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"Each individual State has the responsibility to protect
its populations from genocide, war crimes, ethnic cleansing
and crimes against humanity", declared the Outcome Document
adopted by the United Nations at the 2005 World Summit in
September. This responsibility is met through appropriate
diplomatic, humanitarian and other peaceful means, and also
by taking collective action through the UN Security Council
"in a timely and decisive manner" if peaceful means
are inadequate. This signals a move from a culture of reaction
to a culture of prevention. Yet, the reference to "responsibility
to protect" leaves diplomats thinking hard. Nobody is
really sure how the concept translates into concrete action
at the level of the Security Council, the General Assembly
and the newly-created Human Rights Council.
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This
boy fled the fighting in Rwanda and now lives in Ndosha
camp in Goma.
UN Photo |
The United Nations remains haunted by its failure to respond
to the early warnings of genocide in Rwanda. I well recall
the great confusion at the time. In January 1993, I had participated
in a non-governmental organization-organized inquiry, which
spent several weeks investigating charges of human rights
abuse, including ethnic cleansing, killings and torture in
Rwanda. In a March 1993 report, it had warned of genocide
and war crimes; and shortly afterwards, the Special Rapporteur
on extrajudicial, summary or arbitrary executions, Bacre Waly
Ndaye, went to Rwanda and confirmed the findings of the commission.
Months later, when the Force Commander of the UN Assistance
Mission in Rwanda, General Romeo Dallaire, warned of death
squads being trained for a murderous project, the urgency
was not appreciated.
The report of the Secretary-General's High-level Panel on
Threats, Challenges and Change in December 2004 recalled that
the preoccupation of the UN founders was with State security
not human security.1 One needs only to review the Charter
of the United Nations to appreciate the secondary position
of human rights at the time it was adopted. It was listed
as one of the purposes of the Organization, but the reference
appeared towards the end of a lengthy provision. Primary responsibility
for human rights was assigned to a specialized commission
rather than to a principal organ. And in one of international
law's classic ambiguities, alongside the protection of human
rights was the assurance that "[n]othing contained in
the present Charter shall authorize the United Nations to
intervene in matters which are essentially within the domestic
jurisdiction of any State".
The place of human rights within the UN priorities began
to evolve almost immediately. Punctuated by the uncertainties
of the cold war, human rights-sometimes expressed rather more
broadly as "human security"-have now become the
Organization's raison d'être. The proposals of the High-level
Panel, developed by the Secretary-General in his report of
March 2005 titled In Larger Freedom, and the Outcome Document
confirm this. In recognizing a responsibility to protect populations
at risk of genocide, war crimes, ethnic cleansing and crimes
against humanity, the Outcome Document effectively trumps
the archaic language about non-intervention in matters essentially
of domestic jurisdiction.
Anxious about imposing treaty obligations that might be too
far-reaching, the drafters of the 1948 Convention on the Prevention
and Punishment of the Crime of Genocide decided that some
of the broader issues involving survival of minorities, such
as protection of language and culture, were better placed
within the Universal Declaration of Human Rights. They voted
to exclude what was then called "cultural genocide"
from the scope of the Convention. Another sign of hesitation
was the refusal to recognize that States could and should
prosecute genocide, even if the crime itself had no territorial
or personal connection with them. Many celebrated prosecutions,
such as Eichmann in Jerusalem and Pinochet in London, have
relied on the principle of "universal jurisdiction",
but it was rejected in 1948 and replaced with a promise to
create an international criminal jurisdiction. That ambitious
proposal took more than half a century to realize. Today,
the International Criminal Court is operational, with 100
member States.
Historically, genocide and crimes against humanity had an
uneasy relationship. Genocide required physical destruction
of an ethnic group, while crimes against humanity spoke to
a spectrum of acts of persecution, falling short of extermination.
But genocide could be committed in time of peace, whereas
the law of Nuremberg had declared that crimes against humanity
required a connection with aggressive war, although it is
now well-established that these crimes may be committed in
peacetime. Meantime, our concept of genocide is expanding
to cover acts falling short of physical destruction of groups.
As a result, criminalization of atrocities is relatively seamless.
Arguments on whether specific atrocities "rise to the
level of genocide" or are "merely" crimes against
humanity are counterproductive. Although "genocide"
certainly reserves its unique stigma, any distinction between
the two concepts is without significant legal consequences.
