Addendum 2
Peacebuilding Commission
Explanatory note by the Secretary-General*
Background
1. In my report “In larger freedom: towards development, security and human
rights for all” (A/59/2005), I recommended that the Member States agree to the
establishment of a Peacebuilding Commission, designed to fill an institutional gap
in the United Nations. The United Nations has played a vital role in mediating peace
agreements and assisting in their implementation, thereby helping to reduce the
level of war in several regions. However, our record of success in mediating and
implementing peace agreements is sadly blemished by some devastating failures.
Indeed, several of the most violent and tragic episodes of the 1990s occurred after
the negotiation of peace agreements — for instance in Angola in 1993 and in
Rwanda in 1994. Roughly half of all countries that emerge from war lapse back into
violence within five years. These two points drive home the message: if we are
going to prevent conflict we must ensure that peace agreements are implemented in
a sustained and sustainable manner.
2. Yet at this very point there is a gaping hole in the United Nations institutional
machinery: no part of the United Nations system effectively addresses the challenge
of helping countries with the transition from war to lasting peace. My report
therefore proposed to Member States that they create an intergovernmental
Peacebuilding Commission, as well as a Peacebuilding Support Office within the
United Nations Secretariat to achieve this end.
3. My own proposal modified that of the High-level Panel on Threats, Challenges
and Change (see A/59/565), based on reactions from Member States, particularly in
terms of the appropriate role for the Economic and Social Council in addition to that
of the Security Council, and the inappropriateness of the Peacebuilding Commission
taking on an early-warning function.
4. I am gratified by the very broad support that this proposal has received among
Member States. I believe that achievement in this area would constitute a critically
important step in the process of reform of the United Nations. At the same time,
many Member States, while accepting the proposal in principle, have requested
more detail about the functions of a Peacebuilding Commission. I stated in my
report that I would provide a more detailed description of the possible functions.
The present explanatory note provides just such a description and suggests possible
modalities.
5. I also stated previously that I would undertake further consultations with the
international financial institutions. For reasons of timing, it has not been possible to
conclude those consultations in advance of Member States’ informal consultations
within the General Assembly. I nevertheless want to reiterate the importance of full
and active participation of the international financial institutions, in a manner
appropriate to their governing arrangements, in the work of the proposed
Peacebuilding Commission. Further consultations are planned, and I will keep the
President of the General Assembly and his facilitators apprised as they progress.
Purposes of a Peacebuilding Commission
6. The Peacebuilding Commission must provide a central node for helping to
create and promote comprehensive strategies for peacebuilding both in general
terms and in country situations. It should encourage coherent decision-making on
peacebuilding by Member States and by the United Nations Secretariat, agencies
and programmes. It should support — and not attempt to replace — effective
country-level planning for recovery and peacebuilding. It must also provide a forum
in which representatives of the United Nations system, major bilateral donors, troop
contributors, relevant regional actors and organizations, the international financial
institutions and the national or transitional authorities of the country concerned can
share information about their respective post-conflict recovery activities,
particularly as pertains to achieving coherence between the security/political and
development/economic issues, in the interests of greater effectiveness.
7. The core of the work of the Peacebuilding Commission must be in its countryspecific
activities. Bringing together the critical actors, the Peacebuilding
Commission can do four things: it can ensure that the international community as a
whole is effectively supporting the national authorities; it can propose overall
priorities and ensure that those priorities reflect country-based realities; it can
mobilize necessary resources, both for early priorities in recovery and in particular
for sustained financial investment over the medium-to-longer-term period of recovery; and it can provide a forum for ensuring coordination and resolving
complications or differences where these emerge.
8. It could play a particularly important role by focusing attention and
consolidating good practice on vital cross-cutting issues, such as demobilization,
disarmament, reintegration and rehabilitation, for which effective programmes must
draw on the capacities and plans of actors across the full range of political-securityhumanitarian-
development activities.
Functions of a Peacebuilding Commission
1. In the immediate aftermath of war, provide necessary information to the Security
Council and focus attention on development and institution-building efforts
necessary for recovery
9. In contexts in which the Security Council is preparing a post-conflict
operation, an early meeting of the Peacebuilding Commission could provide the
Security Council with pertinent information about the availability of bilateral and
financial institution-funding for early peacebuilding activities relevant to the
peacebuilding aspects of integrated missions.
