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Planet of Slums
By Mike Davis
Verso, London and New York, 2006
228 pages, ISBN 1-84467-022-8
It would be easy to write a damning review of this book based
on its flaws and inaccuracies. But it also has well-crafted
summaries, with valuable insights and some sensational turns
of phrase, making up among the best general summaries of the
problem of "slums and shanty towns" in Africa, Asia
and Latin America, and what explains their growth. The author,
Mike Davis, has written several fine books on urban issues,
but focused mainly on the United States. His unfamiliarity
with urban issues in the other three regions explains some
of the inaccuracies, many of which arise from his failure
to question the validity and accuracy of some sources from
which he draws. But part of the book's strength is the fresh
eyes it brings to the topic and the analytical insights, drawing
on urban issues in the United States. This review will consider
the book's strengths and weaknesses.
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Its strengths are its readability and the evidence it marshals
on the crisis in urban areas in Africa, Asia and Latin America.
Many examples highlight the awful living conditions for hundreds
of millions of urban dwellers. The book describes how large
sections of low-income population live in very poor quality
rented accommodation, with overcrowding and exploitation from
landlords that rival the worst nineteenth-century slums. It
emphasizes how poverty is created or exacerbated by government
slum-eviction programmes and how these are often justified
by "criminalizing" their inhabitants. It rightly
emphasizes the much-reduced scope for low-income groups to
illegally occupy land on which they can build housing.
The book discusses the reorganization of cities, as middle
and upper-income groups concentrate in gated communities and
protected sites from which poorer groups are excluded. It
contains many nice historical digressions, comparing nineteenth-century
Naples to present cities, considering how contemporary city
problems are rooted in the policies and precedents of colonial
governments. Many of the targets for its criticism get what
they deserve, for instance, the false illusions of de Soto's
"solutions" and the false promises of poverty reduction
from the Washington consensus. The book rightly describes
how most informal enterprises are highly exploitative, providing
very inadequate incomes for long hours of work. "There
is nothing in the catalogue of Victorian misery, as narrated
by Dickens, Zola or Gorky, that doesn't exist somewhere in
a Third World city today". The book gives strong pointers
to the extent of the crisis, for instance, the conditions
in Kinshasa and Port-au-Prince, the surging demand for human
organs and the industries built on child labour. It ends with
a discussion of "a surplus humanity"-a billion workers
unemployed or underemployed with no official scenario for
their reincorporation into the mainstream of world economy.
Slums are the solution to warehousing this surplus humanity,
and the author suggests that few people in high-income nations
have considered its geopolitical implications. The epilogue
has chilling quotes from a United States air force specialist,
who sees slums as potential nightmare battlefields and talks
about the challenge of "asymmetric combat". He recommends
military training in "blighted cities" in the United
States, where massive housing projects have become uninhabitable
and industrial plants unusable.
This is a book that loves to generalize in pursuit of these
conclusions. One wonders if the author has been to any of
the cities he describes; if he has, he viewed them with selective
eyes. There is little evidence that he has talked to slum
dwellers, as the text suggests an author searching the literature
for examples that support what he wants to say, ignoring any
material that goes against this. The references listed are
a mix of good, authoritative and very poor sources, as well
as of up-to-date and very out-of-date analyses. Perhaps the
book's two main failings are its inability to see the diversity
within the tens of thousands of urban centres in Africa, Asia
and Latin America, and its determination to damn any person
or institution that works to address the problems it describes.
There are many cities where conditions have improved considerably
for much of the low-income population, which are often driven
by a return to democracy, important decentralization reforms
and a new generation of city politicians and officials committed
to changing the old ways. The book is right to remind us of
how the military dictatorships in Brazil, Chile and Argentina
cleared "slums", but it also needs to mention innovations
in these nations since the return to democracy. And for every
Kinshasa (Democratic Republic of the Congo) and Port-au-Prince
(Haiti), there are more hopeful examples.
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The author's attitude to government is summarized by the
chapter titled "The treason of the State". But there
are many local and national governments that have tried new
approaches, working with slum and shanty town residents to
legalize tenure and support community-managed improvements,
for instance, the work of the Community Organizations Development
Institute in Thailand. The chapter on "Illusions of self-help"
does what many left-wing critics have done before: to oversimplify
the position of John F. C. Turner, whose 1976 book, Housing
by People, is far more insightful and sophisticated than this
book suggests, and blame him for the limitations of "self-help"
programmes. At the core of Turner's book is a discussion of
who has the right to determine and manage housing solutions,
and what needs to change if low-income groups are to get real
influence in this. The book also describes so clearly why
the mass public housing programmes that Planet of Slums also
mentions failed. It was a wake-up call to all professionals
engaged in urban issues on how and why they have to listen
to and work with low-income groups and their own organizations
and initiatives.
Planet of Slums dismisses local non-governmental organizations
(NGOs) as having "proven brilliant at co-opting local
leadership, as well as hegemonizing the social space traditionally
occupied by the Left". As in many of its generalizations,
there is a strong core of truth, but it is not the whole truth.
Just as the book describes the diversity within the "informal
economy" and in types of "slums", so is there
great diversity among local NGOs. It misses completely the
many local NGOs that work closely with organizations and federations
of slum and shack dwellers that do not co-opt local leadership-that
also ensure links between pragmatic responses to need and
larger political struggles to change local policies and practices.
It fails to see what slum dwellers are doing themselves-in
the organizations and federations they form, in the initiatives
they undertake and in the slow, often painful, negotiation
with the State-for land on which they can build or tenure
of land they occupy, for water and sanitation and other services,
for legal addresses and the right to vote and be considered
citizens. It also fails to see the local governments that
have responded and now have strong partnerships with these
federations, as well as to understand how changing the relationship
between the urban poor and their local governments has to
be at the heart of change, and this implies a very different
orientation for external funders. Of course, these are not
the "magic bullet"' solution: these have failures
as well as successes, and more macro-changes are also needed
to improve poorer groups' income levels and employment opportunities.
The book also has many inaccuracies. In regard to urbanization
trends, it misses two key points. First, that urban population
growth rates have for many nations slowed dramatically, while
many of the world's largest cities proved to be much smaller
than had been predicted, as new census data became available
since 2000. Second, there is a strong connection between economic
and city growth, including the extent to which the world's
largest cities are heavily concentrated in the largest economies.
The book highlights how China has so many of the world's large
cities, but historically it has long had most of them and
it is hardly surprising that the world's most populous nation
and with the second largest economy has many of the world's
largest cities. The text also vastly overstates the extent
to which Kenya's population growth in 1989-1999 "was
absorbed in the fetid densely packed slums of Nairobi and
Mombasa", and describes Seoul as a city growing at breakneck
speed, when actually its population is hardly growing at all.
But these and other errors are probably drawn from sources
that the author considered legitimate.
So read Planet of Slums, but read it critically and
appreciate its identification of problems for which far too
little attention is paid. However, look beyond it to the places
where slum dwellers are organizing and renegotiating their
relationship with the State and at some local NGOs and a few
external funders that know how to support this. Then imagine
what needs to change within national governments and international
agencies-and support an alternative urban future to the one
described in this book.
(For more details of the work of the federations mentioned
in this review, please visit www.sdinet.org.)
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