Case No. IT-02-54-R77.4
IN THE TRIAL CHAMBER
Before:
Judge Patrick Robinson, Presiding
Judge O-Gon Kwon
Judge Iain Bonomy
Registrar:
Hans Holthuis
Decision of:
13 May 2005
PROSECUTOR
v.
SLOBODAN MILOSEVIC
CONTEMPT PROCEEDINGS AGAINST KOSTA BULATOVIC
_______________________________________________________
DECISION ON CONTEMPT OF THE TRIBUNAL
_______________________________________________________
Office of the Prosecutor:
Ms. Carla Del Ponte
Mr. Geoffrey Nice
The Accused:
Mr. Slobodan Milosevic
Counsel for Kosta Bulatovic:
Mr. Stéphane Bourgon
Court Assigned Counsel:
Mr. Steven Kay, QC
Ms. Gillian Higgins
Amicus Curiae:
Prof. Timothy McCormack
- Kosta Bulatovic, (“Respondent”) was a Defence witness in
the case of The Prosecutor v. Slobodan Milosevic. He
is charged with contempt of the Tribunal. The charge is in
these terms:
Kosta Bulatovic, born in 1937 in the
village of Dobrusa in northern Metohija, is charged that,
on 19 and 20 April 2005, being a witness before Trial
Chamber III of the International Tribunal, he knowingly
and wilfully interfered with the administration of justice,
by contumaciously refusing to answer questions asked by
the Prosecution, contrary to Rule 77(A)(i) of the Rules[.]1
- The Respondent initially gave evidence on 14 April 2005.
He was examined in chief and partially cross-examined before
the case was adjourned over the weekend. When the trial resumed
on 19 April, the Accused was absent through illness. Mindful
of the determination of the Appeals Chamber that, “if Milosevic’s
health problems resurface with sufficient gravity, however,
the presence of Assigned Counsel will allow the trial to continue
even if Milosevic is temporarily unable to participate ”,2
the Trial Chamber decided to proceed to hear the remainder
of the evidence of the Respondent in the absence of the Accused.
In announcing that Decision the Presiding Judge said:
If the decision of the Appeals Chamber
is authoritative for anything, it seems to us that it
authorizes the completion of a witness’s testimony in
the temporary absence of the accused.3
The Respondent had completed his examination-in-chief, assigned
Counsel were present to protect the interests of the Accused,
the Respondent had already had to remain for a significant
period in The Hague, and the evidence was likely to be completed
in a matter of an hour or so. The Trial Chamber ordered that
a video recording and transcript of the proceedings should
be delivered to the Accused to enable him to review the remainder
of the evidence of the Respondent, and declared that, should
it be necessary, the Respondent could be recalled.
- When the Respondent resumed his place in court, he refused
to answer questions posed by the Prosecutor. He was advised
in detail of the decision made by the Trial Chamber, and the
reasons therefor, and was advised further of the possibility
that he might be held in contempt were he to maintain that
position, which could result in the imposition of a period
of imprisonment or a fine. The Respondent maintained his refusal
to respond to questions.4 He repeatedly
stated as his reason for refusing to answer that he would
give evidence only in the presence of the Accused.5
The proceedings were then adjourned overnight to enable him
to reflect on the position he was in and to take legal advice.6
When the trial resumed on 20 April 2005, the Respondent was
again advised of his obligation to answer questions and of
the prospect that he could be found in contempt and punished
therefor. He again refused to answer any questions.7
He stated that “I stand by the decision I presented to you
yesterday.”8
- The Trial Chamber adjourned to reflect upon these developments.
It reviewed the stance taken by the Respondent in the context
of the provisions of Rule 77 of the Rules of Procedure and
Evidence of the International Tribunal (“Rules”), which provides
in relevant part:
(A) The Tribunal in the exercise of
its inherent power may hold in contempt those who knowingly
and wilfully interfere with its administration of justice,
including any person who
(i) being a witness before a Chamber,
contumaciously refuses or fails to answer a question;
[…]
(C) When a Chamber has reason to believe
that a person may be in contempt of the Tribunal, it may:
(i) direct the Prosecutor to investigate
the matter with a view to the preparation and submission
of an indictment for contempt;
(ii) where the Prosecutor, in the
view of the Chamber, has a conflict of interest with
respect to the relevant conduct, direct the Registrar
to appoint an amicus curiae to investigate the
matter and report back to the Chamber as to whether
there are sufficient grounds for instigating contempt
proceedings; or
(iii) initiate proceedings itself.
(D) If the Chamber considers that there
are sufficient grounds to proceed against a person for
contempt, the Chamber may:
(i) in circumstances described in
paragraph (C)(i), direct the Prosecutor to prosecute
the matter; or
(ii) in circumstances described in
paragraph (C)(ii) or (iii), issue an order in lieu of
an indictment and either direct amicus curiae to
prosecute the matter or prosecute the matter itself.
(E) The rules of procedure and evidence
in Parts Four to Eight shall apply mutatis mutandis
to proceedings under this Rule.
(F) Any person indicted for or charged
with contempt shall, if that person satisfies the criteria
for determination of indigence established by the Registrar,
be assigned counsel in accordance with Rule 45.