10. The Peacebuilding Commission could also provide a mechanism through
which donors could be encouraged to make specific, sustainable commitments to the
financing of peacebuilding and recovery activities. It could help to ensure the
speedy transition from relief-oriented financing to recovery and developmentoriented
financing, and help to ensure adequate early attention to and financing for
oft-neglected issues, such as building public administration capacity for the rule of
law and the delivery of public services.
2. Help to ensure predictable financing for early recovery activities, in part by
providing an overview of assessed, voluntary and standing funding mechanisms
11. As planning for post-conflict operations is undertaken, or at the earliest stages
of recovery, the Peacebuilding Commission could review a report that provides an
overview of planned financing for peacebuilding through assessed, voluntary and
standing funding mechanisms, giving both national authorities and the members of
the Commission a chance to identify shortfalls and gaps. Where gaps commonly
occur, in the financing of early development activities and the recurrent costs of
public administration, a Standing Fund for Peacebuilding could play a targeted and
catalytic role.
3. Periodically review progress towards medium-term recovery goals
12. At planned intervals (roughly two to four months after the establishment of an
operation and then on a quarterly or semi-annual basis), the Peacebuilding
Commission (in country-specific format) should meet to review progress towards
medium-term recovery goals, especially in the areas of developing public
institutions and laying the foundation for economic recovery. Carefully planned
meetings of this type, drawing on information and analysis of the United Nations
mission, country team and World Bank offices, could provide an opportunity to
identify gaps in progress, areas where greater concentration of effort is required,
funding gaps etc. Such meetings should not duplicate normal consultative group or
similar in-country or country-based donor mechanisms but should focus on critical links between the ongoing process of stabilization at the military/political level and
the underlying process of recovery at the economic/financial/institutional level.
13. Such mid-course reviews could also provide a warning signal to the Security
Council and to the international community as a whole if progress is not being made
in consolidating the public institutions and the economic foundations for longerterm
stability. In the absence of progress on these fronts, the Security Council has at
times found itself in the position of not being able to remove peacekeepers or to take
countries off of its agenda, for fear of instability and a relapse into conflict. The
preferred solution of course is not longer-term duration of peacekeeping presences
but more intensive efforts at an earlier stage to ensure that when the
military/security situation is adequately stabilized peacekeepers can leave and the
foundation is laid for continued stabilization.
4. Ensure sustained financing of recovery and development activities and extend the
period of political attention to post-conflict recovery
14. The process of developing effective institutions for the rule of law, building
State capacity to deliver public services, establishing a foundation for strong fiscal
management and support to private-sector activity — these activities normally take
considerably longer than the average peacekeeping operation. One of the vital
functions of a Peacebuilding Commission must be to ensure that the international
community’s political and financial attention to recovering countries — which are
often fragile and at risk of renewed conflict — continues well past the normally
brief duration of a peacekeeping presence. Working with the Economic and Social
Council, the Peacebuilding Commission could provide sustained attention as
countries move from transitional recovery towards development.
15. The ad hoc post-conflict groups under the Economic and Social Council,
formed over the past few years, constituted helpful efforts to perform this function.
It is important that we learn from these, which could inform the workings of the
Peacebuilding Commission and of the Economic and Social Council. I do believe,
however, that a standing body that draws at different stages on the authority of the
Security Council and of the Economic and Social Council will be able to provide a
more powerful and consistent system of support.
5. Prevention
16. Countries that have been through war in the previous five to ten years are at
far higher risk than others of witnessing a relapse of war. Therefore, post-conflict
peacebuilding is a critical form of prevention. It is not enough, however. Preventing
wars from breaking out in the first instance is a core goal of the entire United
Nations system.
17. Neither the Peacebuilding Commission nor the Support Office should have an
early-warning function. There are other mechanisms in the United Nations for what
has become known as “operational prevention”, i.e., the use of such tools as
mediation and preventive peacekeeping when conflict has become imminent or has
broken out in a small-scale way. These are necessary parts of the United Nations and
regional organizations’ capacity and should continue to be strengthened.
