UNITED NATIONS SECURITY COUNCIL RESOLUTION 1373 (2001)

DIRECTORY OF INTERNATIONAL BEST PRACTICES, CODES AND STANDARDS

Please note that access to links for the International Civil Aviation Organization (ICAO) and International Maritime Organization (IMO) are being updated. Latest update: 16 April 2009

Paragraph Reference and Text	International Organization	Best Practices
1(a) Prevent and suppress the financing of terrorist acts;
a. Criminalization of financing of terrorism and associated money laundering	United Nations	United Nations Model Terrorist Financing Bill, 2003
	Financial Action Task Force (FATF)	40 Recommendations on Money Laundering Scope of the criminal offence of money laundering (R.1, R.2) 9 Special Recommendations on Terrorist Financing SR II on criminalizing the financing of terrorism and associated money laundering
b. Freezing and confiscation of terrorist assets, provisional measures and confiscation	FATF	40 Recommendations on Money Laundering Provisional measures and confiscation (R.3) 9 Special Recommendations on Terrorist Financing SR III on the freezing and confiscation of terrorist assets
	Interpol Interpol Summary of Best Practices	Interpol-UN Security Council Special Notice: alert for law enforcement worldwide that an individual is subject of sanctions (inter-alia freezing of assets) of the 1267 Committee (Al Qaeda, Taliban)
c. Prevention measures to be taken by financial institutions and non-financial businesses and professions	FATF	40 Recommendations on Money Laundering Customer due diligence and record-keeping (R.4, R.5, R.6, R.7, R.8, R.9, R.10, R.11, R.12) Reporting of suspicious transactions and compliance (R.13, R.14, R.15, R.16) Other measures to deter money laundering and terrorist financing (R.17, R.18, R.19, R.20) Measures to be taken with respect to countries that do not or insufficiently comply with the FATF Recommendations (R.21, R.22) Regulation and supervision (R.23, R.24, R.25) 9 Special Recommendations on Terrorist Financing SR VI on alternative remittance systems SR VII on wire transfers SR VIII on non-profit organizations
	Bank for International Settlements: Basel Committee on Banking Supervision	Statement on prevention of criminal use of the banking system for the purpose of money-laundering; Basel, December 1988 “Customer due diligence for banks”; October 2001 “General guide to account opening and customer identification” (attachment to Basel Committee publication No. 85 “Customer due diligence for banks”); 9 February 2003
	International Association of Insurance Supervisors(IAIS)	Guidance paper on anti-money laundering and combating the financing of terrorism; October 2004
	International Organization of Securities Commissions (IOSCO)	“Anti-Money Laundering Guidance for Collective Investment Schemes,” Report of the Technical Committee of IOSCO; October 2005
d. Institutional and other measures necessary in systems for combating money laundering and terrorist financing	FATF	40 Recommendations on Money Laundering Competent authorities, their powers and resources (R.26 R.27 R.28 R.29, R.30, R.31 R.32) Transparency of legal persons and arrangements (R.33 R.34) International cooperation (R.35) Mutual legal assistance and extradition (R.36 R.37 R.38 R.39) Other forms of cooperation (R.40) 9 Special Recommendations on Terrorist Financing SR IV on reporting suspicious transactions related to terrorism SR V on international cooperation
	INTERPOL Interpol ‘Best Practices’ in Combatting Terrorism	Interpol Money Laundering Automated Search System (IMLASS): a system for the tracking of suspicious money transactions; serves as global , central location where the transactions can be reported and linked to transactions in other countries
e. Cross-border control of the movement of cash and other monetary instruments	FATF	9 Special Recommendations on Terrorist Financing SR IX on detecting and preventing the cross-border transportation of cash by terrorists and other criminals
	World Customs Organization (WCO)	Recommendation of the Customs Cooperation Council on the need to develop and strengthen the role of customs administrations in tackling money laundering and in recovering the proceeds of crime; 25 June 2005 (under the heading of Compliance-Enforcement)
	INTERPOL Interpol ‘Best Practices’ in Combatting Terrorism	Interpol-UN Security Council Special Notice: alert for law enforcement worldwide that an individual is subject of sanctions (inter-alia freezing of assets) of the 1267 Committee (Al Qaeda, Taliban)
1(b) Criminalize the wilful provision or collection, by any means, directly or indirectly, of funds by their nationals or in their territories with the intention that the funds should be used, or in the knowledge that they are to be used, in order to carry out terrorist acts;
		See 1(a)
1(c) Freeze without delay funds and other financial assets or economic resources of persons who commit, or attempt to commit, terrorist acts or participate in or facilitate the commission of terrorist acts; of entities owned or controlled directly or indirectly by such persons; and of persons and entities acting on behalf of, or at the direction of such persons and entities, including funds derived or generated from property owned or controlled directly or indirectly by such persons and associated persons and entities;
	INTERPOL Interpol ‘Best Practices’ in Combatting Terrorism	Interpol-UN Security Council Special Notice: alert for law enforcement worldwide that an individual is subject of sanctions (inter-alia freezing of assets) of the 1267 Committee (Al Qaeda, Taliban) Interpol Money Laundering Automated Search System (IMLASS): a system for the tracking of suspicious money transactions; serves as global , central location where the transactions can be reported and linked to transactions in other countries