- The Chamber considered that the Respondent had, on the
face of it, contravened Rule 77(A) by refusing to answer questions,
and determined, in terms of Rule 77(C), that it had reason
to believe him to be in contempt of the Tribunal. The Chamber
further decided, in the particular circumstances, that it
was appropriate to initiate proceedings in terms of Rule 77(C)(iii),
to be prosecuted by the Chamber itself in terms of Rule 77(D)(ii).9
The charge against the Respondent was formulated and issued
in a written order, as well as read out to the Respondent
in open court.10
- When the Accused returned to court on 25 April, the Respondent
concluded his evidence.
- The trial took place on 6 May 2005. When the Respondent
first appeared before the Tribunal on the charge on 20 April
2005, his counsel, Mr. Bourgon had argued that the matter
should be referred to another Trial Chamber, since, at the
core of the question whether the Respondent was in contempt
of the Tribunal, was the issue whether the Chamber’s Order
that the trial should proceed in the absence of the Accused
was valid. He submitted, at that stage, that the Trial Chamber
had erred in ordering that the trial should continue in the
absence of the Accused, that the proceedings on 19 and 20
April 2005 were accordingly fundamentally null and that the
Respondent was thus under no obligation to answer. At the
outset of his submission on 6 May 2005, Mr. Bourgon properly
conceded that that issue could not be raised as a defence
to the charge since it had been disposed of by the Trial Chamber
at the hearing on 20 April 2005 following the presentation
of the charge against the Respondent.11
Prior to the Respondent’s refusal to answer the Prosecution’s
questions, the Trial Chamber had determined that the trial
should proceed in the absence of the accused for the sole
purpose at that stage of hearing the balance of the Respondent’s
evidence. Therefore, it was not appropriate for the Trial
Chamber to review that decision in the context of the proceedings
for contempt.
- However, undaunted, Mr. Bourgon submitted that the propriety
of the decision to continue with the evidence arose separately
as a preliminary point in relation to jurisdiction in terms
of Rule 72(A)(i).12 He submitted
that the Trial Chamber had no jurisdiction to hear the trial
in view of the Order on which the resumption of evidence proceeded.
However, Mr. Bourgon had omitted to take account of the terms
of Rule 72(D), which defines “a motion challenging jurisdiction”
as referring “exclusively to a motion which challenges an
indictment on the ground that it does not relate to:
(i) any of the persons indicated in Articles 1, 6, 7
and 9 of the Statute;
(i) the territories indicated in Articles 1, 8 and 9 of
the Statute;
(ii) the period indicated in Articles 1, 8 and 9 of the
Statute;
(iii) any of the violations indicated in Articles 2, 3,
4, 5 and 7 of the Statute.”
The challenge to jurisdiction mounted on the basis of the
nullity of the original Decision to proceed to hear the evidence
did not fall within the definition of a preliminary motion
challenging jurisdiction. The Motion advanced was thus incompetent
and Mr. Bourgon was advised that it was not open to him to
make it.13
- When the trial got under way, the issue was accordingly
a simple one: did the Respondent knowingly and wilfully interfere
with the administration of justice before the Tribunal by
contumaciously refusing to answer questions?
- Mr. Bourgon led evidence from two witnesses, Dragutin Milovanovic,
a close friend of the Respondent who had accompanied him to
The Hague on each occasion as his support person, and Professor
Branko Rakic, a legal advisor to the Accused, Mr. Milosevic.14
Their evidence related to the state of mind of the Respondent
on 19 and 20 April. Mr. Bourgon’s principal submission, following
the evidence, was that one of the three essential elements
necessary for proof of the charge was not established. He
accepted that the first two were —that the Respondent was
a witness before the Trial Chamber and that he had refused
to answer questions. On the other hand, he submitted that
it had not been established that, in doing so, he had knowingly
and wilfully interfered with the administration of justice
and that he had done so by contumaciously refusing to answer
the questions. For that degree of mens rea to be established
it was necessary to show, either by direct evidence or inference,
that the Respondent actually knew that he was interfering
with the administration of justice.15
It was for that reason that the majority of the Trial Chamber
in the contempt proceedings against Witness K12 had decided
that for conduct to be “contumacious” it had to be “perverse”.16
Judge Kwon, in his Dissent, had approached the matter differently
by determining that “contumacious” did not require something
in addition to conduct that was done “knowingly and willingly”
but merely proof of an obstinate refusal to answer questions
“without a reasonable excuse”.17
Mr. Bourgon urged upon the Trial Chamber the interpretation
favoured by the majority.
- Mr. Bourgon also enlisted, in support of his submission
the Judgement of the Appeals Chamber in The Prosecutor
v. Aleksovski to the effect that, for contempt to be established,
a respondent must be held to have acted “with specific intent
to interfere with the Tribunal’s administration of justice”.18
This representation, however, was an inaccurate statement
of the Appeals Chamber’s holding in the Aleksovski contempt
proceedings: the arguments about mens rea in that case
focused on whether or not the respondent had actual knowledge
of, or acted in wilful blindness of, the Trial Chamber’s order;19
it was the Trial Chamber seised of contempt proceedings in
the Brdanin case which held that “[f]or each form of
criminal contempt, the Prosecution must establish that the
accused acted with specific intent to interfere with the Tribunal’s
due administration of justice.”20
- Reference was also made to The Prosecutor v. Hadzihasanovic
and Kubura, in which no action was taken against a witness
who indicated at the outset of his evidence that he would
not answer. It was submitted that it was unfair to proceed
with a complaint of contempt against the witness because he
was in the middle of his evidence, whereas in cases where
issues of this nature arose at the beginning the Prosecution
tended not to insist on their position.21
The Trial Chamber does not consider that submission to have
any relevance to the situation where a specific order is made
by the Trial Chamber and that order is not complied with.
