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Fiftieth session
Item 114 (b) of the provisional
agenda*
HUMAN RIGHTS QUESTIONS: HUMAN RIGHTS QUESTIONS, INCLUDING
ALTERNATIVE APPROACHES FOR IMPROVING THE EFFECTIVE ENJOYMENT
OF HUMAN RIGHTS AND FUNDAMENTAL FREEDOMS
National institutions for the promotion
and protection of human rights
Report of the Secretary-General
I. INTRODUCTION
1. This report has been prepared pursuant to paragraph 13 of resolution
48/134 of 20 December 1993, entitled "National institutions for the
promotion and protection of human rights", by which the General Assembly
requested the Secretary-General to report to it at its fiftieth session on
the implementation of the resolution.
2. In the same resolution, the General Assembly reaffirmed the importance
of developing, in accordance with national legislation, effective national
institutions for the promotion and protection of human rights and of
ensuring the pluralism of their membership and their independence, and
encouraged Member States to establish or to strengthen national
institutions and toincorporate those elements in national developmentplans.
3. The General Assembly requested the Centre for Human Rights to continue
its efforts to enhance cooperation between the United Nations and national
institutions, particularly in the field of advisory services and technical
assistance and of information and education, including within the framework
of the World Public Information Campaign for Human Rights. It also
requested the Centre to establish, upon the request of States concerned,
United Nations
________________________
* A/50/150.
95-28528 (E) 121095 171095/...
*9528528*
centres for human rights documentation and training and to do so on the
basis of established procedures for the use of available resources within
the United Nations Voluntary Fund for Advisory Services and Technical
Assistance in the Field of Human Rights.
4. Pursuant to General Assembly resolution 48/134 of 20 December 1993,
this report contains information on the various activities undertaken by
the Centre for Human Rights to establish and strengthen national
institutions and on the measures taken by Governments in these areas.
II. ACTIVITIES OF THE CENTRE FOR HUMAN RIGHTS WITH A VIEW TO THE
ESTABLISHMENT AND STRENGTHENING OF NATIONAL INSTITUTIONS
A. International workshops
1. The Second International Workshop, held in Tunis
5. In accordance with resolution 1992/54 of the Commission on Human
Rights, the Centre for Human Rights, in cooperation with the Tunisian
Higher Committee on Human Rights and Fundamental Freedoms, organized the
second International Workshop on National Institutions for the Promotion
and Protection of Human Rights, which was held in Tunis from 13 to 17
December 1993. This workshop followed on the first Workshop, held in Paris
in October 1991, the conclusions of which were adopted by the Commission on
Human Rights (resolution 1992/54) and endorsed by the Economic and Social
Council (decision 1992/233). It also corresponded to the wish expressed at
the World Conference on Human Rights, which recommended that
"representatives of national institutions should convene periodic meetings
under the auspices of the Centre for Human Rights to examine ways and means
of improving their mechanisms and sharing experiences" (A/CONF.157/24 (Part
I), chap. III, sect. II, para. 86).
6. The topics taken up during the Workshop included:
(a) Cooperation between the State and national institutions. On this
topic it was noted that, while each State should choose a context suited to
its national needs, the establishment of a national institution must be in
keeping with the Paris Principles, which served as a basis. That would
avoid the danger of the establishment of "alibi" national institutions.
Moreover, whether they were consultative or jurisdictional, national
institutions must be based on the highest possible legal standard, which
assured their legitimacy, so that they would be able to ensure the synergy
between the State and civil society. In addition, national institutions
must be forums for constructive dialogue and mediation, limiting
controversy and confrontation, without thereby concealing possible
substantive disagreements;
(b) Relations between national institutions and similar bodies. The
discussions were concerned with the complementarity of the work of national
institutions (commissions, committees, councils, etc.) and ombudsmen. It
was stressed that national institutions and ombudsmen were complementary
and did not compete with each other. It was thus envisaged that, on the
basis of the Paris Principles, cooperation should be established between
the two types of institutions, which both had as their purpose the
strengthening of democracy and the protection of human rights;
(c) The strengthening of relations between national institutions and the
Centre for Human Rights. On this topic, proposals were submitted
concerning new directions in the policy of the United Nations Centre for
Human Rights with regard to national institutions in the coming years.
