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Two years ago, in March 2004, at the Global Forum on Internet
Governance, held at UN Headquarters in New York, Secretary-General
Kofi Annan highlighted what in the beginning of the twenty-first
century is more and more evident: the Internet has become,
in a relatively short time, an essential instrument for modern
society. "The Internet has revolutionized
the
very fabric of human communication and exchange", he
said. "In managing, promoting and protecting its presence
in our lives, we need to be no less creative than those who
invented it".1
Traditional ways of governance might prove useless in dealing
with such a complex and peculiar entity as the Internet, but
the increasing awareness of its impact on society at the economic,
social, political and legal levels has in recent times brought
issues of Internet governance into the spotlight. Many important
issues are at stake, such as preventing or at least reducing
the risk of an excessive fragmentation ("Balkanization")
of the Internet; protecting the rights of all the stakeholders,
while defining their responsibilities; safeguarding end users
from crimes and abuses; and finally encouraging every opportunity
for further development.
There is only one thing that everybody agrees on when it comes
to Internet governance, says Vittorio Bertola, Chairman of
the At Large Advisory Committee of the Internet Company for
Assigned Names and Numbers (ICANN): "It has proven to
be a very difficult and controversial task."2
The controversy begins when the object of debate has to be
defined. "Different perceptions of the meaning of this
term trigger different policy approaches and expectations"3,
as pointed out by Jovan Kurbalija, Director of DiploFoundation,
a self-described knowledge organization researching Internet
governance issues. The expansion of the Internet and the opportunities
it offers encompass problems of jurisdiction, ways of developing
the technological infrastructure, protection of national interests
while reaching out to other countries, safeguard of freedom
of expression, and the fight against cybercrimes. This complexity
is addressed from different and potentially clashing points
of view by engineers, politicians, lawyers, diplomats and
human rights activists. Furthermore, an equal variety of views
can be found when it comes to its governance.
The governance of the Internet started in a peculiar way:
in its early development phase, it was a government-sponsored
project. In the 1960s, the United States Department of Defense
wanted a communication system that was elastic and robust
enough to endure partial failures and still function correctly,
in case of a possible nuclear attack. At the height of the
cold war, this was something that linear communication facilities
were not able to do; and from this idea the Defense Advanced
Research Project Agency (DARPANet) was born. In 1969, the
first node of one of the pioneers of today's Internet, ARPANET,
was made operational at the University of California in Los
Angeles. The following decade witnessed the gradual development
of IPSS, a network based on the packet switching paradigm
(information units are split into packets to be routed separately),
which spread from the United States and extended to Europe,
Canada, Hong Kong and Australia.
The birth of the universal "network of networks"
that we now refer to as the Internet is considered by many
to be on 1 January 1983, when the NSFNet was made operational
by the United States' National Science Foundation (NSF). NSFNet
was a university-wide network based on TCP/IP (transmission
control protocol and Internet protocol), whose flexibility
in working over already-existing separate local networks enabled
mergers and growth. The Internet Engineering Task Force (IETF)
was created in 1986 to deal with the development of the Internet
through a "cooperative, consensus-based decision-making
process",4 with no central government, strategy
or planning. The Internet development community was mainly
academic in composition and style, as decentralized as the
Internet itself was, with as little structure as possible
and the core belief that society can avoid being guided by
a central hierarchical, bureaucratic authority, if the right
set of rules for peer-to-peer interaction are found.5
The World Wide Web--the common space of communication and
information sharing invented by Tim Berners-Lee at the CERN
in Geneva, Switzerland--gave a "public face" to
the Internet in the early 1990s. The development of the first
Web pages and browsers, coupled with the opening of the Web
to commercial purposes, gave a popular dimension in what had
been up to that moment a primarily academic phenomenon. In
1994, NSF commissioned the management of the Domain Name System
(DNS)--allocation of addresses and administration of address
databases--to three organizations belonging to the private
sector. This decision originated a "DNS war" that
lasted for the next few years, in which other entities and
organizations became stakeholders: nation-States, international
organizations, civil society and the business sector. Reorganization
was necessary and it happened in 1998 with the establishment
of ICANN.
A controversial body since its creation, ICANN is a non-profit
organization set up by the Commerce Department of the United
States during the second term of the Clinton Administration.