- Turning to the factual circumstances,22
Mr. Bourgon submitted that they demonstrated that the Respondent
was unaware that his conduct would interfere with the administration
of justice. When he returned to court on 19 April 2005 he
was faced with an unexpected situation where effectively two
people were missing from the court, the person accused and
the person representing him, albeit they are one and the same.
Later that day, in a meeting with Professor Rakic, he enquired
who would be questioning him in place of the Accused at the
end of his evidence. When he was told that that job would
fall to Mr. Kay, he asked if he might see him. He was told
that he could not do so. He was worried that he might cause
damage to the case of Mr. Milosevic if he answered questions
in these circumstances. He had thought it was possible that,
by continuing to give evidence, he might cause damage to his
testimony and, as a result, do the opposite of what he aimed
to do when he came to give evidence, viz. tell the
truth. Reference was made to particular examples in the cross-examination,
which took place on the return of the Accused on recovering
from illness, of misunderstandings of the evidence which would
have been left uncorrected had the Accused not been present
when they occurred. Mr. Bourgon relied also on a statement
made by the Respondent when he completed his evidence on 25
April 2005 to the effect that he had come as a defence witness
with the best of intentions and was leaving with a clear conscience.
- He submitted that it was thus not possible to tell from
the record of the proceedings that the Respondent knew that
he was interfering with the administration of justice. Moreover,
in light of Assigned Counsel’s submissions that it would not
be possible to proceed with another witness,23
any delay in the proceedings was not the result of his conduct
but a natural consequence of the illness of the Accused which
was itself simply incidental to the trial proceedings.
- In a submission made on 19 April 2005, when the problem
initially arose, Mr. Nice for the Prosecutor suggested that
the Respondent’s position was an example of an “intent” to
control the agenda of the court. The Trial Chamber does not
consider that there is any basis in the circumstances of this
case for that submission. The Chamber takes note of the evidence
of Mr. Milovanovic and Professor Rakic, and concludes that
their testimony provides support for the various propositions
made by Mr. Bourgon about the Respondent’s state of mind on
19 and 20 April 2005. Although he was given a number of opportunities
to present an explanation for his refusal to comply with the
Trial Chamber’s Order and failed to do that, the Trial Chamber
will nonetheless deal with the question of the mens rea
of the Respondent on the basis that the various thoughts
referred to in the evidence and submissions may have been
in his mind in court.
- Nevertheless, the Chamber has no hesitation in concluding
that the Respondent plainly acted with the necessary mens
rea to establish that he is guilty of contempt of the
Tribunal. The Trial Chamber made its decision to proceed to
complete the evidence of the Respondent, having carefully
considered the situation that had arisen on 19 April 2005.
When the Prosecutor endeavoured to cross-examine him, the
Respondent took the stance, from which he never departed,
that he would not answer any question in the absence of the
Accused. The significance of complying with an order of the
court was explained to him. He was advised of the arrangements
made to enable the Accused to review the evidence on video,
and in the form of a transcript, so that the Accused could
deal with any issues that required clarification. He was also
advised that the Accused could apply to recall him if something
were left in an unsatisfactory state. He remained obdurate.
He adhered to that position on the following day, when given
every opportunity to proceed, and, following a consultation
with counsel, he maintained his position. It is the opinion
of the Trial Chamber that in the circumstances of this case,
the test of “knowingly and wilfully” interfering with the
Tribunal’s administration of justice by “contumaciously” refusing
to answer questions was satisfied when the Respondent deliberately
refused to comply with an order of the Trial Chamber to answer
questions and persisted in that refusal when fully advised
of the position and given a further opportunity to respond.
Since the Chamber had made an order which it considered to
be within its powers and appropriate in the circumstances,
the Respondent was bound to answer the questions put by the
Prosecutor, whatever his views of that order and the propriety
of proceeding in the absence of the Accused. It is no excuse
for refusing to answer questions in court for a witness to
claim that he disagrees with a procedural decision made which
has led to his being examined.24
- Where the issue is one of compliance with an order of the
court, the “knowledge” required is knowledge of the making
of the order requiring that the Respondent should answer.
There is no question of special knowledge of the consequences
of such refusal being required. It is an obvious consequence
of refusing to comply with an order of the Chamber that the
administration of justice is interfered with. No higher standard
was set by the Appeals Chamber in Aleksovski.25
If the submissions of Mr. Bourgon about the reasons behind
the stance taken by the Respondent have any relevance at all,
it is in relation to the question of penalty. Proper control
of court proceedings by the Chamber is an essential part of
the administration of justice. Any defiance of an order of
the court interferes with the administration of justice. What
the Respondent’s conduct amounted to was a determination and
declaration that he would give evidence only on his own conditions.