Those new directions were designed to help national institutions to
contribute more effectively to the ratification and implementation of
international human rights instruments; to train officials of national
institutions in the preparation of the reports to be submitted by
Governments; to teach methods of investigating human rights violations; and
to devise methods of settling disputes;
(d) Cooperation between national institutions. This topic was concerned
with strengthening relations between national institutions and non-
governmental organizations (NGOs), the complementarity of whose roles was
reaffirmed. It was felt that NGOs which spoke for those unable to speak
for themselves must be helped and encouraged by the national institutions.
It was therefore recommended that national institutions should maintain or,
when that was not yet the case, establish close cooperation with NGOs, not
only nationally but also by continuing to invite them to take an active
part in their International Workshops.
7. At the conclusion of their deliberations, the participants adopted
recommendations for consideration by the Commission on Human Rights, at its
fiftieth session, including a recommendation that it should establish a
coordination committee for national institutions (see sect. c). The report
of the second Workshop, held in Tunis, including the conclusions and
recommendations, was submitted to the Commission on Human Rights at its
fiftieth session in 1994 (E/CN.14/1994/45 and Add.1).
2. The third International Workshop, held in Manila
8. Following the recommendations of the Tunis Workshop, the Commission on
Human Rights, in its resolution 1993/55, authorized the convening of the
third International Workshop on National Institutions for the Promotion and
Protection of Human Rights, which was held at Manila, at the invitation of
the Government of the Philippines, from 18 to 21 April 1995. As in the
case of the Tunis Workshop, several topics were taken up during the
Workshop, including:
(a) Evaluation of the implementation of the Principles relating to the
status of national institutions. This involved reviewing the extent to
which national legislation regulating the structure and functioning of
national institutions accorded with the Paris Principles. It was
reaffirmed that the mandate of a national institution must be as broad as
possible and must be established by the Constitution or by a legislative
instrument. It was recognized that a national institution must have the
power to carry out investigations, on its own initiative or at the request
of the authorities, into all human rights violations committed in the
country concerned and to receive and hear individual complaints lodged in
this respect. The national institution must have the responsibility for
promoting human rights and must be free to meet on a regular basis and as
often as necessary and to circulate and publish its conclusions and
recommendations;
(b) The establishment and strengthening of national institutions. The
discussions were concerned with the implementation of the programme of
action for technical cooperation with national institutions. (Section III
of this report mentions all the aspects considered under this item);
(c) National institutions and efforts to combat racism and racial
discrimination. The discussion of this topic gave the participants an
opportunity to learn about the results of the European Workshop on national
institutions on the topic of efforts to combat racism and racial
discrimination, held at Strasbourg from 7 to 9 November 1994. This topic
will be dealt with in section III;
(d) The contribution of national institutions to the Fourth World
Conference on Women. In the context of the Fourth World Conference on
Women, the participants drew up a number of recommendations for
consideration by the Conference, including a recommendation that States
should consider the establishment of national institutions in accordance
with the Paris Principles with the main task of ensuring the protection of
women and girls against discrimination, and a recommendation that States
should appoint an equal number of women and men to decision-making posts in
national institutions. In that connection, all national institutions
should draw up plans and programmes to recruit as many women as men at all
levels within the institution.
9. Furthermore, national institutions should adopt measures in principle
and implement a programme for the advancement of indigenous women both
within such institutions and at the national level; they should take into
account the particular needs of women and girls belonging to ethnic
minorities, migrant workers and the disabled. Lastly, national
institutions should pay particular attention to violence against women,
adopt a specific plan of action in accordance with the Declaration on the
Elimination of Violence against Women, and report to the fourth Workshop on
the measures taken to eliminate such violence.
10. The detailed report of the third International Workshop on National
Institutions for the Promotion and Protection of Human Rights, held at
Manila, will be submitted to the Commission on Human Rights at its fifty-
second session (E/CN.4/1996/8). In addition to an analysis of the debates
which took place at that Workshop, the report contains conclusions,
recommendations and a Final Declaration.