It is responsible for "coordinating the management of
the technical elements of the DNS to ensure universal resolvability,
so that all users of the Internet can find all valid addresses"6
by supervising the "distribution of unique technical
identifiers used in the Internet's operations". Relying
on a bottom-up, consensus-based approach, ICANN is undoubtedly
a shift towards a more international, coordinated management
with respect to previous entities that were performing under
the direct contract of the United States Government. Its status
of a private-sector organization, in partnership with the
public, contributes to its mission of "preserving the
operational stability of the Internet, promoting competition
and achieving broad representation of global Internet communities".6
ICANN is an example of how interest groups with different
backgrounds can interact and take unified decisions--but it
is also their bone of contention. It has been blamed by various
parties for its lack of "transparency, accountability
and legitimacy",7 and it has been accused to be
either too business-dependent or too government-related. Moreover,
although the United States Commerce Department insists on
its function of "overseeing" and not controlling
ICANN, more and more countries become increasingly aware of
the importance of the Internet in so many respects, and they
are not happy to realize that it is in fact run by an entity
"accountable to the Attorney-General of California and
under the authority of the US Government".7
The increasing pressure by Governments around the world on
the United States to reconsider their de facto control over
the Internet and yield some of their authority to an independent
international body (the United Nations obviously come to mind)
has met correspondingly with increasing resistance by Washington.
The plan to make ICANN a fully privatized body was set aside
in June 2005, when a note from the Commerce Department made
it clear that the United States would retain its control "to
preserve the security and stability" of the DNS.8
After some hints that the United States Government would reaffirm
its ultimate supervision on ICANN until 2011,10
the Department of Commerce has recently signed a three-year
agreement with the body that plans its gradual "liberation"
from any direct political control. Full privatization and
independence, according to United States Deputy Assistant
Secretary for Communications John Kneur, should be achieved
by 2009. This decision was welcomed by the European Commission
as a crucial step towards a more international approach to
any Internet governance-related issue.
The will of countries and Governments worldwide to have a
more defining role in the control of the Internet and the
necessity to discuss times and ways in which this could happen
had a tangible outcome in recent years with the establishment
of the World Summit on the Information Society (WSIS), which
was held in two phases, in Geneva and Tunis in 2003 and 2005,
respectively, and the Internet Governance Forum (IGF), whose
inaugural meeting took place in Athens, Greece from 30 October
to 2 November 2006.
IGF meant to be, in Kofi Annan's words, the "new forum
for multi-stakeholder policy dialogue", bringing challenges
and potential for new directions to the international community.
The meeting, which one of the moderators called "a giant
experiment and a giant brainstorming", gave the opportunity
to panellists from all sectors of society to interact with
the audience and even remote participants who took part in
the discussion via e-mail, messaging and chat rooms, in accordance
with the interactive approach that the Secretary-General had
hoped for in the development phase of the Forum. As all participants
agreed on, IGF is not a starting point, but stems from the
process begun at the WSIS, where the roles of all stakeholders
started to be outlined and the need "to share best practices"
was identified. Technology, many panellists pointed out, moves
at a pace that policy is often not able to cope with; thus,
"those working in policy areas should be as creative
as those who created the technology".12
The four-day discussion about openness, security, diversity
and access--the four main themes pre-identified as crucial
for the future of the Internet--took place in this light,
pointing out some emerging issues. The problem of access was
the subject of a lively debate. Advocates of access as a fundamental
human right stated that without it young people can no longer
fully grow up in the modern world--"the Internet is a
way of life"12 and it should therefore be granted. Other
participants rejected this vision of passive, top-down reception
in favour of active individual-seeking. "It's something
that we have to do", Bill Woodcock, Research Director
of Packet Clearing House, said. "Not something that can
be given."
An important topic that, in the opinion of many, should be
the core issue of the next IGF meeting, scheduled for November
2007 in Rio de Janeiro, is "access to access". This
was a concept brought up in the final session, referring to
the fact that people might be fortunate enough to have access
to the equipment necessary to establish an Internet connection,
but without access to the right people who can provide an
education that makes capacity-building meaningful. "Access
to access" conveys the user's social or cultural part
of access to the Internet. There are more than technical details
to the problem of access, as some Forum speakers emphasized.
Continuous financing is needed to make capacity-building a
real possibility-and even more important than money is the
development of "a programme that allows those who receive
the education to have an opportunity to use the education
and to take it further".
In its conclusion, IGF brought to the table two other issues
that are likely to be the subject of passionate debate in
the near future for the important effects they can have on
society and human practices: property rights and changes in
education opportunities through the Internet. Fostering and
improving the flexibility of intellectual property rights,
said Dr. Tsanakas, Chairman of the Emerging Issues session,
is of paramount importance to "guarantee and secure creativity
and at the same time preserve accessibility for the vast majority
of the young users".13 Citizens can also increase
their level of awareness about conditions and factors that
affect their lives, and opportunities should be provided in
this regard, as a contribution to "strengthening democracy".