In other words, he would control the circumstances in which
he would give evidence. He thus defied the authority of the
court and created the risk that the authority of the Trial
Chamber would be undermined and the administration of justice
would be brought into disrepute.
- Such conduct constitutes serious contempt of the Tribunal
and would normally merit the immediate imposition of a custodial
sentence in order to mark the gravity of the offence and to
deter the Respondent, and others who might be tempted to follow
the same course, from defying the authority of the Trial Chamber.
But for one feature of the present case, that is the course
that the Trial Chamber would have followed. The circumstance
that is considered significant is that the Respondent currently
suffers from serious health problems which would make the
service of a sentence of imprisonment more burdensome in his
case than in that of the average person.
- The Trial Chamber shall accordingly impose a sentence of
four months imprisonment, but shall suspend the operation
of that sentence for a period of two years, so that the sentence
shall not take effect unless during that period the Respondent
commits another offence anywhere that is punishable with imprisonment,
including contempt of court.
A Separate Opinion by Judge Bonomy is appended to this Decision.
Done in English and French, the English text being authoritative.
______________________
Judge Patrick Robinson
Presiding
Dated this thirteenth day of May 2005
At The Hague
The Netherlands
[Seal of the Tribunal]
Case No. IT-02-54-T-R77.4
IN THE TRIAL CHAMBER
Before:
Judge Patrick Robinson, Presiding
Judge O-Gon Kwon
Judge Iain Bonomy
Registrar:
Hans Holthuis
Decision of:
13 May 2005
PROSECUTOR
v.
SLOBODAN MILOSEVIC
CONTEMPT PROCEEDINGS AGAINST KOSTA BULATOVIC
____________________________________________________
SEPARATE OPINION OF JUDGE BONOMY ON CONTEMPT OF THE
TRIBUNAL
____________________________________________________
The Office of the Prosecutor:
Ms. Carla Del Ponte
Mr. Geoffrey Nice
Amicus Curiae :
Prof. Timothy McCormack
The Accused:
Slobodan Milosevic
Counsel for the Respondent:
Stéphane Bourgon
Court Assigned Counsel:
Mr. Stephen Kay, QC
Ms. Gillian Higgins
Decision on the Merits
1. I agree entirely with the Trial Chamber’s Decision26 but wish to make clear my opinion that,
in the context of this case, it does not assist in defining
“contumacious” to suggest, as was done in Witness K12,
that it implies conduct that is “perverse”.27 The plain English meaning of contumacious
conduct is behaviour that is “stubbornly or wilfully disobedient
to authority”.28
The Initial Procedure
2. I wish also to explain my reasons for deciding that the
appropriate course in this case was for the Trial Chamber to
conduct the contempt proceedings.
3. After the Respondent was charged as set out in the Decision,
he was given time to consult with counsel.29
Once the court reconvened, Mr. Bourgon, for the Respondent,
made two preliminary Motions.30
First, he invited the Chamber to determine that the matter should
be dealt with by another Chamber and to take no further part
in the proceedings. Second, he submitted the matter should be
adjourned to ensure that the rights of the Respondent, now accused,
guaranteed under Article 6 of the European Convention on Human
Rights, were respected. Following brief discussion, Mr. Bourgon
accepted that the second Motion would be more appropriately
made in terms of Article 14 of the International Covenant on
Civil and Political Rights and Article 21 of the Statute of
the Tribunal.31
Motion to Remit Case to Another Trial Chamber
4. In support of the first Motion Mr. Bourgon submitted that,
at the core of the question whether the Respondent was in contempt
of the Tribunal, lay the basic question whether the Chamber
had jurisdiction to hold part of the Trial in the absence of
the accused. Since the Chamber had already ruled that the trial
should proceed, it had already rendered a decision on a matter
which required to be determined in the contempt proceedings.
The Respondent was not bound to answer any question if the proceedings
were illegal. The Respondent’s defence was thus one on which
it would not be appropriate for the Trial Chamber to adjudicate.
The Trial Chamber could not be seen to be an impartial adjudicating
body.32
5. This argument is misconceived. The issue of the refusal
by the Respondent to answer the Prosecutor’s questions arose
after the decision had been made to proceed to complete the
Respondent’s evidence. That matter had already been determined.
It was not for review at the stage when the Respondent faced
further cross-examination. The Presiding Judge carefully explained
to the Respondent that that matter had already been determined.
The Respondent replied that he had come to give evidence in
the presence of his President, the accused, and would only do
so in his presence. In my opinion, it was not appropriate for
the Trial Chamber to revisit its decision to continue to hear
the evidence of the Respondent in the absence of the accused
in the context of the contempt proceedings. The Respondent may,
of course, raise the matter on appeal. It will then be for the
Appeals Chamber to decide, first of all, whether the Trial Chamber
erred in deciding that the evidence should continue to be heard
in the absence of the accused, and secondly, whether that does,
in fact, affect the legitimacy of the requirement that the Respondent
should answer. I, therefore, found no basis in this submission
for considering that the Trial Chamber would be, or be seen
to be, other than an impartial adjudicating body in dealing
with the issue of contempt. On this matter I was in agreement
with the approach of my colleagues.