		See 1(a)
1(d) Prohibit their nationals or any persons and entities within their territories from making any funds, financial assets or economic resources or financial or other related services available, directly or indirectly, for the benefit of persons who commit or attempt to commit or facilitate or participate in the commission of terrorist acts, of entities owned or controlled, directly or indirectly, by such persons and of persons and entities acting on behalf of or at the direction of such persons;
		See 1(a)
2(a) Refrain from providing any form of support, active or passive, to entities or persons involved in terrorist acts, including by suppressing recruitment of members of terrorist groups…
Criminalisation of recruitment of members of terrorist groups	To be determined	To be determined
2(a) …and eliminating the supply of weapons to terrorists;
a. Legislation to control arms and explosives: legal and administrative measures to control arms and explosives at the national level in order to eliminate the supply of weapons to terrorists, including greater security and enhanced controls of arms to be used in connection with terrorist activities	United Nations Office on Drugs and Crime (UNODC)	The legislative guide to the protocol against the Illicit Manufacturing of and Trafficking in Firearms, their Parts and Components and Ammunition, supplementing the United Nations Convention Against Transnational Organized Crime (See page 397.) (Warning: Large pdf document)
	United Nations Office for Disarmament Affairs (UNODA)	2001 United Nations Programme of Action (PoA) to Prevent, Combat and Eradicate the Illicit Trade in Small Arms and Light Weapons in All Its Aspects: PoA II.4 to PoA II.23 National Legislation on Small Arms and Light Weapons (provided by States to the Department of Disarmament Affairs on a voluntary basis) National Marking Practices
	United Nations Development Programme (UNDP) UNODA United Nations Institute for Disarmament Research (UNIDIR) Small Arms Survey (SAS)	Guidelines for reporting on implementation of the United Nations Programme of Action (PoA) to Prevent, Combat and Eradicate the Illicit Trade in Small Arms and Light Weapons in All Its Aspects 3 National Coordination Agency (II.4, paragraph 1) 3 National laws, regulations, administrative procedures (II.2, paragraph 3) 3 Stockpile management and security (II.17, paragraph 5)
	UNODA SAS	International Instrument to Enable States to Identify and Trace, in a Timely and Reliable Manner, Illicit SALW (International Tracing Instrument or ITI), adopted by the General Assembly in December 2005 Guidelines for reporting on the implementation of the ITI (UNODA and SAS)
	Organization of American States (OAS)	Draft model regulations for the control of brokers, of firearms, their parts, and components and ammunition Model regulations for the control of the international movement of firearms, their parts, components and ammunition
b. Import/export controls for arms and explosives	UNODA	National legislation on transfer of arms, military equipment and dual-use goods and technology accessible to Member States
	International Civil Aviation Organization (ICAO)	Assembly Resolution A35-11: Threat to Civil Aviation Posed by Man-Portable air Defence Systems (MANPADS) ICAO MANPADS secure website: https://icaosec.icao.int
	UNODC	UNODC legislative guide to the United Nations Protocol against the Illicit Manufacturing of and Trafficking in Firearms, their Parts and Components and Ammunition, Supplementing the United Nations Convention against Transnational Organized Crime (See page 397.) (Warning: Large pdf document)
	UNDP UNODA UNIDIR SAS	Guidelines for reporting on implementation of the United Nations Programme of Action (PoA) to Prevent, Combat and Eradicate the Illicit Trade in Small Arms and Light Weapons in All Its Aspects National laws, regulations, administrative procedures (II.2, paragraph 3) Export controls (II.11, II.12, II.13, paragraph 7) Brokering (II.14, paragraph 8) Marking, recordkeeping and tracing (II.7, paragraph 9)
	Organization for Security and Cooperation in Europe (OSCE)	Elements for export controls of MANPADS; 2003 Plenary Session Principles for export controls of MANPADS (decision No. 3/04); 26 May 2004
	OAS	Denying MANPADS to terrorists: control and security of MANPADS (OAS-recommended guidelines for control and security of MANPADS); 7 June 2005
	Economic Community of West African States (ECOWAS)	Convention on Small Arms and Light Weapons, their Ammunition and other Related Materials; 14 June 2006
c. Existence of control programmes to detect and prevent the smuggling of weapons	WCO	Framework of Standards to Secure and Facilitate Trade 3 Customs-to-Customs Pillar Standard 1 - Integrated Supply Chain Management Standard 2 - Authority to Inspect Cargo Standard 3 - Modern Technology for Inspection Standard 4 - Risk Management Systems Standard 5 - High-Risk Cargo or Container Standard 6 - Advance Electronic Information Standard 7 - Targeting and Communication Standard 8 - Performance Measures Standard 9 - Security Assessments Standard 10 - Employee Integrity Standard 11 - Outbound Security Inspections Appendix to Annex 1 - Seal Integrity Programme for Secure Container Shipments 3 Customs-to-Business Pillar Standard 1 - Partnership Standard 2 - Security Standard 3 - Authorization Standard 4 - Technology Standard 5 - Communication Standard 6 - Facilitation Authorized Economic Operators Recommendation of the Customs Cooperation Council concerning the United Nations Protocol against the Illicit Manufacturing of and Trafficking in Firearms, their Parts and Components and Ammunition, Supplementing the United Nations Convention against Transnational Organized Crime; 29 June 2002; and explanatory note (under the heading of Facilitation-Procedures) Recommendation of the Customs Cooperation Council concerning action against illicit cross-border movement of nuclear and hazardous material (including their wastes); 19 June 1997 (under the heading of Compliance-Enforcement)