B. The programme of advisory services and technical
assistance for national institutions
11. It should be noted that, in accordance with the mandate set forth by
the Economic and Social Council, the main aim of the programme of advisory
services and technical assistance is to strengthen the role of national
institutions in the protection and promotion of human rights. Assistance
to national institutions under the programme assumes a number of forms:
(a) Services to Governments of Member States which are planning to
establish a national institution for the promotion and protection of human
rights. Assistance in such cases may be financial or may involve the
provision of the services of an expert to advise public authorities on
suitable models and to transmit technical information and advise on the
drafting of legislation governing the status of national institutions;
(b) Technical assistance to enhance staff skills and strengthen capacity
for action when the national institution has already been established.
12. The Centre for Human Rights has prepared a programme of action to
serve as a reference for the preparation and execution of all projects
aimed at assisting national institutions. It has four main objectives: to
promote the concept of a national institution, to contribute to the
emergence of effective institutions, to assist in strengthening existing
institutions, and to promote cooperation among institutions. Resources
have been made available for the achievement of each objective. For
example, the objective of establishing effective national institutions will
be achieved through the provision of experts to assist States which express
a need to set up such institutions.
13. The concept of national institutions is promoted through activities
which are not necessarily designed for a particular country or institution
but which focus on the usefulness of a national institution as a body
working for the defence of human rights. With that end in view, the Centre
for Human Rights has produced documentary information and prepared a
practical manual for those involved in the establishment and management of
national institutions. The manual is in the process of being published.
14. This objective is also served through the organization of workshops.
The Centre has therefore organized a number of seminars and workshops (for
example, in Seoul in 1994) to familiarize officials with the structures and
functioning of national institutions. These workshops have served as a
forum for the exchange of information and experience on the establishment
and functioning of national institutions.
15. Lastly, it should be noted that the Centre offers advice on the
application of international instruments in domestic law; provides training
in techniques of investigation into human rights violations and information
thereon; provides training in methods of conflict resolution and in the
management of resources which help to forge cooperative links with
competent partners; and assists in the preparation of studies and
evaluations and in the award of grants for further training in human
rights.
C. Meetings of the Coordination Committee
for national institutions
16. Pursuant to a recommendation by the International Workshops held in
Tunis, the Commission on Human Rights, in resolution 1993/55, endorsed the
decision to set up a Coordination Committee for national institutions. By
virtue of its geopolitical composition, this Committee constitutes a major
international network of bodies responsible for promoting and protecting
human rights throughout the world. The Committee is composed of
representatives of the national institutions of Australia, Canada, New
Zealand, France, Sweden, India, Cameroon, Tunisia, Mexico and the
Philippines. Its establishment was the culmination of a lengthy process
that had begun in Paris in 1991 with a workshop on national institutions.
17. The Committee has set as its main objective the promotion of the
establishment and strengthening of national human rights mechanisms. A key
component of its work is to see to it that national institutions play an
effective role in the promotion and protection of human rights at the
national level and forge close links with international bodies pursuing the
same goal.
18. The Committee held its first session from 21 to 23 February 1994,
during which it considered the current situation of national institutions
and expressed its views on the conformity of the status of new national
institutions with the "Paris Principles", with a view to their acceptance
as national institutions. It was agreed that the Committee should be
flexible and simply take note of the existence of national institutions,
irrespective of the political or ideological regime under which they had
been established, bearing in mind that they could be improved and that
technical assistance could be provided to that end. The Centre for Human
Rights takes note of the existence of a national institution as such when
it has been duly informed by the Government concerned of the establishment
of such an institution and when the statutory, legislative or
constitutional instrument concerning the status of the institution has been
officially transmitted to the Centre.
19. Another matter discussed during the session was the Voluntary Fund for
Advisory Services and Technical Assistance in the Field of Human Rights.
The Committee expressed the hope that more resources would be allocated to
the activities of national institutions so that the Centre for Human Rights
could carry out the mandates entrusted to it in that area.
20. The members of the Committee expressed broad agreement on the draft
programme of technical assistance for national institutions submitted
during the session and suggested that the Centre for Human Rights should
ascertain the difficulties facing national institutions and assess their
specific needs, with a view to adjusting the technical assistance
programme, if necessary.
21. The second session of the Coordination Committee for national
institutions was held in Geneva from 22 to 23 February 1995. In his
opening address at that session, Mr. Jose Ayala Lasso, United Nations High
Commissioner for Human Rights, stressed the importance of national
institutions, their activities, their expansion and their strengthening.