6. That approach is in keeping with the provisions relating
to the procedure to be followed in the investigation and prosecution
of contempt before the Tribunal in the Practice Direction of
6 May 2004,33 which envisages that
the contempt case will normally be heard by the Chamber before
which the contempt allegedly occurred. Contempt may take many
forms. Indeed the offence encompasses a wide variety of conduct,
some of which is otherwise clearly criminal and some of which
is not criminal. It comprises conduct which affects the administration
of the court or is otherwise disciplinary in character, and
conduct which goes to the root of the issues being litigated
before the court. It includes conduct which must be dealt with
immediately if it is to be dealt with effectively, and it includes
conduct that may appropriately be dealt with by ordinary criminal
procedures within their proper time limits. It may comprise
conduct in the face of the court and conduct occurring at a
location far removed from the court, such as communications
with witnesses or the publication of inappropriate reports in
newspapers. It may involve the behaviour of persons on the public
benches, counsel, a witness or the accused himself. Various
forms of contempt require investigation before proceedings are
commenced. Even in such circumstances the Practice Direction
envisages that the normal course will be for the Chamber in
which the contempt allegedly occurred should adjudicate the
matter. Paragraph 13 provides:
Upon completion of the investigation of
an alleged contempt of the International Tribunal pursuant
to Rule 77(C)(i) or (ii) of the Rules, and where sufficient
grounds have been determined by a Chamber in order to proceed
against a person for contempt, the Chamber in which the contempt
allegedly occurred shall adjudicate the matter unless there
are exceptional circumstances such as cases in which the impartiality
of a Chamber may be called into question, warranting the assignment
of the case to another Chamber.
It is clear, therefore, that both the Rules of Procedure34
and the Practice Direction envisage that the Chamber before
which a witness has allegedly committed contempt should ordinarily
adjudicate the matter.
7. Having said that, the Practice Direction also recognises
that there are circumstances where the case should be assigned
to another Chamber. While these are described as “exceptional”,
the example given of the impartiality of a Chamber possibly
being called into question suggests that this course may be
appropriate in more than “ exceptional” circumstances. A court
must always act impartially. That means that the members of
the court must not only be “subjectively” impartial, but also
be perceived “objectively” to be impartial. There is a general
presumption that a court is free of subjective or personal prejudice
or bias unless there is evidence to the contrary. However, it
may be difficult to demonstrate objective impartiality where
the court appears to have already made decisions on matters
of fact which are challenged in the contempt proceedings. It
is not uncommon for issues of contempt to involve factual disputes.
Indeed the same may also be said in relation to matters of law
which are controversial. The Chamber was mindful of these issues
in this case.35 In dealing with
the matter, the Trial Chamber did not consider that there were
any grounds for calling the impartiality of the Chamber into
question in the particular circumstances of this allegation.
The Chamber confined its determination of the proper approach
to the particular circumstances of this case. The variety of
circumstances in which contempt may be committed inevitably
rules out a “one size fits all” approach to handling such allegations.
8. It is vital to the proper administration of justice that
a court maintains its authority over the conduct of proceedings
before it.36 To enable the court
to enforce its authority in the face of resistance to its directions,
the court must be able to take action to try to secure the implementation
of its directions. One example is where a witness, having been
duly sworn, endeavours to avoid his obligation to tell the whole
truth by evasion, such as by giving deliberately confusing answers
or answers which do not address the question posed but deal
with peripheral, albeit related, events in a way that is designed
to obfuscate the issues being explored. That sort of conduct,
prevarication falling short of lying under oath or perjury,
must be addressed by the presiding court. The conduct is frequently
obvious and indisputable, carried out in the face of the court,
and can potentially undermine the effective exercise of the
court’s jurisdiction to dispose of the primary business before
it. The witness’s demeanour may contribute to the impression
communicated to the judge and instruct the view that the witness
is prevaricating. Suitably advised by the trial judge of the
risks associated with prevarication, the witness will often
purge any contempt by giving evidence without further prevarication.
9. The position is similar in the present case. The Respondent
refused to continue his testimony at a stage where the Trial
Chamber had decided that it was in the interests of justice
and the fair and expeditious conduct of the proceedings that
his evidence should continue. Since the primary consideration
thereafter was that the proceedings should continue, the determination
of the question whether the Respondent was in contempt was plainly
for the Trial Chamber and was plainly a determination to be
made expeditiously with a view to demonstrating the court’s
authority and ensuring the progress of the trial. In the event
that its directions are not implemented, then the court must
have power to take action to maintain its authority. It must
try to ensure that no party involved in the proceedings is prejudiced
by the witness’s attitude and that the interference with the
administration of justice be kept to a minimum. It is a vital
part of the court’s armoury in doing so to be able to advise
the witness of the potential of being held in contempt by the
court and punished for that contempt in the event that the position
does not change. Should the court go on to hold that the witness
was in contempt and punish the witness, then the witness has
resort to appeal should he consider that he was wrongly accused
and convicted of contempt. The initial assessment of the behaviour
of the witness is one which must essentially be made by the
presiding tribunal, which is well placed to determine the issue
after ensuring that the rights of the witness to a fair hearing,
and all rights associated therewith, are fully observed.
10. While I consider that the court before which the conduct
occurs ought to deal with the question of contempt in the two
situations I have outlined, I do not mean to suggest that that
will always be the appropriate case. Since contempt can occur
in so many quite diverse situations, inevitably there will be
many cases where it will not be appropriate for the presiding
court to deal with the issue of contempt before it.