	INTERPOL Interpol ‘Best Practices’ in Combatting Terrorism	Interpol-UN Security Council Special Notice: alert for law enforcement worldwide that an individual is subject of sanctions (inter-alia arms embargo) of the 1267 Committee (Al Qaeda, Taliban) Orange Notice - To warn police, public entities and other international organizations of possible threats from hidden weapons, parcel bombs and other dangerous material IWeTS - Interpol Weapons electronic Tracing System
d. Legal and administrative measures to control arms and explosives in order to eliminate the supply of weapons to terrorists, including greater security and enhanced controls of arms to be used in connection with terrorist activities	UNODC	UNODC legislative guide to the United Nations Protocol against the Illicit Manufacturing of and Trafficking in Firearms, their Parts and Components and Ammunition, Supplementing the United Nations Convention against Transnational Organized Crime
At the national level:	UNDP UNODA UNIDIR SAS	Guidelines for reporting on implementation of the United Nations Programme of Action (PoA) to Prevent, Combat and Eradicate the Illicit Trade in Small Arms and Light Weapons in All Its Aspects Law enforcement and criminalization (II. 3, paragraph 4) Stockpile management and security (II.17, paragraph 5) Collection and disposal (II.18, paragraph 6) Marking, recordkeeping and tracing (II.7, paragraph 9) Awareness-raising (II.20, paragraph 11)
	OSCE	Handbook of Best Practices on Small Arms and Light Weapons
	INTERPOL Interpol ‘Best Practices’ in Combatting Terrorism	Orange notice - To warn police, public entities and other international organizations of possible threats from hidden weapons, parcel bombs and other dangerous material; Interpol-UN Security Council Special Notice: alert for law enforcement worldwide that an individual is subject of sanctions (inter-alia arms embargo) of the 1267 Committee (Al Qaeda, Taliban) Project Geiger (collection and analysis of data on the theft of radiological materials to identify methods and trends and the vulnerability of materials to the theft by terrorists for use in the manufacture of so-called “dirty bombs”, conventional explosives armed with radiological materials) Project CRIT (Co-operative Radiological Instrument Transfer) – aims to enhance capacity to fight global radiological terrorism through the development and delivery of training for law enforcement personnel in the use of radiation detection instruments IWeTS - Interpol Weapons electronic Tracing System Bio-Terrorism Incident Preparedness and Response Guide
At the regional level:	UNDP UNODA UNIDIR SAS	Guidelines for reporting on implementation of the United Nations Programme of Action (PoA) to Prevent, Combat and Eradicate the Illicit Trade in Small Arms and Light Weapons in All Its Aspects Legally binding instruments (II.25, paragraph B.1) Moratoria and regional action programmes (II.26, paragraph B.2) Regional cooperation (II.27 and II.28, paragraph B.3)
	OSCE	Principles for export controls of MANPADS (decision No. 3/04); 26 May 2004
	OAS	Denying MANPADS to terrorists: control and security of MANPADS (OAS-recommended guidelines for control and security of MANPADS); 7 June 2005
At the global level:	UNDP UNODA UNIDIR SAS	Guidelines for reporting on implementation of the United Nations Programme of Action (PoA) to Prevent, Combat and Eradicate the Illicit Trade in Small Arms and Light Weapons in All Its Aspects International instruments against terrorism and crime (II.38, paragraph C.1) International cooperation and assistance (III.3, 6, 10, 14, paragraph C.2) Information exchange (III.12, paragraph C.4) Training, capacity-building, research (III.7, paragraph C.5)
	INTERPOL Interpol ‘Best Practices’ in Combatting Terrorism	Orange notice - To warn police, public entities and other international organizations of possible threats from hidden weapons, parcel bombs and other dangerous material; Interpol-UN Security Council Special Notice: alert for law enforcement worldwide that an individual is subject of sanctions (inter-alia arms embargo) of the 1267 Committee (Al Qaeda, Taliban) Project Geiger (collection and analysis of data on the theft of radiological materials to identify methods and trends and the vulnerability of materials to the theft by terrorists for use in the manufacture of so-called “dirty bombs”, conventional explosives armed with radiological materials) Project CRIT (Co-operative Radiological Instrument Transfer) – aims to enhance capacity to fight global radiological terrorism through the development and delivery of training for law enforcement personnel in the use of radiation detection instruments IWeTS - Interpol Weapons electronic Tracing System Bio-Terrorism Incident Preparedness and Response Guide
2(b) Take the necessary steps to prevent the commission of terrorist acts…,
Counter-terrorism measures managed by appropriate agencies	WCO	Framework of Standards to Secure and Facilitate Trade (see 2(a) above)
