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By Anthony D'Amato
The United Nations Security Council, it can
be argued, can enforce the "laws of war" when there is a geographically limited
war not involving superpowers. No one who works at the International Criminal
Tribunal for the former Yugoslavia, in The Hague, would entertain the thought
that there is no such thing as war crimes. However, defendants may have some
doubts. My client, Milan Kovacevic, who passed away a few months ago, when
his trial was in its second week was indicted for complicity in genocide,
war crimes and crimes against humanitya relatively new category, including
the crimes of persecution and forcible deportation of persons.
He told me that these alleged "crimes" were trumped up by a kangaroo court.
I replied that regardless of what he thought about the validity or invalidity
of the charges against him, this Tribunal has the power to convict him, sentence
him to life imprisonment, and enforce that sentence. So I asked him to suspend
his disbelief for the time being. We'll make more progress in his case, I
said, if we proceed under the assumption that all the charges against him
are legally valid. "Why should we?" he asked. Because the law, I replied,
is the only thing standing between him and a life sentence. His only chance
for acquittal is to work within the "language" of international law. Not
only do the judges understand this language, not only are they sympathetic
to arguments couched in its terms, but they will likely take offence if you
use any other language (such as "revolutionary" language defying the court
and challenging its right to decide your case).
At the trial of the major war criminals in
Nuremberg, 19 out of 22 defendants were convicted of crimes against peace,
war crimes and crimes against humanity. The three who were
acquittedSchacht, von Papen and Fritzschewon their cases because
they were able to use the language of international law to show that the
laws of war did not apply to their specific conduct during the Second World
War.
When the Allied Powers were setting up the Nuremberg Tribunal, the Soviet
representative argued against such proceedings. In his view, all the Nazi
leaders should be shot by a firing squad.
The three acquitted defendants owed their freedom to the rejection of the
Soviet representative's view.
Nevertheless some observers will contend that in "total war" there can be
no laws regulating military conduct; after all, if it's "kill or be killed",
there is no room for law or morality.
But international lawyers will point out that there is no such legal concept
as "total war".
The laws of war
apply without exception to all wars. Furthermore, consider the perspective
of the active combatant. To him or her, it seems like total war. If your
life is on the line, it may seem unreasonable or superfluous to worry about
rules. Yet your military training is all about rules. If you have been taught
not to kill an enemy soldier who has laid down his arms and surrendered to
you, then you don't do it, no matter how desperate your military position
may appear to be.
The prohibition against killing prisoners of
war is one of the oldest war crimes, dating back at least to the American
Civil War. Other prohibitions, such as sparing civilians, came into international
law in part because of the global revulsion following General Sherman's march
through Georgia during that Civil War. Gen. Sherman avoided the Confederate
Armies and instead killed civilians in the streets and burned their homes.
The existence of war crimes can have a deterrent effect even in wars that
seem total to the combatants. For example, in the recent civil war that raged
through Bosnia and Herzegovina, civilians were, for the most part, spared.
The huge number of displaced persons in Bosnia today attests to the fact
that there was no Gen. Sherman targeting them. To be sure, the forced deportation
of civilians is one of the newer war crimestechnically, a "crime against
humanity"but it is of course a far less serious crime than murder or
genocide.
It is often argued that part of the durability of the rules of law during
a war can be attributed to the concept of reciprocity. Soldiers respect the
rights of prisoners of war, for example, because later in the war they may
wind up as prisoners of the enemy, and then they will want their own rights
to be respected. There is no doubt that reciprocity plays a role in strengthening
the laws of war. But reciprocal "retaliation" can sometimes erode a rule.
If the enemy bombs your civilian population centres, you may retaliate by
bombing his. The bombardment of undefended civilian cities and towns was
an established war crime well before the Second World War, yet, during that
war the increasing escalation of retaliatory action chipped away at the rule.
At the time of the Nuremberg trials, there were no prosecutions specifically
directed against pilots or their commanders for aerial bombardment of undefended
civilian population centres.
My own view is that the laws of war are significant because of the oldest
theory of criminal jurisprudence: deterrence.
Tonsider the
following typical example: N., a soldier in a war has an opportunity to kill
(or rape or torture) some defenseless civilians. Assume further that some
other soldiers in his platoon are engaged in killing (or raping or torturing)
civilians. We'll even assume that the war is particularly brutal and "total"
from the soldiers' point of view. Clearly, N can proceed without any personal
risk or immediate fear of punishment. He might hesitate for reasons of
conscience, but we'll make the example stronger by assuming that N has no
sense of moral obligation. The only thing that might deter him is the degree
of his aversion to taking personal risk. If he believes that there is some
chance, even if it is extremely small, of his being imprisoned in the future
for the acts that he is considering now, he might hold back. He analyzes
the situation from a risk vs. reward perspective. There is no reward for
him personally if he engages in killing civilians. Given a reward of zero,
and a risk of a very small positive number, the risk/reward ratio is
unfavourable. N may be deterred.
Obviously I am not claiming that everyone will be deterred; people have different
degrees of risk aversion. Indeed, I assumed that other soldiers in N's platoon
were committing war crimes. But that is not a flaw in deterrence theory (murders
in peacetime are not totally deterred by legal prohibitions). What is important
is to establish a positive degree of personal risk for all soldiers who might
be tempted to commit war crimes. Some and maybe a majority of soldiers may
then be deterred.
This positive degree of personal risk is established in three ways. First,
if N's side loses the war, he may be prosecuted for war crimes by the enemy
after the war. Second, if N's side wins the war, his own country may
court-martial him. Third, whether the war is won or lost, an international
tribunal may prosecute him. This is the strongest possible way to deter criminal
behaviour during war. We are now seeing a watershed development in human
history: the establishment of war-crimes tribunals for Yugoslavia and for
Rwanda, and the attainment a few months ago of a statute for a permanent
International Criminal Court.
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About the
Author: |
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Prof. Anthony D'Amato
is one of Northwestern University School of Law's (USA) most prolific scholars
and an active litigator in international human rights. He is defence counsel
for the first genocide case against a Bosnian Serb at the International Criminal
Tribunal for the Former Yugoslavia, in The Hague, and represented indicted
war criminal Milan Kovacevic. He wrote this article for the UN
Chronicle.
Everyone is entitled
in full equality to a fair and public hearing by an independent and impartial
tribunal, in the determination of his rights and obligations and of any criminal
charge against him.
Universal Declaration of Human Rights, Article 10 |
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