11. To support his submission Mr. Bourgon also cited certain
guidance from the Judicial Studies Board of England and Wales
(“JSB”) and the Judgement of the European Court of Human Rights,
Second Section, in the case of Kyprianou v. Cyprus.37
The JSB guidance relates to lower courts in England and Wales
and is of little or no assistance in the circumstances of the
present case.38 Kyprianou bears
to make an authoritative statement that contempt should always
be dealt with by a different tribunal from that before which
it is alleged to have occurred.39
The Judgement of the Second Section awaits review by the Court’s
Grand Chamber. The Second Section considered that, in situations
where a tribunal is faced with misbehaviour on the part of any
person in the courtroom, which may constitute a criminal offence
of contempt, the correct course dictated by the requirement
of impartiality under Article 6.1 of the Convention is to refer
the question to the competent prosecuting authorities for investigation
and, if warranted, prosecution and to have the matter determined
by a different bench from the one before which the problem arose.
However, that statement is obiter in relation to circumstances
which are far removed from those that the Court was considering.
The circumstances of the present case do not relate to offensive
behaviour in relation to which there may be factual issues to
be determined. They relate to a polite but firm determination
to answer questions only if the circumstances in court are such
as the Respondent anticipated that they would be. In my opinion
the decision in Kyprianou does not extend to such circumstances
and does not provide a basis for insisting upon a separate tribunal
to adjudicate upon contempt whenever that contempt occurs in
the courtroom.
Motion to Adjourn
12. In support of his second Motion,40
that the proceedings should be adjourned to ensure respect for
the basis rights of the Respondent, Mr. Bourgon submitted that
the Respondent could not be ready to answer the contempt charge
immediately, as his defence team might need to prepare lengthy
legal submissions which might involve detailed research and
he might even need to call his own witnesses. When asked what
further legal arguments might be made beyond those supporting
the first Motion, Mr. Bourgon referred to “possible guidelines
or guarantees” that the Respondent may have been given when
he was invited on behalf of the accused to testify before the
Tribunal. These might give him an excuse for refusing to answer
questions. In addition, one of the associates acting for the
accused had met with the Respondent on the evening of 19 April,
that is after his first appearance and before his second appearance
when he refused to answer questions, and the circumstances of
that meeting would require to be investigated. Mr. Bourgon also
referred to the health of the accused without specifying any
particular issue. Finally he submitted that the Respondent had
the right to counsel of his own choice and might wish to consult
a lawyer from his own country.
13. These submissions fell to be considered in the context
of whether it was necessary to adjourn the proceedings for more
than a day or two to enable adequate investigation and preparation
of the Respondent’s case to be undertaken. Again I considered
Mr. Bourgon’s submissions to be misconceived. Again they started
from the point of view that the whole basis on which the Respondent
came to the Tribunal and commenced and was instructed to continue
to give evidence should be explored in the context of the contempt
proceedings. No other matter was suggested as requiring investigation
than the question whether the Accused was entitled to decline
to answer because the situation in court was not as he wished
or expected it to be. I did not rule out the possibility that
some of the submissions made by Mr. Bourgon on this, and indeed
in support of the first Motion, may go to the question of the
appropriate penalty to be imposed in the event that contempt
is established. On the other hand none is relevant to the question
whether the accused was bound to answer the questions posed
by the Prosecutor. I therefore dissented from the decision of
my colleagues to grant an adjournment until 5 May. In my opinion,
an adjournment of a day or two would have been sufficient.
14. The idea that there should be a lengthy adjournment to
enable the Respondent to arrange to consult, and have attend
here, a lawyer of his choice and from his own country is equally
misconceived. The right of the accused to counsel of his choice
has to be seen in the context in which the need for counsel
arises. If he has the resources, he has the right to make arrangements
for the attendance of counsel within the timescale that is available
in the context of the proceedings. Where it is appropriate for
the matter of contempt to be dealt with urgently and expeditiously,
then his choice is necessarily limited to those who are available
to deal with the matter within the timescale. Should he be unable
to meet the expenses of legal advice, then the Chief of the
Office of Legal Aid and Defence Matters would provide counsel
and in doing so would give the Respondent the opportunity to
select from a list of those recognised by the Tribunal and available
to undertake the task. An adjournment until 25 or 26 April would
have been sufficient to ensure respect for the rights of the
Respondent. Since the issue was one of the maintenance of the
authority of the Trial Chamber, it required to be dealt with
urgently.
Done in English and French, the English text being authoritative.
____________________
Judge Iain Bonomy
Dated this thirteenth day of May 2005
At The Hague
The Netherlands
[Seal of the Tribunal]
1 - Prosecutor v. Milosevic,
Contempt Proceedings Against Kosta Bulatovic, Case No.
IT-02-54-T-R77.4, “Order on Contempt Concerning Witness Kosta
Bulatovic”, 20 April 2005 (“Contempt Order”), p. 3.
2 - Milosevic, Case No. IT-02-54-AR73.7,
“Decision on Interlocutory Appeal of the Trial Chamber’s Decision
on the Assignment of Defense Counsel”, 1 November 2004, para.
20.