	International Maritime Organization (IMO) 1974 International Convention for the Safety of Life at Sea (SOLAS) Convention for the Suppression of Unlawful Acts against the Safety of Maritime Navigation, Protocol for the Suppression of Unlawful Acts against the Safety of Fixed Platforms located on the Continental Shelf Protocol of 2005 to the Convention for the Suppression of Unlawful Acts against the Safety of Maritime Navigation	SOLAS Chapter XI-2 “Special Measures to Enhance Maritime Security” Regulation XI-2/2 – International Ship and Port Facility Security (ISPS) Code: Part A (Mandatory requirements) Part B (Guidance regarding Part A) Regulation XI-2/3 – Security levels (See page 12 reg 3) Regulation XI-2/5 – Specific responsibilities of companies (See page 12 Reg 5) Regulation XI-2/6 – Ship security alert system (See page 13 Reg 6) Regulation XI-2/7 – Threats to ships (See page 14 Reg 7) Regulation XI-2/8 – Role of Master (See page 14 Reg 8) Regulation XI-2/9 – Control and compliance measures (See page 15 Reg 9) Regulation XI-2/10 – Port facility security assessments (See page 17 Reg 10) Regulation XI-2/11 – Alternative security arrangements (See page 18 Reg 11) Regulation XI-2/12 – Equivalent security arrangements (See page 18 Reg 12) Regulation XI-2/13 – Communication of information (information displayed in IMO ISPS Code database, part of the GISIS system, http://gisis.imo.org or www.imo.org) Maritime Security Circulars MSC/Circ. 1067 – Early implementation of the special measures to enhance maritime security MSC/Circ. 1072 – Guidance on provision of ship security alert systems MSC/Circ. 1073 – Directives for Maritime Rescue Coordination Centres on acts of violence against ships MSC/Circ. 1074 – Interim Guidelines for the authorization of RSOs acting on behalf of the Administration and/or Designated Authority of a Contracting Party MSC/Circ. 1097 – Guidelines for the implementation of SOLAS chapter XI-2 and the ISPS Code MSC/Circ. 1104 – Implementation of SOLAS chapter XI-2 and the ISPS Code MSC/Circ. 1106 – Implementation of SOLAS chapter XI-2 and the ISPS Code to port facilities MSC/Circ. 1109/Rev.1– False security alerts and distress/security double alerts MSC/Circ. 1110 – Matters related to SOLAS regulations XI-2/6 and XI-2/7 MSC/Circ. 1111 – Guidance relating to the implementation of SOLAS chapter XI-2 and the ISPS Code MSC/Circ. 1112 – Shore leave and access to ships under the ISPS Code MSC/Circ. 1113 – Guidance to port State control officers on the non-security related elements of the 2002 SOLAS amendments MSC/Circ. 1130 – Guidance to Masters, companies and duly authorized officers on the requirements relating to the submission of security-related information prior to the entry of a ship into port MSC/Circ. 1132 – Guidance relating to the implementation of SOLAS Chapter XI-2 and the ISPS Code MSC/Circ. 1133 – Reminder of the obligation to notify flag states when exercising control and compliance measures MSC/Circ. 1154 – Guidelines on training and certification for company security officers MSC/Circ. 1155 – Guidelines on training and certification for company security officers MSC/Circ. 1156 – Guidance on the message priority and the testing of ship security alert systems MSC/Circ. 1157 – Guidance on the access of public authorities, emergency response services and pilots onboard ships to which SOLAS chapter XI-2 and the ISPS Code apply MSC/Circ. 1158 – Guidance to port State control officers on the non-security related elements of the 2002 SOLAS amendments MSC.1/Circ. 1188 – Guidelines on training and certification for port facility security officers MSC.1/Circ. 1189 – Guidance on the provision of information for identifying ships when transmitting ship security alerts MSC.1/Circ. 1190 – Interim scheme for the compliance of special purpose ships with the special measures to enhance maritime security MSC.1/Circ. 1191 – Further reminder of the obligation to notify flag States when exercising control and compliance measures MSC.1/Circ. 1192 – Guidance on voluntary self-assessment by SOLAS Contracting Governments and by port facilities MSC.1/Circ. 1193 – Guidance on voluntary self-assessment by administrations and for ship security MSC.1/Circ. 1194 – Effective implementation of SOLAS chapter X1-2 and the ISPS Code
	International Labour Organization (ILO) and IMO	ILO/IMO Code of practice on security in ports Recommendations on extending ISPS Code into the wider port area
	ICAO Convention on International Civil Aviation (“Chicago Convention”) Convention for the Suppression of Unlawful Seizure of Aircraft, 16 December 1970 Convention for the Suppression of Unlawful Acts against the Safety of Civil Aviation, 23 September 1971 Protocol for the Suppression of Unlawful Acts of Violence at Airports Serving International Civil Aviation, Supplementary to the Convention for the Suppression of Unlawful Acts against the Safety of Civil Aviation, 23 September 1971 Convention on the Marking of Plastic Explosives for the Purpose of Detection, 1 March 1991	Assembly Resolution A33:1 Declaration on misuse of civil aircraft as weapon of destruction and other terrorist acts involving civil aviation Annex 17 - Security— Safeguarding International Civil Aviation Against Acts of Unlawful Interference (Eight edition) Chapter 1: Definitions Chapter 2: General principles Chapter 3: Organization Chapter 4: Preventive security measures Chapter 5: Management of response to acts of unlawful interference Document 8973, 7th Edition – Security Manual for Safeguarding Civil Aviation against Acts of Unlawful Interference (Restricted). Please contact avsec@icao.int for information.