After the doubts that had been expressed about its structure
and the possibility of success during its setting-up and opening
phases, the Forum ended on a "high note", with representatives
of all sectors and nations expressing their satisfaction in
joining the "experiment" that had just taken place
and their appreciation for its outcomes. Ironically referring
to his own old joke about every United Nations meeting being
"either a success or a great success", Nitin Desai,
the UN Secretary-General's Special Advisor for Internet Governance,
pointed out with a smile that the success of the event had
been "outstanding".14
Yet, not everyone is enthusiastic about the Forum. There has
been disappointment in the restricted power that has been
granted to it and concern that this very limited authority
will never allow any individual country, with the exception
of the United States, any effective chance to have its voice
heard and its needs or will taken into consideration. IGF
is a matter of figuring out ways to bring two cultures together:
the non-governmental decentralized Internet community, characterized
by bottom-up and collective decision-making, and the centralized
formal world of governmental entities--a commendable and valuable
task, but an incredibly difficult one, considering that "the
Forum is not designed to make decisions" and its emphasis
is "on voluntary cooperation not legal compulsion",15
as Mr. Desai pointed out in his opening remarks in Athens.
In a field such as Internet governance, where the mere meaning
of these two words lead to disagreements and different visions,
voluntary cooperation might prove particularly difficult,
as some would argue, and even if a substantial agreement is
reached, the status of IGF simply does not imply any decision
will be implemented. As wide, multilateral and international
in scope as it might be, IGF is, ultimately, only a venue
for dialogue. All stakeholders expressed the hope that everyone
would leave Athens "with a clear view of how to move
forward";12 but the power to actually move forward,
in whatever way, does not belong to the otherwise praiseworthy
efforts of the Forum, and many of its attendees wondered why.
As Adama Samassékou, President of the WSIS Preparatory
Committee, pointed out, "after all the wonderful discussions
we've had, why shouldn't we have something specific come out
of it?"
According to Mr. Desai, the very nature of the Forum prevents
it from having any legislative capacity. For a body to have
any decision-making power, its membership has to be precisely
established, he said, while "IGF is an open door, a town
hall, all views are welcome". Emily Taylor, Director
of Legal and Policy for Nominet, summarized it well on the
eve of the Forum, describing it as an opportunity to form
"coalitions of the willing".16 Regardless
of whether IGF-like discussions actually lead to decisions
or not, some parties also express their dislike of the fact
that they happened in the first place. As David Johnson and
David Post of the Cyberspace Law Institute proposed in the
mid-90s, a discussion of the ways in which the Internet could
be governed is obsolete, as "the net allows the problem
of collective action to be solved by a new, decentralized
process that does not closely resemble those we have used
in the past to pass laws and enforce behavioral norms".17
It is pointless to try to figure out what authorities should
be allowed to take decisions about the regulation of the Internet;
any policy is going to prove successful exclusively depending
on its adoption by the community through "decentralized
collective action".18
Decentralization was one of the core principles for the development
of the World Wide Web; in the words of its creator Tim Berners-Lee,
"society can run without a hierarchical bureaucratic
government being involved at every step, if only we can hit
on the right set of rules for peer-peer interaction".19
This is a step further than self-regulation--intended as the
development of codes and standards that stakeholders create
and agree to bind to as a compromise against external constraints)--that
is what discussions like IGF are mostly about. No regulation
should be scheduled at all, but should be left to emerge through
consensus.
David Clark, professor at the Massachusetts Institute of Technology
(MIT) and leader in Internet development since the mid-70s,
once said it all: "We have no kings or presidents. We
believe in rough consensus and running code." Considering
the extent to which entities like the Swedish "Pirate
Party" have recently influenced their country's policies
as regards information freedom, file-sharing and copyright
issues, it is likely that any future IGF meetings or such
gatherings will have to take into serious account these anarchists
of the Net, who firmly believe that "if enough people
do it, it will be the way".
Due to its open and inclusive nature, IGF has the potential
to play a role in the development of any public policies regarding
the governance of the Internet. The vision encouraged by the
Forum-the achievement of consensus through an open and informal
deliberation that does not neglect any stakeholder nor establishes
any hierarchy of needs-is likely to fit the culture and the
architecture of cyberspace better than a centralized structure
in which one or more Governments play the big role. In this
light, the United Nations is perhaps the only international
organization able to provide enough legitimacy to the discussion
and make sure that all voices are, at least, heard. What are
the concrete results that these voices can elicit-and in what
time span this is going to happen-are other important questions
that need to be addressed in the near future.
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