This was recently confirmed by the Commission of Inquiry on
Darfur: "The conclusion that no genocidal policy has
been pursued and implemented in Darfur by the government authorities,
directly or through the militias under their control, should
not be taken in any way as detracting from the gravity of
the crimes perpetrated in that region. International offences,
such as the crimes against humanity and war crimes that have
been committed in Darfur, may be no less serious and heinous
than genocide."2
The United Nations Security Council is central to prevention
of genocide, if only because of its pre-eminent authority
within the Organization. But it has often disappointed in
the past, its inertia faced with the Rwandan genocide being
the classic example. Over the past decade, some new players
have come to the fore. In July 2004, the Secretary-General
appointed a highly distinguished human rights advocate and
expert, Juan Mendez, to be his Special Advisor on Genocide,
with a small but highly professional staff to assist him.
In some ways, the position carries considerably more gravitas,
as it appears to have a more or less direct channel to the
Security Council. The Special Advisor has described his office
as a "focal point" for early warning information
coming from inside and outside the United Nations system.
He has very wisely resisted indulging in technical debates
about the components of the crime of genocide, as defined
in the 1948 Convention. The Outcome Document is enthusiastic:
"We fully support the mission of the UN Special Advisor
for the Prevention of Genocide."
Genocide prevention has suffered from the absence of some
permanent mechanism like a treaty body for the implementation
and monitoring of the Convention. While other human rights
treaties were enriched by regular examination of their provisions,
through the process of preparing and examining periodic reports
and the treatment of individual petitions, the Genocide Convention
lingered in a kind of judicial limbo. Prevention requires
both early warning and early action. But it involves a tedious
waiting period and an absurdly high state of readiness, followed
by exceedingly rare episodes in which urgent action is dramatically
needed. The existence of a monitoring body in 1994 would probably
not have entirely prevented the Rwandan massacres, yet a clearer
perspective that came from regular examination would surely
have contributed to prompt and effective reaction.
International humanitarian law does not directly address
the source of armed conflict, but prides itself on neutrality
in this respect, which enables it to address both sides of
an armed conflict even-handedly. This indifference to the
cause of war is arguably the key to its success. Nevertheless,
the unwillingness of international humanitarian law to speak
to this issue constitutes a serious shortcoming in a comprehensive
strategy to deal with genocide and mass killing.
If the waging of an illegal war is not a violation of international
humanitarian law per se, does that mean that it is not a violation
of international human rights law? After all, article 6 of
the International Covenant on Civil and Political Rights declares
that "[n]o one shall be arbitrarily deprived of his life".
Many recent authorities suggest that human rights law should
defer to international humanitarian law in the event of armed
conflict.3 Obviously, it is desirable to attempt to reconcile
these two bodies, whose common mission is to protect the dignity
of human beings. Yet implicitly, at least, it is suggested
that "collateral damage" in warfare is not a human
rights violation, because it is an unavoidable companion of
armed conflict. If human rights law and humanitarian law are
joined in this manner, however, then human rights law is also
required to ignore the cause of the conflict-this is where
the attempt at accommodation seems to break down.
Unlawful war results in unlawful killing, which is a violation
of human rights. This must be the underlying meaning of the
protection against the arbitrary deprivation of life. But
human rights law has been too cautious about entering this
area. Why, for example, were there no resolutions by the Commission
on Human Rights condemning the illegal invasion of Iraq by
the United Kingdom and the United States? And why were these
two countries not convened in emergency session by the Human
Rights Committee to answer charges that their aggression had
resulted in an arbitrary deprivation of life of tens of thousands
of Iraqi residents?
"Freedom from fear"-these seminal words of Franklin
D. Roosevelt, first expressed in his "Four Freedoms"
speech to the United States Congress in January 1941, appear
in the preambles of the Universal Declaration of Human Rights
and in two succeeding international covenants. The anti-war
premise that underpins modern human rights law can be glimpsed
in article 20(1) of the International Covenant on Civil and
Political Rights: "Any propaganda for war shall be prohibited
by law." This may not be much to go on, but it is enough
to glean the philosophical framework of the Covenant. Human
rights institutions should be more forthright in condemning
unlawful war; however, in the case of Iraq, they generally
failed at the task.
Illegal war is prohibited by international law and is indeed
a war crime. Even Lord Goldsmith, in his advice to Prime Minister
Tony Blair of the United Kingdom prior to the attack on Iraq
warned: "Aggression is a crime under customary international
law which automatically forms part of domestic law. It might
therefore be argued that international aggression is a crime
recognized by the common law which can be prosecuted in the
UK courts."4 Although prosecution is highly unlikely,
in the United Kingdom or elsewhere, the opinion is a vivid
reminder of the fact that one of the great lacunae in the
Rome Statute of the International Criminal Court, namely the
failure to agree on a provision covering the Court's jurisdiction
over the crime of aggression,5 does not in any way diminish
the historic fact that aggression (or "crimes against
peace") was judged a crime under customary law at Nuremberg.
Nothing has happened since to change that.
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