	INTERPOL Interpol ‘Best Practices’ in Combatting Terrorism	I-24/7 - Secure Global Police Communication System International Notices System to alert law enforcement worldwide about wanted and suspected individuals Red Notice Blue Notice Interpol-UN Security Council Special Notice: alert for law enforcement worldwide that an individual is subject of sanctions of the 1267 Committee (Al Qaeda, Taliban) Global Databases incorporating key information such as: Stolen/Lost Travel Documents (SLTD). See: INTERPOL'S "Best Practices in Combatting Terrorism" (page 5) Automated Fingerprint Identification System (AFIS) DNA profiles Stolen Vehicles Terrorist Watchlist IWeTS - Interpol Weapons electronic Tracing System Interpol Money Laundering Automated Search System (IMLASS): a system for the tracking of suspicious money transactions; serves as global, central location where the transactions can be reported and linked to transactions in other countries Orange notice to warn police, public entities and other international organizations of possible threats from hidden weapons, parcel bombs and other dangerous material Project Geiger (collection and analysis of data on the theft of radiological meterials to identify methods and trends and the vulnerability of materialsto the theft by terrorists for use in the manufacture of so-called “dirty bombs”, conventional explosives armed with radiological materials Project CRIT (Co-operative Radiological Instrument Transfer) – aims to enhance capacity to fight global radiological terrorism through the development and delivery of training for law enforcement personnel in the use of radiation detection instruments Bio-Terrorism Incident Preparedness and Response Guide Fusion Task Force (Task Force to assist member countries in their terrorism-related investigations) Interpol Major Event Support Team (IMEST. See: INTERPOL'S "Best Practices in Combatting Terrorism" (page 10) (To help member countries plan for prevention of attacks and/or disruptive action during major events)
2(b) …including by provision of early warning to other States by exchange of information;
Arrangements in place for early warning with other States	IMO 1974 International Convention for the Safety of Life at Sea (SOLAS)	SOLAS Chapter XI-2 “Special Measures to Enhance Maritime Security” Regulation XI-2/2 – International Ship and Port Facility Security (ISPS) Code, Parts A (Mandatory requirements) and B (Guidance regarding Part A) Regulation XI-2/3 – Security levels Regulation XI-2/7 – Threats to ships Regulation XI-2/13 – Communication of information (information displayed in IMO ISPS Code database, part of the GISIS system, http://gisis.imo.org or www.imo.org) Other standards to be determined
	ICAO Convention on International Civil Aviation (“Chicago Convention”)	Annex 17 Security: Safeguarding International Civil Aviation Against Acts of Unlawful Interference (Eighth Edition, 2006) Chapter 2: General principles 2.4: International cooperation Chapter 5: Management of response to acts of unlawful interference
	INTERPOL Interpol ‘Best Practices’ in Combatting Terrorism	Interpol Major Event Support Team (IMEST). See: INTERPOL'S "Best Practices in Combatting Terrorism" (page 10) (To help member countries plan for prevention of attacks and/or disruptive action during major events)
	WCO	Regional Intelligence Liaison Offices (RILO) Contact WCO at: information@wcoomd.org Customs Enforcement Network (CEN) Secured Communication Tool (CEN COMM) Contact WCO at: information@wcoomd.org
2(c) Deny safe haven to those who finance, plan, support, or commit terrorist acts, or provide safe havens;
a. Legislation to criminalise the provision of safe havens to terrorists b. Screening procedures to identify terrorists prior to granting any form of residency c. Measures to criminalise and reduce illegal immigration	To be determined	To be determined
2(d) Prevent those who finance, plan, facilitate or commit terrorist acts from using their respective territories for those purposes against other States or their citizens;
Prohibition of use of territory to commit or prepare terrorist acts against other states or their citizens	To be determined	To be determined
2(e) Ensure that any person who participates in the financing, planning, preparation or perpetration of terrorist acts or in supporting terrorist acts is brought to justice and ensure that, in addition to any other measures against them, such terrorist acts are established as serious criminal offences in domestic laws and regulations and that the punishment duly reflects the seriousness of such terrorist acts;
	INTERPOL Interpol ‘Best Practices’ in Combatting Terrorism	Interpol's role in tracing wanted individuals with a view to their extradition Criminal Analysis Unit- conducts research and analysis of crime trends, with the aim of informing member countries of new developments in the context of criminal activities
a. Codification of terrorist offences, as stipulated in international counter-terrorism instruments, in domestic criminal law	To be determined	See 1(a) Other standards to be determined
b. Criminal procedures and accompanying safeguards applicable to terrorism-related cases	To be determined	To be determined
c. Jurisdiction of courts extends to acts committed outside a State’s territory whether by its nationals or by foreign nationals presently in the State	To be determined	To be determined
2(f) Afford one another the greatest measure of assistance in connection with criminal investigations or criminal proceedings relating to the financing or support of terrorist acts, including assistance in obtaining evidence in their possession necessary for the proceedings;
	INTERPOL Interpol ‘Best Practices’ in Combatting Terrorism	I-24/7 - Secure Global Police Communication System Operational Data Services and Databases for law enforcement worldwide. See INTERPOL'S "Best Practices in Combatting Terrorism" (page 4) Operational Police Support Services. See INTERPOL'S "Best Practices in Combatting Terrorism" (page 8)