The establishment of new national institutions and the strengthening of
existing institutions are among the High Commissioner's priorities under
his programme of action for the second year of his mandate.
22. According to the High Commissioner, a policy of promoting the
establishment and strengthening of national institutions is being
formulated through constructive interaction between the Coordination
Committee and the Centre for Human Rights. The three major components of
the policy are:
(a) To promote the concept of the national institution as a means of
reducing existing regional disparities in the distribution of such
institutions;
(b) To contribute to the emergence of independent and effective
institutions conforming to the Principles concerning the status of national
institutions adopted by the General Assembly in December 1993;
(c) To promote cooperation and coordination among national institutions
at the regional and subregional levels.
23. During the session, the Coordinator of national institutions, Mr.
Maxwell Yalden, and other members of the Coordination Committee submitted
their reports on activities carried out during the previous year (1994).
24. According to the Coordinator's report, these activities consisted
essentially in encouraging national institutions to implement the
Principles concerning the status of national institutions and the
recommendations of the World Conference on Human Rights and the Tunis
Workshop, especially with regard to women and the disabled. Emphasis was
placed on strengthening the Coordination Committee's links with the United
Nations High Commissioner for Human Rights and the Centre for Human Rights.
III. ACTION AT THE NATIONAL AND REGIONAL
LEVELS BY NATIONAL INSTITUTIONS
25. Concurrently with the activities of the Centre for Human Rights aimed
at establishing and strengthening national institutions, some national
institutions have taken action at the regional level. From 7 to 9 November
1994, for instance, the first European Workshop on National Institutions
for the Promotion and Protection of Human Rights was held to discuss the
topic, "The international dimension of the struggle against racism and
xenophobia: priorities and ways of achieving European harmonization".
This Workshop was organized by the Commission nationale consultative des
droits de l'homme in France, in cooperation with the Subcommission of Human
Rights of the Parliamentary Assembly of the Council of Europe. Some 20
national institutions from all over Europe participated.
26. The Workshop provided an opportunity for the official inauguration of
a new kind of inter-institutional cooperation at the "Pan-European" level,
and for the discussion of a subject of high priority for the Council of
Europe as it was preparing to launch, on 10 December 1994, the European
Youth Campaign against manifestations of racism, xenophobia, anti-semitism
and intolerance.
27. In short, the European Workshop pointed the way to a triple approach
to the question of racism and xenophobia:
(a) As precise as possible an analysis of the manifestations of racism
in the 17 European countries attending the meetings, by drawing up an
inventory of the specific forms racism takes, by identifying the victims
and racist circles and studying the reactions of the public;
(b) A study of national measures to combat racism, xenophobia and
intolerance, by evaluating the preventive action (for instance, education)
and making a survey of the anti-racist legislation in force in each country
and of the measures taken by the various Governments;
(c) The proposed strengthening of cooperation within Europe, that is to
say, between the leaders of the struggle against racism and between
Governments, both as to the harmonization of anti-racist legislation and
the coordination of measures to combat racism. 7/
28. Moving on from mere talk to action, the European bodies decided to
establish, within the Council of Europe, an advisory committee against
racism and xenophobia (at the Corfu summit, June 1994) and to launch a
Council of Europe Plan of Action to combat racism, xenophobia, anti-
semitism and intolerance, to be implemented in conjunction with the efforts
of the United Nations Educational, Scientific and Cultural Organization in
connection with the United Nations Year for Tolerance, 1995, proclaimed by
the General Assembly.
29. It should also be noted that the topic discussed at the first European
Workshop was placed in the context of the very foundation of democracy.
30. As far as the African continent is concerned, a regional conference of
national African institutions will take place in November 1995 in Yaounde.
This meeting, which is in the final stages of preparation, will help to
strengthen cooperation between national institutions on the continent and
enable them to coordinate their activities more closely with international
activities for the promotion and protection of human rights. The
Secretary-General will report on the results of the conference in his next
report to the General Assembly.
IV. MEASURES TAKEN BY GOVERNMENTS TO PROMOTE NATIONAL INSTITUTIONS
31. The Centre for Human Rights has endeavoured to work with certain
States as they undergo a process of internal change, the aim being to
strengthen democracy and protect human rights in the light of the evolution
of the human rights situation in those countries in recent years.
