aid coordination.
This could be extended as more experience is gained to cover a wider group of
countries.
113. In this connection, the collection of accurate and up-to-date data and
development of poverty indicators is of vital importance. Despite significant
progress made and initiatives taken by several organizations in recent years
important gaps remain and there is need for well-coordinated approaches. In
this regard, consideration should be given to the suggestion for a high-level
inter-agency meeting to devise common understandings and approaches towards a
set of social indicators that could be used for data collection by the system
as a whole and that all agencies would have access to.
114. Consultative groups or aid consortia can provide an opportunity for a
full discussion of government strategy and development agency responses for
poverty reduction, ideally based on reports (such as poverty assessments)
jointly prepared by the Government concerned and the Bank and other agencies
within the United Nations system. Coordination could be facilitated by the
appointment of poverty coordinators in each agency of the United Nations
system to serve as a contact on poverty issues.
115. The need at the country level is to optimize the use of the limited
resources made available by the United Nations system. Problems arise owing
not only to the different mandates of various agencies, but also to the
different time-frame of governmental and agency programming cycles.
Inter-agency coordination should address at the country level the issue of
critical poverty, involving the conduct of specific studies and the
formulation, in close cooperation with the Government concerned, of
coordinated programmes of action aimed at providing the required United
Nations system response to country-specific needs.
116. In this regard, positive gains can be made by strengthening the role
of the resident coordinator and by adopting a multilateral team approach led
by the Resident Coordinator with the participation of all interested agencies.
A better harmonization of programmes and projects of the United Nations system
with recipient government plans and programmes could enhance significantly the
efficiency of delivery. The provision for poverty alleviation in the country
programmes should specify its operational linkages with sectoral development
programmes and projects.
117. Coordination and cooperation among agencies of the United Nations
system at the field level can be greatly facilitated if their counterparts in
Government have a clear and coordinated approach to poverty eradication and
the role of relevant ministries/departments is clearly defined in promoting
urban and rural programmes for poverty eradication. This situation does not
exist, however, in many instances; thus, the task of coordination is
complicated. Where national capabilities and institutions are relatively
advanced, interministerial mechanisms can be helpful in harmonizing
governmental policies, programmes and projects, but in other cases the need
for external support and assistance for building institutional capacity across
a broad spectrum, at the national, regional and local level, becomes evident.
This calls for coordinated technical assistance by the United Nations system
to enhance the planning and coordinating capacity of the host Government.
Notes
1/ United Nations Development Programme, Human Development Report,
1990 and Human Development Report, 1991 (New York, Oxford University Press,
1990 and 1991).
2/ World Bank, World Development Report, 1990: Poverty (New York,
Oxford University Press, 1990).
3/ International Fund for Agricultural Development, "The state of
world rural poverty: an inquiry into the causes and consequences", a foreward
by Idriss Jazairy, president of IFAD.
4/ World Bank, World Development Report, 1990: Poverty (New York,
Oxford University Press, 1990), table 2.1, p. 29.
5/ Ibid., p. 28.
6/ ECLAC, Magnitud de la pobreza en Amœrica Latina en los aáos
ochenta (LC/L.533, Santiago, May 1990), p. 67.
7/ International Labour Organisation, World Labour Report, 1989,
vol./4 (Geneva, 1989), table. 1.9.
8/ Programa Regional del Empleo para Amœrica Latina y el Caribe
(PREALC), "Evolution of the labour force market during 1980-1987",
Santiago,/1988.
9/ International Labour Organisation, African Employment Report,
1988, Addis Ababa, 1989.
10/ General Assembly resolution 45/199 of 21 December 1990, annex,
para./79.
11/ World Conservation Union (IUCN), United Nations Environment
Programme and World Wide Fund for Nature (WWF), Caring for the Earth: A
Strategy for Sustainable Living (Gland, Switzerland, October 1991).
12/ World Bank, Poverty Reduction Handbook: an Operational
Directive, Washington, D.C., 1992.
13/ International Labour Organisation, Projects with People, Geneva,
1991.
14/ United Nations Development Programme, Development and
Adjustment, Stabilization, Structural Adjustment and UNDP Policy 1989, United
Nations publication (Sales No. E.89.III.B.4).
15/ Jean-Paul Azam and others, "The impact of macroeconomic policies
on the rural poor", United Nations Development Programme policy discussion
paper (United Nations publication, Sales No. E.89.III.B.5).
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