18. More relevant to the Peacebuilding Commission, however, is the issue of risk
reduction. Members of the United Nations should be able at any stage to appeal for
advice to the Peacebuilding Commission or for assistance from a Standing Fund for
Peacebuilding. The Peacebuilding Commission and a Standing Fund for
Peacebuilding can add an important dimension to United Nations preventive efforts
by providing better tools for helping States and societies reduce the risk of conflict,
including by aiding their efforts to build State capacity, especially in the area of the
rule of law.
6. Develop best practice on cross-cutting peacebuilding issues
19. In issue areas that require extensive collaboration between political/military,
humanitarian and development actors, both within the United Nations system and
without, the Peacebuilding Commission (in core membership format) could provide
an important mechanism for regularizing best practice and agreeing on a division of
labour between the respective operational actors.
7. Improve the coordination of the United Nations funds, programmes and agencies
20. The establishment of a Peacebuilding Commission and Support Office could
improve the coordination of United Nations missions and agencies in post-conflict
operations in three ways. First, participation by the funds, programmes and agencies
in the work of the Peacebuilding Support Office will lead to improvements in
planning, as specified below. Second, the various departments, funds, programmes
and agencies should participate in the Peacebuilding Commission as part of a single
United Nations team, led by a senior official representing the Secretary-General;
this too will strengthen a sense of common purpose and joint endeavour. Third, and
most important, the Peacebuilding Commission should be used by its members to
set common priorities together with the national authorities. This more than
anything else can ensure that the various United Nations activities are financed
according to common priorities and not, as is too often the case, according to donorspecific
or agency-specific priorities.
Functions of the Peacebuilding Support Office
21. For the above functions to work effectively and efficiently, a small but highquality
Peacebuilding Support Office will need to be established. The primary
functions of the Peacebuilding Support Office must be threefold:
To prepare the substantive inputs for meetings of the Peacebuilding
Commission, including by gathering and analysing information from members
of the Peacebuilding Commission about their respective peacebuilding
activities and financial commitments
To provide high-quality inputs to the planning process for peacebuilding
operations, working with lead departments, United Nations field presences and
others
To conduct best practices analysis and develop policy guidance, as appropriate
22. Staff of the Peacebuilding Support Office should have expertise in postconflict
strategy development in several of the substantive areas that form the core
of the civilian aspects of post-conflict peacebuilding and in donor mobilization. The
Office should pull together a small team with experience of reconstruction at the
national level, experience across the range of the United Nations system and
exposure to the work of other institutions, such as the international financial institutions and regional organizations. As noted in my report (A/59/2005), I believe
that the Peacebuilding Support Office should contain a dedicated rule of law unit.
Standing Fund for Peacebuilding
23. Several potential donors have expressed strong interest in making
contributions of new funds for peacebuilding efforts. I believe a Standing Fund for
Peacebuilding to be essential. One option would be the establishment of a voluntary,
replenishable fund. Were it in existence, it could provide critical, targeted support to
nascent authorities and to early peacebuilding activities. It could help provide
sustained attention of the United Nations system beyond the normal cycle of
peacekeeping. And it could provide national authorities with vital support for
strengthening institutions of the rule of law, national reconciliation processes and
similar efforts to reduce the risk of conflict.
24. I will work in the coming months to solidify potential commitments to such a
Fund. Any fund should have accountability mechanisms that conform to the highest
available standards.
Institutional structure
25. As noted in my report (A/59/2005), I believe that the Peacebuilding
Commission would best combine efficiency with legitimacy if it were to advise the
Security Council and the Economic and Social Council in sequence, depending on
the state of recovery. Simultaneity should be avoided because it will create
duplication and confusion.
26. The institutional structure of the Peacebuilding Commission should not alter
the formal prerogatives of the principal organs of the United Nations. If the proposal
for sequential reporting to the Security Council and the Economic and Social
Council is agreed, these two bodies would have to work together to identify the
modalities for transition between the two. While a given country is on the agenda of
the Security Council, the work of the Peacebuilding Commission would have to
remain within the purview of that body. However, one of the purposes of the
Peacebuilding Commission should be to ensure that (a) adequate early work in
transitional recovery is undertaken and (b) the Economic and Social Council has a
predictable, effective mechanism for continued support so that early transition from
the Security Council is possible. In such matters, the views of the national
authorities should be duly taken into account.