32. The Centre has received many requests from Governments announcing the
establishment of new national institutions and requesting technical
assistance in making them effective. Thus, the Centre has provided
technical assistance to the following countries:
(a) Georgia: A draft law on the establishment of a national human
rights institution to replace the present Human Rights and Ethnic Relations
Committee was submitted to the Centre for comment and received careful
scrutiny. In February, the Centre sent a mission to assess the needs in
Georgia with a view to completing the process of assistance;
(b) Papua New Guinea: Following the request for assistance from the
Government of Papua New Guinea, the Centre sent a mission in May 1995 to
assess the country's needs in the area of human rights. The mission's task
was to gather all available information and seek views regarding the
technical assistance needs in the area of human rights. On the basis of
the information received, the Centre is supporting the establishment of a
national human rights commission;
(c) Latvia: The Centre, in cooperation with the United Nations
Development Programme (UNDP), has worked with the Latvian Government in
drafting a law establishing a National Human Rights Council. This
institution will be responsible for overseeing the implementation of the
national programme for the protection of human rights in Latvia. With
UNDP, the Centre is currently working on the preparation of a large-scale
four-year programme to provide technical and material support for the
establishment and development of the National Human Rights Council.
33. It should be noted that, in addition to the three countries mentioned
above, other countries have also requested help from the Centre for Human
Rights in establishing new national institutions. These countries are
Nigeria, Indonesia, Panama, Kuwait, Pakistan, Slovenia and Sri Lanka. In
these cases, the Centre has already supplied copies of the Manual on
National Institutions and has informed the countries about the resources
available under the technical assistance programme to help support such
initiatives.
34. In order to improve its assistance to Member States, the Centre for
Human Rights will set up a comparative database on national legislation.
The national institutions have been invited to send their countries'
relevant legislation to the Advisory Service and Technical Assistance and
Information Branch for inclusion in the database. The Centre also expects
to establish a similar database on the qualifications of the various
experts in the national institutions field who might be called upon when
technical cooperation projects are being implemented.
V. STATUS OF NATIONAL INSTITUTIONS WITHIN UNITED NATIONS BODIES
RESPONSIBLE FOR THE PROMOTION AND PROTECTION OF HUMAN RIGHTS
35. In accordance with paragraph 13 of resolution 1995/50 of the
Commission on Human Rights, the Secretary-General addressed a note verbale
dated 16 May 1995 to Member States seeking the views of Governments and
national institutions concerning possible forms of participation by
national institutions in United Nations meetings dealing with human rights.
In the same context, Mr. Maxwell Yalden, Coordinator for National
Institutions for the Promotion and Protection of Human Rights, addressed a
letter to the Secretary-General informing him of the wish of the national
institutions to be granted the kind of status that would enable them to
participate in meetings of United Nations human rights bodies, as had been
the case at the World Conference on Human Rights.
36. According to the Coordination Committee for national institutions,
national institutions should be granted the same status as the specialized
agencies, and space should be made available to them so that their
representatives could express their views as representatives of independent
bodies. The Coordination Committee also asked that it should be consulted
by the Centre for Human Rights about which national institutions should be
entitled to participate in meetings of United Nations human rights bodies.
37. In his reply to the Coordinator for National Institutions, the
SecretaryGeneral said he believed that the question of the status of
national institutions at meetings of United Nations human rights bodies was
a matter for the Commission on Human Rights and the Economic and Social
Council to decide and that he expected them to reach an appropriate
decision. The Secretary-General would submit a report to the Commission on
Human Rights at its fifty-second session, and the Commission would take a
decision on the status of national institutions in relation to United
Nations human rights bodies.
VI. CONCLUSION
38. The report has focused on the main activities of the Centre for Human
Rights in cooperation with national institutions with a view to continuing
the process of their establishment and strengthening. It has also shown
the different contributions to the process made by the national
institutions themselves, through their regional activities. Lastly, the
report has highlighted the need for a clearer definition of the framework
for cooperation between national institutions and the international bodies
responsible for the promotion and protection of human rights, by assigning
a specific status to the national institutions in relation to those bodies.
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