3 - Milosevic, Case No. IT-02-54-T, Transcript,
T. 38591 (19 April 2005).
4 - See generally id., T. 38592–T. 38597,
T. 38606 (19 April 2005).
5 - See supra note 4.
6 - Id., T. 38606, T. 38608–T. 38609
(19 April 2005).
7 - Id., T. 38615–T. 38616 (20 April
2005).
8 - Id., T. 38616 (20 April 2005).
9 - See Prosecutor v. Aleksovski, Case
No. IT-95-14/1-AR-R77, “Judgement on Appeal by Anto Nobilo against
Finding of Contempt”, 30 May 2001 (“Aleksovski Contempt
Appeal”), para. 36:
Both the purpose and the scope of the law of contempt to be applied
by this Tribunal is to punish conduct which tends to obstruct,
prejudice or abuse its administration of justice in order to ensure
that its exercise of the jurisdiction which is expressly given
to it by its Statute is not frustrated and that its basic judicial
functions are safeguarded.
The law of contempt is not designed to buttress the dignity of
the judges or to punish mere affronts or insults to a court or
tribunal; rather, it is justice itself which is flouted by a contempt
of court, not the individual court or judge who is attempting
to administer justice. (footnotes omitted)
10 - See Contempt Order, supra
note 1; Milosevic, Case No. IT-02-54-T, Transcript, T.
38617 (20 April 2005). See also Aleksovski
Contempt Appeal, supra note 9, para. 56:
It is therefore essential that, where a Chamber initiates proceedings
for contempt itself, it formulates at an early stage the nature
of the charge with the precision expected of an indictment, and
that it gives the parties the opportunity to debate what is required
to be proved. It is only in this way that the alleged contemnor
can be afforded a fair trial.
11 - Contempt Proceedings Against Kosta
Bulatovic, supra note 1, Transcript of Hearing, T. 6–T. 8
(6 May 2005); see Milosevic, Case No. IT-02-54-T,
Transcript, T. 38626– T. 38627, T. 38633– T. 38634, T. 38642 (20
April 2005).
12 - Id., T. 6, T. 8, T. 9–T. 14 (6
May 2005).
13 - Id., T. 14–T. 15 (6 May 2005).
14 - See generally id., T. 18–T. 42
(6 May 2005).
15 - See generally id., T. 43–T. 45
(6 May 2005).
16 - See id., T. 44 (6 May 2005) (referring
to Milosevic, Contempt Proceedings Against Witness K12,
Case No. IT-02-54-T-R77, Transcript of Hearing, T. 33 (18 November
2002)).
17 - Contempt Proceedings Against Witness K12,
supra note 16, “Trial Chamber Finding in the Matter of Witness
K12”, 21 November 2002, Dissenting Opinion of Judge Kwon.
18 - Contempt Proceedings Against Kosta
Bulatovic, supra note 1, Transcript of Hearing, T. 45–T. 46
(6 May 2005).
19 - Aleksovski Contempt Appeal, supra
note 9, paras. 39, 42–48, 49–52.
20 - Prosecutor v. Brdanin, Contempt
Proceedings Against Milka Maglov, Case No. IT-99-36-R77, “Decision
on Motion for Acquittal Pursuant to Rule 98 Bis”, 19 March 2004,
para. 16; see also id., paras. 24, 29, 41.
21 - See Contempt Proceedings Against Kosta
Bulatovic, supra note 1, Transcript of Hearing, T. 62–T. 63
(6 May 2005).
22 - See generally id., Transcript of
Hearing, T. 49–T. 53, T. 55–56 (6 May 2005).
23 - Id., T. 63 (6 May 2005) (ostensibly
referring to Milosevic, Case No. IT-02-54-T, Transcript,
T. 38606–38608 (19 April 2005); id., T. 38642 (20 April
2005)).
24 - That is not to say that there are no circumstances
in which a witness may claim a right to refuse to answer questions.
He may claim privilege. In that event the Chamber would have a
further decision to take on whether the witness should be required
to answer. However, no issue of that sort arises here.
25 - See Aleksovski Contempt Appeal,
supra note 9, paras 53–54:
[I]t is strictly unnecessary for the Appeals Chamber to determine
whether it is necessary for the prosecution also to establish
an intention to violate or disregard the order which was violated,
but the issue is an important one for future prosecutions for
contempt and the matter has been fully argued. The Appeals Chamber
accordingly proposes to express its opinion upon that issue. In
most cases where it has been established that the alleged contemnor
had knowledge of the existence of the order (either actual knowledge
or a wilful blindness of its existence), a finding that he intended
to violate it would almost necessarily follow. There may, however,
be cases where such an alleged contemnor acted with reckless indifference
as to whether his act was in violation of the order. In the opinion
of the Appeals Chamber, such conduct is sufficiently culpable
to warrant punishment as contempt, even though it does not establish
a specific intention to violate the order. The Appeals Chamber
agrees with the prosecution that it is sufficient to establish
that the act which constituted the violation was deliberate and
not accidental.
26 - Prosecutor v. Milosevic, Contempt Proceedings
Against Kosta Bulatovic, Case No. IT-02-54-T-R77.4, “Decision
on Contempt of the Tribunal”, 13 May 2005 (“Decision”).