Domestic provisions for extradition and / or mutual legal assistance, including transfer of criminal proceedings	To be determined	See 1(a) Other standards to be determined
2(g) Prevent the movement of terrorists or terrorist groups by effective border controls…
a. Effective controls on the cross-border movement of persons and their property (issues dealing with immigration and movement of travellers’ goods/baggage), including procedures for identifying illegal immigrants	WCO International Convention on the Simplification and Harmonization of Customs Procedures (Revised Kyoto Convention)	General Annex, Chapter 3 Clearance and other Customs Formalities Standards 3.4 and 3.5 General Annex, Chapter 6, Customs Control Standards 6.1 to 6.10 Specific Annex J, Chapter 1
	Revised Kyoto Convention General Annex Guidelines	Chapter 6 – Guidelines on Customs Control To access guidelines, please contact: publications@wcoomd.org
	INTERPOL Interpol ‘Best Practices’ in Combatting Terrorism	International Notices System to alert law enforcement worldwide about wanted and suspected individuals Red Notice Blue Notice Interpol-UN Security Council Special Notice: alert for law enforcement worldwide that an individual is subject of sanctions of the 1267 Committee (Al Qaeda, Taliban) Global Databases incorporating key information such as: Stolen/Lost Travel Documents (SLTD). See INTERPOL'S "Best Practices in Combatting Terrorism" (page 5) Automated Finerprint Identification System (AFIS) DNA profiles Stolen Vehicles Terrorist Watchlist IWeTS - Interpol Weapons electronic Tracing System Interpol Money Laundering Automated Search System (IMLASS): a system for the tracking of suspicious money transactions; serves as global, central location where the transactions can be reported and linked to transactions in other countries
	ICAO Convention on International Civil Aviation (“Chicago Convention")	Annex 9 Facilitation Chapter 3 Standard 3.10, Standard 3.10.1, Recommended Practice 3.11, Standard 3.12, Standard 3.15, Recommended Practice 3.25, Standard 3.31, Recommended Practice 3.32, Standard 3.33, Standard 3.46, Recommended Practice 3.47 Recommended Practice 3.68 Chapter 5: Inadmissible persons and deportees Annex 17 Security: Safeguarding International Civil Aviation Against Acts of Unlawful Interference (Eighth Edition: 2006) Chapter 3 Organization Chapter 4: Preventive Security Measures Chapter 5: Management of response to acts of unlawful interference Please contact avsec@icao.int for the full text.
b. Availability of passenger information permitting risk analysis	WCO/ICAO/ International Air Transport Association (IATA)	Guidelines on Advance Passenger Information (API) Statement of Principles (ICAO)
	WCO	Recommendation of the Customs Cooperative Council concerning Adherence to Standards in Relation to Data Requirements for Advance Passenger Information (API); 1993 (under the heading of Information Technology) Revised Kyoto Convention, Specific Annex J, Chapter 1 – Travellers, Recommended Practice 8
	ICAO	Annex 9, Facilitation Chapter 3: Entry and departure of persons and their baggage Recommended Practice 3.47
2(g) …and controls on issuance of identity papers and travel documents, and through measures for preventing counterfeiting, forgery or fraudulent use of identity papers and travel documents;
a. Controls on the issuance of identity and travel documents	ICAO Other organizations to be determined	Annex 9, Facilitation Chapter 3: Entry and departure of persons and their baggage: standard 3.4, Standard 3.7, Standard 3.8, Recommended Practice 3.9, Standard 3.10, Standard 3.10.1, Recommended Practice 3.11, Standard 3.12, Standard 3.15, Recommended Practice 3.25, Recommended Practice 3.68, Recommended Practice 3.69, Recommended Practice 3.69.1, Standard 3.70 Document 9303, Parts I, II, III: Specifications for Machine Readable Travel Documents (MRTD) [CONTACT for information] ICAO MRTD website: mrtd.icao.int Other standards to be determined
b. Measures to prevent counterfeiting, forgery or fraudulent use of identity papers and travel documents	INTERPOL Interpol ‘Best Practices’ in Combatting Terrorism	Database on Stolen/Lost Travel Documents (SLTD). See: INTERPOL'S "Best Practices in Combatting Terrorism" (page 5)
3(a) Find ways of intensifying and accelerating the exchange of operational information, especially regarding actions or movements of terrorist persons or networks; forged or falsified travel documents; traffic in arms, explosives or sensitive materials; use of communications technologies by terrorist groups; and the threat posed by the possession of weapons of mass destruction by terrorist groups;
Procedures for exchange of information on movement of terrorists, forgery and falsification of travel documents, arms trafficking, use of communication technologies, and terrorist threats related to WMD	INTERPOL Interpol ‘Best Practices’ in Combatting Terrorism	I-24/7 - Secure Global Police Communication System Global Databases incorporating key information such as: Database on Stolen/Lost Travel Documents (SLTD). See: INTERPOL'S "Best Practices in Combatting Terrorism" (page 5) Automated Finerprint Identification System (AFIS) DNA profiles Stolen Vehicles Terrorist Watchlist IWeTS - Interpol Weapons electronic Tracing System Interpol Money Laundering Automated Search System (IMLASS): a system for the tracking of suspicious money transactions; serves as global, central location where the transactions can be reported and linked to transactions in other countries International Notices System to alert law enforcement worldwide about wanted and suspected individuals Red Notice Blue Notice Interpol-UN Security Council Special Notice: alert for law enforcement worldwide that an individual is subject of sanctions of the 1267 Committee (Al Qaeda, Taliban Criminal Analysis Unit- conducts research and analysis of crime trends, with the aim of informing member countries of new developments in the context of criminal activities Orange notice - To warn police, public entities and other international organizations of possible threats from hidden weapons, parcel bombs and other dangerous material; Project Geiger (collection and analysis of data on the theft of radiological materials to identify methods and trends and the vulnerability of materials to the theft by terrorists for use in the manufacture of so-called “dirty bombs”, conventional explosives armed with radiological materials) Project CRIT (Co-operative Radiological Instrument Transfer) – aims to enhance capacity to fight global radiological terrorism through the development and delivery of training for law enforcement personnel in the use of radiation detection instruments Bio-Terrorism Incident Preparedness and Response Guide Fusion Task Force (Task Force to assist member countries in their terrorism-related investigations)