Membership
27. As noted in my report (A/59/2005), the Peacebuilding Commission would be
most effective if its core membership comprised a subset of Security Council
members, a similar number of Economic and Social Council members, the major
donors to a standing fund for peacebuilding or representatives of the donor
community, and some leading troop contributors. The total number of core members
should be small, perhaps between 15 and 20 members. Members should have expert
knowledge of the issues and it should work by consensus.
28. In its country-specific operations, the Peacebuilding Commission should
involve the national or transitional authorities, as appropriate, relevant regional
actors and organizations, troop contributors, where applicable, and the major donors
to the specific country. The participation of international financial institutions is
vital. I have started discussions with them to determine how best they can be
involved, with due respect for their mandates and governing arrangements. The
participation of regional organizations is vital. Clearly, regional organizations
should participate in the country-specific meetings, as appropriate.
29. United Nations participation should reflect the dual (and at times
contradictory) goals of (a) improving coordination within the system and (b)
ensuring that development actors participate more fully in the deliberations of
United Nations political/military processes. I believe this can best be accomplished
if United Nations participation in the Peacebuilding Commission is at all times led
by a single senior United Nations official representing the Secretary-General,
accompanied by other departmental or agency colleagues, as relevant. Of course, the
Secretary-General remains responsible and accountable to the membership for the
overall coordination and coherence of the United Nations system.
Modalities
30. It is too early to tackle the question of modalities in any detail. If the idea of
sequential reporting to the Security Council and the Economic and Social Council is
adopted, the Peacebuilding Commission will have to work out modalities with those
bodies.
31. Some early ideas about modalities may be useful, however. First, in listening
to the deliberations of Member States about the proposed Peacebuilding
Commission, it seems clear that the Peacebuilding Commission should be advisory
in nature. It should provide ideas and inputs to the work of the Security Council and
of the Economic and Social Council and interface directly with the Secretariat on
peacebuilding matters. With the right participation, the outputs of the Peacebuilding
Commission, albeit advisory, would be likely to carry substantial political authority
and have an important impact on the work of its members and others.
32. Second, I believe that the core members of the Peacebuilding Commission
should meet infrequently, perhaps on a quarterly basis. As core members, they could
undertake such functions as reviewing and endorsing best practice in particular issue
areas, such as disarmament, demobilization, reintegration and repatriation, and
commissioning independent or internal evaluations. The core membership, together
with the bodies with whom it will work, will have to identify appropriate
arrangements for chairmanship of both of the core bodies and of country-specific
meetings (which might usefully vary, providing opportunities for those most
actively engaged in supporting post-conflict efforts in a given case to lead those
efforts).
33. Third, as suggested above, I believe that the country-specific meetings of the
Peacebuilding Commission might usefully be held at regular intervals: prior to the
establishment of the civilian part of a mission or at early stages in the planning
process, in this phase meeting fairly frequently; and at later stages of recovery
meeting at regular intervals (perhaps quarterly or semi-annually) to assess progress.
34. Fourth, as noted briefly in my report (A/59/2005), I believe that the
Peacebuilding Commission should be creative in adopting modalities that allow for
flexible participation by national actors, field-based representatives, mission
representatives and capital-based representatives, as appropriate. This could involve
different kinds of representation within core and country-specific meetings; use of
videoconferencing and related technologies to allow for field-based participation;
and meetings outside New York, either in Geneva, the capital city of countries
chairing specific sessions, or the country or region under consideration.
35. As part of the overall process, I believe it would be valuable if there were
regular, independent evaluation of peacebuilding activities. Several bilateral donors
and international financial institutions have instituted regular, rigorous evaluation
practices. Within the United Nations system, the humanitarian community has gone
farthest in regularly subjecting its operations to rigorous external evaluation. I
believe that practice could usefully be adopted by a Peacebuilding Commission.
Note:
* Initially transmitted by the Secretary-General to the President of the General Assembly on
19 April 2005, with the request that it be brought to the attention of the members of the General
Assembly. [Back to text]
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