27 - See Prosecutor v. Milosevic, Contempt
Proceedings Against Witness K12, Case No. IT-02-54-T-R77, Transcript
of Hearing, T. 33 (18 November 2002).
28 - See, e.g., The Concise Oxford Dictionary
(10th ed., rev. 2001) (Oxford University Press: Oxford, New
York).
29 - Prosecutor v. Milosevic, Case No.
IT-02-54-T, Transcript, T. 38617–T. 38619 (20 April 2005).
30 - See generally id., T. 38619–T.
38639 (20 April 2005).
31 - Id., T. 38627 (20 April 2005).
32 - See generally id., T. 38619–T.
38627, T. 38633–T. 38639 (20 April 2005).
33 - Practice Direction on Procedure for the
Investigation and Prosecution of Contempt Before the International
Tribunal, Doc. No. IT/227, 6 May 2004 (“Practice Direction”).
34 - See Rule 77 of the Rules of Procedure
and Evidence of the International Tribunal (“Rules”), quoted in
relevant part in the Decision, supra note 1, para. 4.
35 - See, e.g., Milosevic, Case No.
IT-02-54-T, Transcript, T. 38633–T. 38634 (20 April 2005).
36 - See Prosecutor v. Aleksovski, Case
No. IT-95-14/1-AR-R77, “Judgement on Appeal by Anto Nobilo against
Finding of Contempt”, 30 May 2001 (“Aleksovski Contempt Appeal”),
para. 36.
37 - Application No. 73797/01, Judgement of
22 January 2004.
38 - Likewise, the Practice Note of the Lord
Chief Justice referred to in Kyprianou gives no specific
guidance other than in respect of contempt proceedings in lower
courts.
The examples I have already given, see supra paras. 8–9,
are not the only circumstances in which a court may deal with
the issue of contempt before it and be perceived as an independent
and impartial tribunal. A number of examples can be cited from
England and Wales. In R v Calum Iain Macleod, [2001] Crim.
L. R. 589, where the contempt alleged was that of the accused
endeavouring to intimidate a witness outwith the courtroom, the
Court of Appeal considered that there was no reason why the judge,
who had not observed what had taken place outside the courtroom,
should not be regarded as an independent and impartial tribunal
for the purposes of the contempt proceedings. The Court went further
and expressed the view that, even if the judge had formed a particular
impression of the witness’s credibility while she was giving her
evidence in the main trial, this could not be seen as compromising
his independence or impartiality when considering the evidence
in relation to the alleged contempt. It was, therefore, appropriate
for the trial judge to deal with the matter which had to be dealt
with urgently to ensure that the trial progressed. That approach
is in keeping with the spirit of the general statement made by
Denning M.R., in the leading case of Balogh v. St. Alban’s
Crown Court, [1974] 3 All E.R. 283, 288:
This power of summary punishment is a great power, but it is a
necessary power. It is given so as to maintain the dignity and
authority of the court and to ensure a fair trial. It is to be
exercised by the judge of his own motion only when it is urgent
and imperative to act immediately—so as to maintain the authority
of the court—to prevent disorder —to enable witnesses to be free
from fear—and jurors from being improperly influenced—and the
like. …
[A] judge should act of his own motion only when it is urgent
and imperative to act immediately. In all other cases he should
not take it upon himself to move. He should leave it to the Attorney-General
or to the party aggrieved to make a motion in accordance with
the rules in R.S.C., Ord. 52. The reason is so that he should
not appear to be both prosecutor and judge: for that is a role
which does not become him well.
In the later case of Griffin, [1989] 88 Cr. App. R. 63,
69, the Court of Appeal said this:
We should add that certain dicta (for example, in Balogh)
may be read as suggesting that the court has no jurisdiction to
adopt the summary process unless the matter is urgent. We doubt
whether this is strictly accurate. In our view the question of
urgency or no is material, not to the existence of the jurisdiction
but as to whether the jurisdiction should be exercised in preference
to some more measured form of process.
39 - It should be noted, however, that the
discussion of American law in paragraph 22 of the Kyprianou
decision may not be a complete or entirely accurate review of
the position in the United States. For example, in Mayberry
v. Pennsylvania, the case relied upon in Kyprianou
to support the general rule it purports to propound, the United
States Supreme Court emphasised that its holding was strongly
linked to, and possibly limited by, the circumstances of the case
before it, characterised by “downright insults of a trial judge”:
This rule of caution [in exercising the contempt power] is more
mandatory where the contempt charged has in it the element of
personal criticism or attack upon the judge. … All we can
say upon the whole matter is that where conditions do not make
it impracticable, or where the delay may not injure public or
private right, a judge called upon to act in a case of contempt
by personal attack upon him, may, without flinching from his
duty, properly ask that one of his fellow judges take his place.
400 U.S. 455, 462, 464 (1971) (emphasis added). See also
Pounders v. Watson, 521 U.S. 982, 987–988 (1997) (noting
that “[l]ongstanding precedent confirms the power of courts to
find summary contempt and impose punishment”, and stressing “the
importance of confining summary contempt orders to misconduct
occurring in court. Where misconduct occurs in open court, the
affront to the court's dignity is more widely observed, justifying
summary vindication.”).
40 - See generally id., T. 38627–T.
38633 (20 April 2005).