	UNODC	UNODC legislative guide to the United Nations Protocol against the Illicit Manufacturing of and Trafficking in Firearms, their Parts and Components and Ammunition, Supplementing the United Nations Convention against Transnational Organized Crime
	UNDP	Guidelines for reporting on implementation of the United Nations Programme of Action (PoA) to Prevent, Combat and Eradicate the Illicit Trade in Small Arms and Light Weapons in All Its Aspects Information exchange (III.12, paragraph C.4) Training, capacity-building, research (III.7, paragraph C.5)
	ICAO Convention on International Civil Aviation (“Chicago Convention)	Annex 9, Facilitation Chapter 3: Entry and departure of persons and their baggage Recommended Practice 3.32 Recommended Practice 3.46
3(b) Exchange information in accordance with international and domestic law and cooperate on administrative and judicial matters to prevent the commission of terrorist acts;
a. Extradition treaties	United Nations	General Assembly Model Treaty on Extradition 1990 (A/RES/45/116) General Assembly Model Treaty on Extradition 1997 (A/RES/52/88)
a. Extradition treaties	UNODC (formerly the United Nations International Drug Control Programme)	UNDCP Model Extradition (Amendment) Bill (2000)
b. Mutual assistance in criminal matters	United Nations	General Assembly Model Treaty on Mutual Assistance in Criminal Matters 1990 (RES/45/117), amended by General Assembly resolution A/RES/53/112 of 1998
b. Mutual assistance in criminal matters	UNODC (formerly the United Nations International Drug Control Programme)	UNDCP Model Mutual Assistance in Criminal Matters Bill (2000) UNDCP Model Foreign Evidence Bill (2000)
c. Extradition and mutual assistance	UNODC	Model Law on Extradition (2004) Revised Manuals on the Model Treaty on Extradition Model Treaty on Mutual Assistance in Criminal Matters Report of the Informal Expert Working Group on Mutual Legal Assistance Casework Best Practice; Vienna, 2001 Report of the Informal Expert Working Group on Effective Extradition Casework Practice; Vienna 2004
c. Extradition and mutual assistance	INTERPOL Interpol ‘Best Practices’ in Combatting Terrorism	Interpol‘s role in tracing wanted individuals with a view to their extradition
d. Mutual assistance		Mutual Legal Assistance Request Writer Tool
3(c) Cooperate, particularly through bilateral and multilateral arrangements and agreements, to prevent and suppress terrorist attacks and take action against perpetrators of such acts;
a. Existence of bilateral and multilateral cooperation instruments and agreements: mutual assistance in customs matters	WCO	Model Bilateral Agreement on Mutual Administrative Assistance in Customs Matters; revised June 2004 International Convention on Mutual Administrative Assistance for the prevention, investigation and repression of Customs offences (Nairobi Convention); May 1980 International Convention on Mutual Administrative Assistance in Customs Matters (Johannesburg Convention); adopted June 2003 (not yet in force)
	ICAO	Modal clause on aviation security, Council resolution of 25 June 1986 Bilateral or regional modal agreement of aviation security, Council resolution of 30 June 1989
b. Existence of bilateral and multilateral cooperation instruments and agreements: multilateral cooperation on maritime security	IMO 1974 International Convention for the Safety of Life at Sea (SOLAS)	SOLAS Chapter XI-2 “Special Measures to Enhance Maritime Security” Regulation XI-2/2 – International Ship and Port Facility Security (ISPS) Code, Parts A (Mandatory requirements) and B (Guidance regarding Part A) Regulation XI-2/7 – Threats to ships Regulation XI-2/9 – Control and compliance measures Regulation XI-2/11 – Alternative security arrangements Regulation XI-2/13 – Communication of information (information displayed in IMO ISPS Code database, part of the GISIS system, (http://gisis.imo.org or www.imo.org)
c. Existence of bilateral and multilateral cooperation instruments and agreements: multilateral cooperation in criminalizing terrorist acts	Council of Europe	Committee of Ministers Recommendation No. R(82)1 Concerning International Cooperation in the Prosecution and Punishment of Acts of Terrorism
d. Existence of bilateral and multilateral cooperation instruments and agreements: extradition treaties	Commonwealth Secretariat	The London Scheme for Extradition within the Commonwealth (incorporated agreed amendments at Kingstown, November 2002)
		Scheme (The Harare Scheme) Relating to Mutual Assistance in Criminal Matters within the Commonwealth (including amendments made by Law ministers in April 1990, November 2002 and October 2005)
e. Existence of bilateral and multilateral cooperation instruments and agreements: mutual assistance in criminal matters	Association of Southeast Asian Nations (ASEAN)	ASEAN Model Treaty for Mutual Legal Assistance in Criminal Matters; Kuala Lumpur, 29 November 2004
3(d) Become parties as soon as possible to the relevant international conventions and protocols relating to terrorism, including the International Convention for the Suppression of the Financing of Terrorism of 9 December 1999;
Ratify or accede to the 13 international counter-terrorism instruments and related amendments		1. Convention on Offences and Certain Other Acts Committed On Board Aircraft (Aircraft Convention) Signed at Tokyo on 14 September 1963 Entered into force on 4 December 1969 2. Convention for the Suppression of Unlawful Seizure of Aircraft (Unlawful Seizure Convention) Signed at The Hague on 16 December 1970 Entered into force on 14 October 1971 3. Convention for the Suppression of Unlawful Acts Against the Safety of Civil Aviation (Civil Aviation Convention) Signed at Montreal on 23 September 1971 Entered into force on 26 January 1973 4. Convention on the Prevention and Punishment of Crimes against Internationally Protected Persons, including Diplomatic Agents (Diplomatic Agents Convention) Adopted at New York on 14 December 1973 Entered into force on 20 February 1977 5. International Convention Against the Taking of Hostages (Hostage Taking Convention) Adopted at New York on 17 December 1979 Entered into force on 3 June 1983 6. Convention on the Physical Protection of Nuclear Material (Nuclear Material Convention) Signed at Vienna on 26 October 1979 Entered into force on 8 February 1987 7. Protocol for the Suppression of Unlawful Acts of Violence at Airports Serving International Civil Aviation, Supplementary to the Convention for the Suppression of Unlawful Acts against the Safety of Civil Aviation, done at Montreal on 23 September 1971 (Airport Protocol) Signed at Montreal on 24 February 1988 Entered into force on 6 August 1989 8. Convention for the Suppression of Unlawful Acts Against the Safety of Maritime Navigation (Maritime Convention) Done at Rome on 10 March 1988 Entered into force on 1 March 1992 9. Protocol for the Suppression of Unlawful Acts Against the Safety of Fixed Platforms Located on the Continental Shelf (Fixed Platform Protocol) Done at Rome on 10 March 1988 Entered into force on 1 March 1992 10. Convention on the Marking of Plastic Explosives for the Purpose of Detection (Plastic Explosives Convention) Done at Montreal on 1 March 1991 Entered into force on 21 June 1998 11. International Convention for the Suppression of Terrorist Bombings (Terrorist Bombing Convention) Adopted at New York on 15 December 1997 Entered into force on 23 May 2001 12. International Convention for the Suppression of the Financing of Terrorism (Terrorist Financing Convention) Adopted at New York on 9 December 1999 Entered into force on 10 April 2002 13. International Convention for the Suppression of Acts of Nuclear Terrorism (Nuclear Terrorism Convention) Adopted at New York on 13 April 2005 Entered into force on 7 July 2007 Amendment to the Convention on the Physical Protection of Nuclear Material (Amendment to the Nuclear Material Convention) Final Act of the Diplomatic Conference, IAEA, 04-08 July 2005 Not yet in force Protocol of 2005 to the Convention for the suppression of unlawful acts against the safety of maritime navigation (Protocol 2005 to the Maritime Convention) Done at London on 14 October 2005 . Not yet in force Protocol of 2005 to the Protocol for the suppression of unlawful acts against the safety of fixed platforms located on the continental shelf (Protocol 2005 to the Fixed Platforms Protocol) Done at London on 14 October 2005 . Not yet in force
3(e) Increase cooperation and fully implement the relevant international conventions and protocols relating to terrorism and Security Council resolutions 1269 (1999) and 1368 (2001);
Ratify or accede to the 13 international counter-terrorism instruments, and implement Security Council resolutions 1269 (1999) and 1368 (2001)		See 13 instruments under 3(d) UNSC resolution 1269 UNSC resolution 1368
3(f) Take appropriate measures in conformity with the relevant provisions of national and international law, including international standards of human rights, before granting refugee status, for the purpose of ensuring that the asylum-seeker has not planned, facilitated or participated in the commission of terrorist acts;
Non-abuse of the refugee process	United Nations High Commissioner for Refugees (UNHCR) United Nations Office of the High Commissioner for Human Rights (UNOHCHR)	Guidelines on International Protection: Application of the Exclusion Clauses: Article 1F of the 1951 Convention relating to the Status of Refugees (HCR/GIP/03/05); 4 September 2003 Background Note on the Application of the Exclusion Clauses: Article 1F of the 1951 Convention relating to the Status of Refugees; 4 September 2003 Summary Conclusions – Exclusion from Refugee Status. Lisbon Expert Roundtable, Global Consultations on International Protection, 3-4 May 2001 (EC/GC/01/2Track/1) Procedural Standards for Refugee Status Determination under UNHCR’s mandate; 2005 Handbook on Procedures and criteria for Determining Refugee Status under the 1951 Convention and the 1967 Protocol relating to the Status of Refugees; Geneva, January 1992 Convention against Torture and other Cruel, Inhuman or Degrading Treatment or Punishment, 10 December 1984
3(g) Ensure, in conformity with international law, that refugee status is not abused by the perpetrators, organizers or facilitators of terrorist acts, and that claims of political motivation are not recognized as grounds for refusing requests for the extradition of alleged terrorists;
Non-abuse of the refugee process	UNHCR	Guidelines on International Protection: Application of the Exclusion Clauses: Article 1F of the 1951 Convention relating to the Status of Refugees. (HCR/GIP/03/05); 4 September 2003 Background Note on the Application of the Exclusion Clauses: Article 1F of the 1951 Convention relating to the Status of Refugees;4 September 2003 Summary Conclusions – Exclusion from Refugee Status. Lisbon Expert Roundtable, Global Consultations on International Protection, 3-4 May 2001 (EC/GC/01/2Track/1) Procedural Standards for Refugee Status Determination under UNHCR’s mandate; 2005 Handbook on Procedures and criteria for Determining Refugee Status under the 1951 Convention and the 1967 Protocol relating to the Status of Refugees; Geneva, January 1992